THOMPSON DAVIS & CO., INC.

Legal name: THOMPSON DAVIS ASSET MANAGEMENT

CRD #41353 SEC #801-120472 RICHMOND, VA 804-644-6380

SEC Registered Broker-Dealer Private Funds Disclosures

Total AUM

$206.9M

Discretionary

$206.9M

Employees

Clients

Accounts

300

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
ALTIZER, JUNE ELAINE	I	CFO/FINOP	NA
BRITTON, JANICE EILEEN	I	CHIEF COMPLIANCE OFFICER	NA
BRITTON, JANICE EILEEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
BRITTON, JANICE EILEEN	I	CHIEF COMPLIANCE OFFICER	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
CAMPBELL, DAVID PEARCE	I	SENIOR VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
DAVIS, DANIELLE EGAN	I	FINANCIAL CONSULTANT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FLYNN, MICHAEL EDWARD JR	I	ASSOCIATE VICE PRESIDENT	NA
FRATES, LOUIS GABRIEL	I	INVESTMENT ADVISER REPRESENTATIVE	NA
FRATES, LOUIS GABRIEL	I	INVESTMENT ADVISER REPRESENTATIVE	NA
GOINS, JESSE FRANKLIN III	I	VICE PRESIDENT	NA
GOINS, JESSE FRANKLIN III	I	VICE PRESIDENT	NA
GOINS, JESSE FRANKLIN III	I	VICE PRESIDENT	NA
GOINS, JESSE FRANKLIN III	I	VICE PRESIDENT	NA
GOINS, JESSE FRANKLIN III	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
HIGGINS, LAURANCE HERRICK JR	I	VICE PRESIDENT	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	EQUITY TRADER	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
JONES, BRANT CHRISTOPHER	I	INVESTMENT ADVISOR	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
NORTHEN, READ MORTON JR	I	SENIOR VICE PRESIDENT	NA
PETUSKY, MICHAEL JOHN	I	VICE PRESIDENT	NA
PETUSKY, MICHAEL JOHN	I	VICE PRESIDENT	NA
PETUSKY, MICHAEL JOHN	I	VICE PRESIDENT	NA
PETUSKY, MICHAEL JOHN	I	VICE PRESIDENT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
PRESCOTT, PAMELA JEANNE	I	REGISTERED SALES ASSISTANT	NA
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
ROBERTS, CHARLES RICHARD	I	CHIEF OPERATING OFFICER	NA	Control
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	NA
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
STEPHENS, HARPER MCDONALD	I	SENIOR VICE PRESIDENT	NA
WALZ, PEGGY MYERS	I	SUPERVISORY ANALYST	NA
WALZ, PEGGY MYERS	I	SUPERVISORY ANALYST	NA
WALZ, PEGGY MYERS	I	CCO	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CHIEF COMPLIANCE OFFICER	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	CHIEF COMPLIANCE OFFICER	NA
YOUNG, WALTER HOWARD III	I	CHIEF COMPLIANCE OFFICER	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	SENIOR VICE PRESIDENT	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
YOUNG, WALTER HOWARD III	I	CCO	NA
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CHIEF EXECUTIVE OFFICER	D	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CO CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CO CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DAVIS, WILLIAM DALE JR	I	CEO	C	Control
DWORSKY, LOUIS DAVID	I	CO CEO	C	Control
DWORSKY, LOUIS DAVID	I	CO CEO	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	C	Control
CLOCK-WISE INVESTING, LLC	DE	MINORITY OWNER	B
CLOCK-WISE INVESTING, LLC	DE	MINORITY OWNER	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
DWORSKY, LOUIS DAVID	I	REGISTERED INVESTMENT ADVISOR	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN EMERITUS	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
THOMPSON, EDWARD HUNTER JR	I	CHAIRMAN	B
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
ALTIZER, JUNE ELAINE	I	CFO/FINOP/PFO/POO	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	SENIOR VICE PRESIDENT	A
DANDRIDGE, VICTOR M III	I	DIRECTOR OF INVESTMENT MANAGEMENT	A
DANDRIDGE, VICTOR M III	I	DIRECTOR OF INVESTMENT MANAGEMENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
DANIEL, MATTHEW HENRY	I	SR. VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
MCCLANAHAN, LARRY GALE	I	SENIOR VICE PRESIDENT	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	HEAD OF TRADING/SROP/CROP	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
RUTHERFORD, KEVIN STEWART	I	CHIEF COMPLIANCE OFFICER	A
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	A
THALHIMER, ADAM ROBERT	I	DIRECTOR OF RESEARCH	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
WALZ, PEGGY MYERS	I	CCO	A
YOUNG, WALTER HOWARD III	I	CCO	A
YOUNG, WALTER HOWARD III	I	CCO	A
YOUNG, WALTER HOWARD III	I	OWNER	A

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Mar 28, 2025 REGISTERED

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