THOMPSON DAVIS & CO., INC.
Legal name: THOMPSON DAVIS ASSET MANAGEMENT
CRD #41353 SEC #801-120472 RICHMOND, VA 804-644-6380
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$206.9M
Discretionary
$206.9M
Employees
9
Clients
0
Accounts
300
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $206.9M | $206.9M | $0 | 9 | 0 |
| Nov 2024 | $159.5M | $159.5M | $0 | 10 | 0 |
| Sep 2024 | $159.5M | $159.5M | $0 | 10 | 0 |
| May 2024 | $159.5M | $159.5M | $0 | 10 | 0 |
| Mar 2024 | $159.5M | $159.5M | $0 | 10 | 0 |
| Jul 2023 | $116.2M | $116.2M | $0 | 11 | 0 |
| Mar 2023 | $116.2M | $116.2M | $0 | 11 | 0 |
| Mar 2022 | $175M | $175M | $0 | 12 | 0 |
| Dec 2021 | $119.4M | $119.4M | $0 | 12 | 0 |
| Sep 2021 | $119.4M | $119.4M | $0 | 12 | 0 |
| Feb 2021 | $119.4M | $119.4M | $0 | 12 | 0 |
| Jul 2019 | $70.6M | $70.6M | $0 | 13 | 0 |
| Jul 2019 | $70.6M | $70.6M | $0 | 13 | 0 |
| Jun 2019 | $57.1M | $57.1M | $0 | 13 | 0 |
| May 2019 | $57.1M | $57.1M | $0 | 13 | 0 |
| May 2019 | $57.1M | $57.1M | $0 | 13 | 0 |
| Apr 2019 | $57.1M | $57.1M | $0 | 13 | 0 |
| Mar 2019 | $57.1M | $57.1M | $0 | 13 | 0 |
| Jan 2019 | $58.2M | $58.2M | $0 | 15 | 0 |
| Apr 2018 | $58.2M | $58.2M | $0 | 15 | 0 |
| Mar 2018 | $58.2M | $58.2M | $0 | 15 | 0 |
| Apr 2017 | $220M | $60M | $160M | 18 | 300 |
| Mar 2017 | $220M | $60M | $160M | 18 | 300 |
| Dec 2016 | $107.4M | $107.4M | $0 | 20 | 300 |
| Mar 2016 | $107.4M | $107.4M | $0 | 20 | 300 |
| Sep 2015 | $200M | $100M | $100M | 21 | 400 |
| Apr 2015 | $200M | $100M | $100M | 21 | 400 |
| Mar 2015 | $200M | $100M | $100M | 21 | 400 |
| Oct 2014 | $107.6M | $107.6M | $0 | 16 | 500 |
| Aug 2014 | $107.6M | $107.6M | $0 | 16 | 500 |
| Aug 2014 | $107.6M | $107.6M | $0 | 16 | 500 |
| Aug 2014 | $107.6M | $107.6M | $0 | 16 | 500 |
| Jan 2014 | $107.6M | $107.6M | $0 | 16 | 500 |
| Oct 2013 | $91.3M | $91.3M | $0 | 19 | 300 |
| Jan 2013 | $91.3M | $91.3M | $0 | 19 | 300 |
| Jun 2012 | $88.4M | $88.4M | $0 | 11 | 300 |
| Jun 2012 | $88.4M | $88.4M | $0 | 11 | 300 |
| Mar 2012 | $88.4M | $88.4M | $0 | 11 | 300 |
| Feb 2012 | $85.6M | $85.6M | $0 | 11 | 300 |
| Nov 2011 | $94.1M | $94.1M | $0 | -- | -- |
| Jul 2011 | $94.1M | $94.1M | $0 | -- | -- |
| May 2011 | $94.1M | $94.1M | $0 | -- | -- |
| Apr 2011 | $94.1M | $94.1M | $0 | -- | -- |
| Mar 2011 | $94.1M | $94.1M | $0 | -- | -- |
| Feb 2011 | $50.5M | $50.5M | $0 | -- | -- |
| Jun 2010 | $50.5M | $50.5M | $0 | -- | -- |
| Jun 2010 | $50.5M | $50.5M | $0 | -- | -- |
| Jun 2010 | $50.5M | $50.5M | $0 | -- | -- |
| Jan 2010 | $50.5M | $50.5M | $0 | -- | -- |
| Sep 2009 | $50M | $50M | $0 | -- | -- |
| Mar 2009 | $44M | $44M | $0 | -- | -- |
| Feb 2009 | $44M | $44M | $0 | -- | -- |
| Nov 2007 | $37.4M | $37.4M | $0 | -- | -- |
| Oct 2007 | $37.4M | $37.4M | $0 | -- | -- |
| Sep 2007 | $37.4M | $37.4M | $0 | -- | -- |
| Aug 2007 | $37.4M | $37.4M | $0 | -- | -- |
| Aug 2007 | $37.4M | $37.4M | $0 | -- | -- |
| May 2007 | $0 | $0 | $0 | -- | -- |
| Mar 2007 | $0 | $0 | $0 | -- | -- |
| Mar 2007 | $0 | $0 | $0 | -- | -- |
| Jan 2007 | $0 | $0 | $0 | -- | -- |
| Dec 2006 | $0 | $0 | $0 | -- | -- |
DateMar 2025
Total AUM$206.9M
Discretionary$206.9M
Non-Disc.$0
Employees9
Clients0
DateNov 2024
Total AUM$159.5M
Discretionary$159.5M
Non-Disc.$0
Employees10
Clients0
DateSep 2024
Total AUM$159.5M
Discretionary$159.5M
Non-Disc.$0
Employees10
Clients0
DateMay 2024
Total AUM$159.5M
Discretionary$159.5M
Non-Disc.$0
Employees10
Clients0
DateMar 2024
Total AUM$159.5M
Discretionary$159.5M
Non-Disc.$0
Employees10
Clients0
DateJul 2023
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees11
Clients0
DateMar 2023
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees11
Clients0
DateMar 2022
Total AUM$175M
Discretionary$175M
Non-Disc.$0
Employees12
Clients0
DateDec 2021
Total AUM$119.4M
Discretionary$119.4M
Non-Disc.$0
Employees12
Clients0
DateSep 2021
Total AUM$119.4M
