GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD #39805 SEC #801-54810 CHICAGO, IL 800-820-0888
SEC Registered Broker-Dealer
Total AUM
$6.9B
Discretionary
$6.9B
Employees
250
Clients
--
Accounts
279
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $6.9B | $6.9B | $0 | 250 | 0 |
| Mar 2025 | $6.9B | $6.9B | $0 | 250 | 0 |
| Oct 2024 | $5.9B | $5.9B | $0 | 232 | 0 |
| Mar 2024 | $5.9B | $5.9B | $0 | 232 | 0 |
| Mar 2023 | $5.6B | $5.6B | $0 | 227 | 0 |
| Mar 2022 | $6.7B | $6.7B | $0 | 252 | 0 |
| Apr 2021 | $5.5B | $5.5B | $0 | 242 | 0 |
| Mar 2021 | $5.5B | $5.5B | $0 | 242 | 0 |
| Jul 2020 | $5.8B | $5.8B | $0 | 283 | 0 |
| Apr 2020 | $5.8B | $5.8B | $0 | 283 | 0 |
| Mar 2020 | $5.8B | $5.8B | $0 | 300 | 0 |
| Mar 2019 | $4.7B | $4.7B | $0 | 300 | 0 |
| May 2018 | $5.8B | $5.8B | $0 | 324 | 0 |
| Mar 2018 | $5.8B | $5.8B | $0 | 324 | 0 |
| Jan 2018 | $5.6B | $5.6B | $0 | 328 | 0 |
| Nov 2017 | $5.6B | $5.6B | $0 | 328 | 0 |
| Mar 2017 | $5.6B | $5.6B | $0 | 328 | 1 |
| Mar 2016 | $5.6B | $5.6B | $0 | 447 | 1 |
| May 2015 | $6.7B | $6.7B | $0 | 428 | 1 |
| Mar 2015 | $6.7B | $6.7B | $0 | 428 | 1 |
| May 2014 | $5.5B | $5.5B | $0 | 404 | 1 |
| Apr 2014 | $5.5B | $5.5B | $0 | 404 | 1 |
| Mar 2014 | $5.5B | $5.5B | $0 | 404 | 1 |
| Aug 2013 | $4.6B | $4.6B | $0 | 170 | 1 |
| Apr 2013 | $4.6B | $4.6B | $0 | 170 | 1 |
| Apr 2013 | $4.6B | $4.6B | $0 | 170 | 1 |
| Nov 2012 | $3.9B | $3.9B | $0 | 151 | 1 |
| Oct 2012 | $3.9B | $3.9B | $0 | 51 | 1 |
| May 2012 | $3.9B | $3.9B | $0 | 51 | 1 |
| Mar 2012 | $3.9B | $3.9B | $0 | 51 | 1 |
| Mar 2012 | $3.7B | $3.7B | $0 | 51 | 1 |
| Aug 2011 | $3.7B | $3.7B | $0 | 51 | -- |
| Oct 2010 | $3B | $3B | $0 | 51 | -- |
| Sep 2010 | $3B | $3B | $0 | 51 | -- |
| Aug 2010 | $3B | $3B | $0 | 51 | -- |
| Jul 2010 | $3B | $3B | $0 | 51 | -- |
| Oct 2009 | $2.5B | $2.5B | $0 | 51 | -- |
| Oct 2009 | $2.5B | $2.5B | $0 | 51 | -- |
| Mar 2008 | $5.4B | $5.4B | $0 | 51 | -- |
| Jan 2008 | $4.3B | $4.3B | $0 | 51 | -- |
| Dec 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Oct 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Sep 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Aug 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Apr 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Mar 2007 | $4.3B | $4.3B | $0 | 51 | -- |
| Feb 2007 | $1.7B | $1.7B | $0 | 51 | -- |
| Feb 2007 | $1.7B | $1.7B | $0 | 51 | -- |
| Jan 2007 | $1.7B | $1.7B | $0 | 51 | -- |
| Dec 2006 | $1.7B | $1.7B | $0 | 51 | -- |
| Mar 2006 | $1.7B | $1.7B | $0 | 51 | -- |
| Mar 2006 | $1.7B | $1.7B | $0 | 51 | -- |
| Feb 2006 | $1.2B | $1.2B | $0 | 51 | -- |
| Sep 2005 | $1.2B | $1.2B | $0 | 51 | -- |
| Feb 2005 | $1.2B | $1.2B | $0 | 51 | -- |
| Aug 2004 | $1.1B | $1.1B | $0 | 51 | -- |
| Jul 2004 | $1.1B | $1.1B | $0 | 51 | -- |
| Apr 2004 | $1.1B | $1.1B | $0 | 51 | -- |
| Nov 2003 | $1.1B | $1.1B | $0 | -- | -- |
| Oct 2003 | $1.1B | $1.1B | $0 | -- | -- |
| Apr 2002 | $1.1B | $1.1B | $0 | -- | -- |
| Mar 2002 | $1.1B | $1.1B | $0 | -- | -- |
DateMay 2025
Total AUM$6.9B
Discretionary$6.9B
Non-Disc.$0
Employees250
Clients0
DateMar 2025
Total AUM$6.9B
Discretionary$6.9B
Non-Disc.$0
Employees250
Clients0
DateOct 2024
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees232
Clients0
DateMar 2024
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees232
Clients0
DateMar 2023
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees227
Clients0
DateMar 2022
Total AUM$6.7B
Discretionary$6.7B
Non-Disc.$0
Employees252
Clients0
DateApr 2021
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees242
Clients0
DateMar 2021
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees242
Clients0
DateJul 2020
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees283
Clients0
DateApr 2020
