WESTERN INTERNATIONAL SECURITIES, INC.
Legal name: WESTERN INTERNATIONAL SECURITIES
CRD #39262 SEC #801-68953 PASADENA, CA (888) 793-7717
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.5B
Discretionary
$3.5B
Employees
407
Clients
101
Accounts
10,904
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2025 | $3.5B | $3.5B | $8.3M | 407 | 907 |
| Mar 2025 | $3.5B | $3.5B | $8.3M | 407 | 907 |
| Jan 2025 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Oct 2024 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Sep 2024 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Sep 2024 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Sep 2024 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Mar 2024 | $3.7B | $3.7B | $7.7M | 461 | 1,232 |
| Nov 2023 | $3.5B | $3.5B | $2.2M | 424 | 931 |
| Sep 2023 | $3.5B | $3.5B | $2.2M | 424 | 931 |
| May 2023 | $3.5B | $3.5B | $2.2M | 424 | 931 |
| Mar 2023 | $3.5B | $3.5B | $2.2M | 424 | 931 |
| Jan 2023 | $4B | $4B | $0 | 300 | 11,500 |
| Jan 2023 | $4B | $4B | $0 | 300 | 11,500 |
| Nov 2022 | $4B | $4B | $0 | 300 | 11,500 |
| Jun 2022 | $4B | $4B | $0 | 300 | 11,500 |
| Jun 2022 | $4B | $4B | $0 | 300 | 11,500 |
| Mar 2022 | $4B | $4B | $0 | 300 | 11,500 |
| Feb 2022 | $3.2B | $3.2B | $0 | 60 | 9,800 |
| Jun 2021 | $3.2B | $3.2B | $0 | 60 | 9,800 |
| May 2021 | $3.2B | $3.2B | $0 | 60 | 9,800 |
| Mar 2021 | $3.2B | $3.2B | $0 | 60 | 9,800 |
| Feb 2021 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Jan 2021 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Jan 2021 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Nov 2020 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Jun 2020 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| May 2020 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| May 2020 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Mar 2020 | $2.6B | $2.6B | $0 | 60 | 8,600 |
| Aug 2019 | $1.8B | $1.8B | $0 | 55 | 5 |
| Jul 2019 | $1.8B | $1.8B | $0 | 55 | 5 |
| Jun 2019 | $1.8B | $1.8B | $0 | 55 | 5 |
| Jun 2019 | $1.8B | $1.8B | $0 | 55 | 5 |
| Mar 2019 | $1.8B | $1.8B | $0 | 55 | 5 |
| May 2018 | $1.8B | $1.8B | $0 | 48 | 5 |
| Mar 2018 | $1.8B | $1.8B | $0 | 48 | 5 |
| Oct 2017 | $970.7M | $970.7M | $0 | 35 | 5 |
| Jul 2017 | $970.7M | $970.7M | $0 | 35 | 5,000 |
| Mar 2017 | $970.7M | $970.7M | $0 | 35 | 5,000 |
| Dec 2016 | $900M | $900M | $0 | 35 | 3,400 |
| Nov 2016 | $900M | $900M | $0 | 35 | 3,400 |
| Oct 2016 | $900M | $900M | $0 | 35 | 3,400 |
| Mar 2016 | $900M | $900M | $0 | 35 | 3,400 |
| Dec 2015 | $1.2B | $1.2B | $0 | 35 | 3,500 |
| Mar 2015 | $1.5B | $1.5B | $0 | 35 | 3,500 |
| Oct 2014 | $1.3B | $1.3B | $0 | 30 | 3,200 |
| Aug 2014 | $1.3B | $1.3B | $0 | 30 | 3,200 |
| Apr 2014 | $1.3B | $1.3B | $0 | 30 | 3,200 |
| Apr 2014 | $1.3B | $1.3B | $0 | 30 | 3,200 |
| Mar 2014 | $1.3B | $1.3B | $0 | 30 | 3,200 |
| Oct 2013 | $857.2M | $857.2M | $0 | 30 | 2,500 |
| Mar 2013 | $857.2M | $857.2M | $0 | 30 | 2,500 |
| Nov 2012 | $550M | $550M | $0 | 25 | 2,500 |
| Mar 2012 | $550M | $550M | $0 | 11 | 2,500 |
| Mar 2012 | $550M | $550M | $0 | 11 | 2,500 |
| Jan 2012 | $550M | $550M | $0 | 11 | 2,500 |
| Aug 2011 | $400M | $400M | $0 | -- | -- |
| Apr 2011 | $400M | $400M | $0 | -- | -- |
| Mar 2011 | $400M | $400M | $0 | -- | -- |
| Mar 2011 | $400M | $400M | $0 | -- | -- |
| Oct 2010 | $250M | $250M | $0 | -- | -- |
| Apr 2010 | $250M | $250M | $0 | 5 | -- |
| Mar 2010 | $250M | $250M | $0 | 5 | -- |
| Apr 2009 | $139M | $139M | $0 | 5 | -- |
| Feb 2009 | $139M | $139M | $0 | 5 | -- |
| Mar 2008 | $97.3M | $97.3M | $0 | 5 | -- |
| Jan 2008 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Jan 2008 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Oct 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Oct 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Aug 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Aug 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Aug 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Aug 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| May 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| May 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Mar 2007 | $8.9M | $7.9M | $1.1M | 51 | -- |
| Jan 2006 | $72.2M | $43.1M | $29.1M | 51 | -- |
| Jan 2006 | $72.2M | $43.1M | $29.1M | 51 | -- |
| Jan 2006 | $72.2M | $43.1M | $29.1M | 51 | -- |
| Jan 2006 | $72.2M | $43.1M | $29.1M | 51 | -- |
DateJun 2025
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$8.3M
Employees407
Clients907
DateMar 2025
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$8.3M
Employees407
Clients907
DateJan 2025
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateOct 2024
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateSep 2024
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateSep 2024
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateSep 2024
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateMar 2024
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$7.7M
Employees461
Clients1,232
DateNov 2023
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$2.2M
Employees424
Clients931
DateSep 2023
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$2.2M
Employees424
Clients931
DateMay 2023
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$2.2M
Employees424
Clients931
DateMar 2023