Discretionary$119.4M
Non-Disc.$0
Employees12
Clients0
DateFeb 2021
Total AUM$119.4M
Discretionary$119.4M
Non-Disc.$0
Employees12
Clients0
DateJul 2019
Total AUM$70.6M
Discretionary$70.6M
Non-Disc.$0
Employees13
Clients0
DateJul 2019
Total AUM$70.6M
Discretionary$70.6M
Non-Disc.$0
Employees13
Clients0
DateJun 2019
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees13
Clients0
DateMay 2019
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees13
Clients0
DateMay 2019
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees13
Clients0
DateApr 2019
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees13
Clients0
DateMar 2019
Total AUM$57.1M
Discretionary$57.1M
Non-Disc.$0
Employees13
Clients0
DateJan 2019
Total AUM$58.2M
Discretionary$58.2M
Non-Disc.$0
Employees15
Clients0
DateApr 2018
Total AUM$58.2M
Discretionary$58.2M
Non-Disc.$0
Employees15
Clients0
DateMar 2018
Total AUM$58.2M
Discretionary$58.2M
Non-Disc.$0
Employees15
Clients0
DateApr 2017
Total AUM$220M
Discretionary$60M
Non-Disc.$160M
Employees18
Clients300
DateMar 2017
Total AUM$220M
Discretionary$60M
Non-Disc.$160M
Employees18
Clients300
DateDec 2016
Total AUM$107.4M
Discretionary$107.4M
Non-Disc.$0
Employees20
Clients300
DateMar 2016
Total AUM$107.4M
Discretionary$107.4M
Non-Disc.$0
Employees20
Clients300
DateSep 2015
Total AUM$200M
Discretionary$100M
Non-Disc.$100M
Employees21
Clients400
DateApr 2015
Total AUM$200M
Discretionary$100M
Non-Disc.$100M
Employees21
Clients400
DateMar 2015
Total AUM$200M
Discretionary$100M
Non-Disc.$100M
Employees21
Clients400
DateOct 2014
Total AUM$107.6M
Discretionary$107.6M
Non-Disc.$0
Employees16
Clients500
DateAug 2014
Total AUM$107.6M
Discretionary$107.6M
Non-Disc.$0
Employees16
Clients500
DateAug 2014
Total AUM$107.6M
Discretionary$107.6M
Non-Disc.$0
Employees16
Clients500
DateAug 2014
Total AUM$107.6M
Discretionary$107.6M
Non-Disc.$0
Employees16
Clients500
DateJan 2014
Total AUM$107.6M
Discretionary$107.6M
Non-Disc.$0
Employees16
Clients500
DateOct 2013
Total AUM$91.3M
Discretionary$91.3M
Non-Disc.$0
Employees19
Clients300
DateJan 2013
Total AUM$91.3M
Discretionary$91.3M
Non-Disc.$0
Employees19
Clients300
DateJun 2012
Total AUM$88.4M
Discretionary$88.4M
Non-Disc.$0
Employees11
Clients300
DateJun 2012
Total AUM$88.4M
Discretionary$88.4M
Non-Disc.$0
Employees11
Clients300
DateMar 2012
Total AUM$88.4M
Discretionary$88.4M
Non-Disc.$0
Employees11
Clients300
DateFeb 2012
Total AUM$85.6M
Discretionary$85.6M
Non-Disc.$0
Employees11
Clients300
DateNov 2011
Total AUM$94.1M
Discretionary$94.1M
Non-Disc.$0
Employees--
Clients--
DateJul 2011
Total AUM$94.1M
Discretionary$94.1M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$94.1M
Discretionary$94.1M
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$94.1M
Discretionary$94.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$94.1M
Discretionary$94.1M
Non-Disc.$0
Employees--
Clients--
DateFeb 2011
Total AUM$50.5M
Discretionary$50.5M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$50.5M
Discretionary$50.5M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$50.5M
Discretionary$50.5M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$50.5M
Discretionary$50.5M
Non-Disc.$0
Employees--
Clients--
DateJan 2010
Total AUM$50.5M
Discretionary$50.5M
Non-Disc.$0
Employees--
Clients--
DateSep 2009
Total AUM$50M
Discretionary$50M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$44M
Discretionary$44M
Non-Disc.$0
Employees--
Clients--
DateFeb 2009
Total AUM$44M
Discretionary$44M
Non-Disc.$0
Employees--
Clients--
DateNov 2007
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees--
Clients--
DateOct 2007
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees--
Clients--
DateSep 2007
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$37.4M
Discretionary$37.4M
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateDec 2006
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--