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees283
Clients0
DateMar 2020
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees300
Clients0
DateMar 2019
Total AUM$4.7B
Discretionary$4.7B
Non-Disc.$0
Employees300
Clients0
DateMay 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees324
Clients0
DateMar 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$0
Employees324
Clients0
DateJan 2018
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees328
Clients0
DateNov 2017
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees328
Clients0
DateMar 2017
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees328
Clients1
DateMar 2016
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$0
Employees447
Clients1
DateMay 2015
Total AUM$6.7B
Discretionary$6.7B
Non-Disc.$0
Employees428
Clients1
DateMar 2015
Total AUM$6.7B
Discretionary$6.7B
Non-Disc.$0
Employees428
Clients1
DateMay 2014
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees404
Clients1
DateApr 2014
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees404
Clients1
DateMar 2014
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees404
Clients1
DateAug 2013
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees170
Clients1
DateApr 2013
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees170
Clients1
DateApr 2013
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees170
Clients1
DateNov 2012
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees151
Clients1
DateOct 2012
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees51
Clients1
DateMay 2012
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees51
Clients1
DateMar 2012
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees51
Clients1
DateMar 2012
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees51
Clients1
DateAug 2011
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$0
Employees51
Clients--
DateOct 2010
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees51
Clients--
DateSep 2010
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees51
Clients--
DateAug 2010
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees51
Clients--
DateJul 2010
Total AUM$3B
Discretionary$3B
Non-Disc.$0
Employees51
Clients--
DateOct 2009
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees51
Clients--
DateOct 2009
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees51
Clients--
DateMar 2008
Total AUM$5.4B
Discretionary$5.4B
Non-Disc.$0
Employees51
Clients--
DateJan 2008
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateDec 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateOct 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateSep 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateAug 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateApr 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees51
Clients--
DateFeb 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateFeb 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateDec 2006
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees51
Clients--
DateFeb 2006
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees51
Clients--
DateSep 2005
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees51
Clients--
DateFeb 2005
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees51
Clients--
DateAug 2004
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees51
Clients--
DateJul 2004
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees51
Clients--
DateApr 2004
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees51
Clients--
DateNov 2003
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees--
Clients--
DateOct 2003
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees--
Clients--
DateApr 2002
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees--
Clients--