GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD #39805 SEC #801-54810 CHICAGO, IL 800-820-0888

SEC Registered Broker-Dealer

Total AUM

$6.9B

Discretionary

$6.9B

Employees

250

Clients

Accounts

279

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 15, 2025
Branch Offices: 2
LEI: 549300YLHACOJHH3DN20

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
ALBELDA, BRUCE RUDOLPH	I	CHIEF FINANCIAL OFFICER	NA	Control
BAFFICO, STEVEN ANGELO	I	SENIOR MANAGING DIRECTOR, HEAD OF DISTRIBUTION & SERVICING	NA	Control
BAFFICO, STEVEN ANGELO	I	SENIOR MANAGING DIRECTOR, HEAD OF DISTRIBUTION & SERVICING	NA	Control
BAFFICO, STEVEN ANGELO	I	SENIOR MANAGING DIRECTOR, HEAD OF DISTRIBUTION & SERVICING	NA	Control
BAFFICO, STEVEN ANGELO	I	SENIOR MANAGING DIRECTOR, HEAD OF DISTRIBUTION & SERVICING	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
BELDEN, WILLIAM HINCHLIFFE III	I	VICE PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	PRESIDENT	NA	Control
CACCIAPAGLIA, DONALD CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
CHAMBERLAIN, SUSAN MERLE	I	CHIEF COMPLIANCE OFFICER (OF IA ONLY)	NA
CHAN, YING	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA	Control
CHAN, YING	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA	Control
CHAN, YING	I	FINANCIAL AND OPERATIONS PRINCIPAL	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	MANAGING DIRECTOR AND COO	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF FINANCIAL OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS	NA	Control
COGLIANDRO, DOMINICK NMN	I	CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	EXECUTIVE VICE PRESIDENT/DIRECTOR	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS	I	SENIOR MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
DALMASO, NICHOLAS NMN	I	CHIEF ADMINSTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS NMN	I	CHIEF ADMINSTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS NMN	I	CHIEF ADMINSTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS NMN	I	CHIEF ADMINSTRATIVE OFFICER	NA	Control
DALMASO, NICHOLAS NMN	I	CHIEF ADMINSTRATIVE OFFICER	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	SENIOR MANAGING DIRECTOR	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILEONARDI, ANTHONY JAMES	I	VICE CHAIRMAN	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF GUGGENHEIM FUNDS DISTRIBUTORS	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF GUGGENHEIM FUNDS DISTRIBUTORS	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC	NA	Control
DILORENZO, DINA MARIE	I	PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC	NA	Control
FULTON, BENJAMIN THOMAS	I	PRESIDENT, CEO, COO, DIRECTOR	NA	Control
FULTON, BENJAMIN THOMAS	I	PRESIDENT, CEO, COO, DIRECTOR	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FUTRELL, JOHN THOMAS	I	SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
HASS, CARL A JR	I	SENIOR MANAGING DIRECTOR, DISTRIBUTION	NA	Control
HENNING, MEREDITH FARWELL	I	CHIEF COMPLIANCE OFFICER	NA	Control
HILL, STEVEN MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN MARK	I	MANAGING DIRECTOR, CFO & COO	NA	Control
HILL, STEVEN MARK	I	MANAGING DIRECTOR AND CFO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, DAVID CHARLES	I	CHAIRMAN OF THE BOARD OF DIRECTORS, CEO	NA	Control
HOOTEN, KENNETH, DWIGHT	I	BOARD OF DIRECTOR	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
JACQUES, JULIE ANN	I	TREASURER	NA	Control
JACQUES, JULIE ANN	I	CHIEF FINANCIAL OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CCO	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
KOCHEVAR, ANNE STEELE	I	SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY	NA	Control
LEE, AMY JO	I	GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR	NA	Control
LEE, AMY JO	I	GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR	NA	Control
LEE, AMY JO	I	GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR	NA	Control
LEE, AMY JO	I	GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR	NA	Control
LEE, AMY JO	I	GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR	NA	Control
MAGOON, CHRISTIAN WILLIAM	I	PRESIDENT	NA	Control
MAGOON, CHRISTIAN WILLIAM	I	PRESIDENT	NA	Control
MAGOON, CHRISTIAN WILLIAM	I	PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS C	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MANGINI, DOUGLAS CLARK	I	SENIOR VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
MCGOVERN, KEVIN MICHAEL	I	VICE PRESIDENT	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	ASSISTANT CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	ASSISTANT CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
METZGER, DENNIS RYAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	VICE PRESIDENT	NA	Control
MILLER, ELISABETH ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
MILLER, ELISABETH ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
MILLER, ELISABETH ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
MILLER, ELISABETH ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
MILLER, ELISABETH ANN	I	SENIOR MANAGING DIRECTOR	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLER, JERRY WILLIAM	I	CHIEF EXECUTIVE OFFICER AND PRESIDENT	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MILLINGTON, CHARLES GLENN	I	SENIOR MANAGING DIRECTOR, COO & CFO	NA	Control
MINERD, BYRON SCOTT	I	DIRECTOR	NA	Control
O'BOYLE, JOSEPH B	I	CHIEF COMPLIANCE OFFICER	NA	Control
O'BOYLE, JOSEPH B	I	CHIEF COMPLIANCE OFFICER	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION AND SERVICING	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION AND SERVICING	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION AND SERVICING	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION AND SERVICING	NA	Control
PARISI, CHRISTOPHER VITO	I	SENIOR VICE PRESIDENT	NA	Control
PARISI, CHRISTOPHER VITO	I	SENIOR VICE PRESIDENT	NA	Control
PARISI, CHRISTOPHER VITO	I	SENIOR VICE PRESIDENT	NA	Control
PARISI, CHRISTOPHER VITO	I	SENIOR VICE PRESIDENT	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR	NA	Control
PARISI, CHRISTOPHER VITO	I	HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR	NA	Control
PINKERTON, ROBIN KIM	I	FINOP, DIRECTOR	NA	Control
PINKERTON, ROBIN KIM	I	FINOP, DIRECTOR	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	PRESIDENT	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
RIGERT, MICHAEL JOSEPH	I	VICE CHAIRMAN	NA	Control
ROBINSON, KEVIN M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
ROBINSON, KEVIN M	I	SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
SAXON, BRUCE NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WESBURY, BRIAN STUART	I	SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT STRATEGIST & CHAIRMAN OF THE INVESTMENT COMMITTEE	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WORF, JEFFREY ALLEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP INC.	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
CLAYMORE GROUP, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES GROUP, INC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES GROUP, INC.	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS II, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	HOLDING COMPANY	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	CLAYMORE GROUP, INC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES LLC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES LLC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES LLC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES LLC.	E	Control
CLAYMORE HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES LLC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II, LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GPFT HOLDCO, LLC	DE	CLAYMORE HOLDINGS, LLC	E	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC.	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES HOLDINGS, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENTS SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENTS SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
FULTON, BENJAMIN THOMAS	I	CLAYMORE GROUP, LLC	D	Control
FULTON, BENJAMIN THOMAS	I	CLAYMORE GROUP, LLC	D	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	D	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	D	Control
GUGGENHEIM MANAGER, INC.	DE	GP HOLDCO, LLC	C	Control
GUGGENHEIM MANAGER, INC.	DE	GP HOLDCO, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP INC.	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
HOOTEN, DAVID CHARLES	I	CLAYMORE GROUP, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

May 15, 2025 REGISTERED

Notice Filings (51)

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