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$2.2M
Employees424
Clients931
DateJan 2023
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateJan 2023
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateNov 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateJun 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateJun 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateMar 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees300
Clients11,500
DateFeb 2022
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees60
Clients9,800
DateJun 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees60
Clients9,800
DateMay 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees60
Clients9,800
DateMar 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$0
Employees60
Clients9,800
DateFeb 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateJan 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateJan 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateNov 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateJun 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateMay 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateMay 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateMar 2020
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees60
Clients8,600
DateAug 2019
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees55
Clients5
DateJul 2019
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees55
Clients5
DateJun 2019
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees55
Clients5
DateJun 2019
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees55
Clients5
DateMar 2019
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees55
Clients5
DateMay 2018
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees48
Clients5
DateMar 2018
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees48
Clients5
DateOct 2017
Total AUM$970.7M
Discretionary$970.7M
Non-Disc.$0
Employees35
Clients5
DateJul 2017
Total AUM$970.7M
Discretionary$970.7M
Non-Disc.$0
Employees35
Clients5,000
DateMar 2017
Total AUM$970.7M
Discretionary$970.7M
Non-Disc.$0
Employees35
Clients5,000
DateDec 2016
Total AUM$900M
Discretionary$900M
Non-Disc.$0
Employees35
Clients3,400
DateNov 2016
Total AUM$900M
Discretionary$900M
Non-Disc.$0
Employees35
Clients3,400
DateOct 2016
Total AUM$900M
Discretionary$900M
Non-Disc.$0
Employees35
Clients3,400
DateMar 2016
Total AUM$900M
Discretionary$900M
Non-Disc.$0
Employees35
Clients3,400
DateDec 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees35
Clients3,500
DateMar 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees35
Clients3,500
DateOct 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees30
Clients3,200
DateAug 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees30
Clients3,200
DateApr 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees30
Clients3,200
DateApr 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees30
Clients3,200
DateMar 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees30
Clients3,200
DateOct 2013
Total AUM$857.2M
Discretionary$857.2M
Non-Disc.$0
Employees30
Clients2,500
DateMar 2013
Total AUM$857.2M
Discretionary$857.2M
Non-Disc.$0
Employees30
Clients2,500
DateNov 2012
Total AUM$550M
Discretionary$550M
Non-Disc.$0
Employees25
Clients2,500
DateMar 2012
Total AUM$550M
Discretionary$550M
Non-Disc.$0
Employees11
Clients2,500
DateMar 2012
Total AUM$550M
Discretionary$550M
Non-Disc.$0
Employees11
Clients2,500
DateJan 2012
Total AUM$550M
Discretionary$550M
Non-Disc.$0
Employees11
Clients2,500
DateAug 2011
Total AUM$400M
Discretionary$400M
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$400M
Discretionary$400M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$400M
Discretionary$400M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$400M
Discretionary$400M
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$250M
Discretionary$250M
Non-Disc.$0
Employees--
Clients--
DateApr 2010
Total AUM$250M
Discretionary$250M
Non-Disc.$0
Employees5
Clients--
DateMar 2010
Total AUM$250M
Discretionary$250M
Non-Disc.$0
Employees5
Clients--
DateApr 2009
Total AUM$139M
Discretionary$139M
Non-Disc.$0
Employees5
Clients--
DateFeb 2009
Total AUM$139M
Discretionary$139M
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$97.3M
Discretionary$97.3M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateJan 2008
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateOct 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateOct 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateAug 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateAug 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateAug 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateAug 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateMay 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateMay 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateMar 2007
Total AUM$8.9M
Discretionary$7.9M
Non-Disc.$1.1M
Employees51
Clients--
DateJan 2006
Total AUM$72.2M
Discretionary$43.1M
Non-Disc.$29.1M
Employees51
Clients--
DateJan 2006
Total AUM$72.2M
Discretionary$43.1M
Non-Disc.$29.1M
Employees51
Clients--
DateJan 2006
Total AUM$72.2M
Discretionary$43.1M
Non-Disc.$29.1M
Employees51
Clients--
DateJan 2006
Total AUM$72.2M
Discretionary$43.1M
Non-Disc.$29.1M
Employees51
Clients--