WESTERN INTERNATIONAL SECURITIES, INC.
Legal name: WESTERN INTERNATIONAL SECURITIES
CRD #39262 SEC #801-68953 PASADENA, CA (888) 793-7717
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.5B
Discretionary
$3.5B
Employees
407
Clients
101
Accounts
10,904
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 16, 2025
- Branch Offices
- 76
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/CFO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | CEO/MP/DIRECTOR | NA | Control |
| BIZUB, DONALD MICHAEL | I | PRESIDENT | NA | Control |
| BIZUB, DONALD MICHAEL | I | PRESIDENT | NA | Control |
| BIZUB, DONALD MICHAEL | I | PRESIDENT | NA | Control |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| COY, DARCIE JEAN | I | FINOP/DIRECTOR | NA | |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| GILLILAND, RICHARD LEE JR | I | VP/DIRECTOR | NA | Control |
| HOGEN, JON NOEL | I | VP/DIRECTOR/CORP SECY | NA | Control |
| HOGEN, JON NOEL | I | VP/DIRECTOR/CORP SECY | NA | Control |
| HOGEN, JON NOEL | I | VP/DIRECTOR/CORP SECY | NA | Control |
| HOGEN, JON NOEL | I | VP/DIRECTOR/CORP SECY | NA | Control |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, BRADLEY CLIFFORD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | CHIEF OPERATING OFFICER | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | CHIEF OPERATING OFFICER | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| KUO, ANDREW C | I | MANAGING DIRECTOR | NA | |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| REA, WENDY AUSTIN | I | SR. MANAGING DIRECTOR | NA | Control |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SIMONSON, MARY KATHRYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| TYMKIW, TRISHA LYNN | I | FINOP | NA | |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | DIRECTOR OF COMPLIANCE/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | DIRECTOR OF COMPLIANCE/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | DIRECTOR OF COMPLIANCE/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WATANABE, CRAIG ROBERT | I | CHIEF COMPLIANCE OFFICER (CCO)/DIRECTOR | NA | Control |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR TRADING | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR TRADING | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | SENIOR VP OF TRADING AND OPERATIONS | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| WIRTH, GUENTER RAINER | I | MANAGING DIRECTOR | NA | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| AWS7 | DE | SOLE OWNER | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORP. | DE | PARENT COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
| CONCEPT BROKERAGE HOLDING CORPORATION | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II(A), LP | F | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS7 | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS INC. | DE | AWS 7, INC. | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS 7, INC. | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| AWS7 | DE | CONCEPT BROKERAGE HOLDING CORPORATION | E | Control |
| LPL FINANCIAL HOLDINGS, INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL HOLDINGS, INC. | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | E | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | E | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | E | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | E | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS, LLC | D | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C.V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING COMPANY | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| BIZUB, DONALD MICHAEL | I | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II, LP | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| REALINVEST GROUP, S.A. | FE | CONCEPT BROKERAGE HOLDING CORP. | C | Control |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| VADIM KEBETS | FE | CONCEPT BROKERAGE HOLDING CORP | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C | |
| XEEN, LLC | DE | CONCERPT BROKERAGE HOLDING | C |
Registrations
Federal
IA
Jun 16, 2025 REGISTERED
Notice Filings (52)
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