B.B. GRAHAM & COMPANY, INC.
CRD #41533 SEC #801-106968 ORANGE, CA (714) 628-5200
SEC Registered Broker-Dealer Disclosures
Total AUM
$196.1M
Discretionary
$49.1M
Employees
28
Clients
0
Accounts
303
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $196.1M | $49.1M | $147M | 28 | 0 |
| Apr 2025 | $196.1M | $49.1M | $147M | 28 | 0 |
| Mar 2025 | $196.1M | $49.1M | $147M | 28 | 0 |
| Dec 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| Nov 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| Oct 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| Jun 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| May 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| Mar 2024 | $172.7M | $37.2M | $135.5M | 27 | 0 |
| Aug 2023 | $219.7M | $38.9M | $180.7M | 29 | 0 |
| Mar 2023 | $219.7M | $38.9M | $180.7M | 29 | 0 |
| Jul 2022 | $322M | $50.2M | $271.9M | 29 | 0 |
| Mar 2022 | $322M | $50.2M | $271.9M | 29 | 0 |
| Oct 2021 | $210.9M | $37.7M | $173.2M | 31 | 0 |
| Jun 2021 | $210.9M | $37.7M | $173.2M | 31 | 0 |
| Mar 2021 | $210.9M | $37.7M | $173.2M | 31 | 0 |
| Jun 2020 | $189.3M | $38.8M | $150.5M | 33 | 0 |
| Mar 2020 | $189.3M | $38.8M | $150.5M | 33 | 0 |
| Mar 2019 | $138.8M | $26.5M | $112.3M | 27 | 0 |
| Mar 2019 | $138.8M | $26.5M | $112.3M | 27 | 0 |
| Oct 2018 | $104.3M | $23.4M | $80.9M | 29 | 0 |
| Sep 2018 | $104.3M | $23.4M | $80.9M | 29 | 0 |
| Mar 2018 | $104.3M | $23.4M | $80.9M | 29 | 0 |
| Mar 2018 | $77.5M | $20.1M | $57.4M | 29 | 0 |
| Aug 2017 | $77.5M | $20.1M | $57.4M | 29 | 172 |
| May 2017 | $77.5M | $20.1M | $57.4M | 29 | 172 |
| Mar 2017 | $77.5M | $20.1M | $57.4M | 29 | 172 |
| Feb 2017 | $25.7M | $13.1M | $12.6M | 27 | 26 |
| Jul 2016 | $25.7M | $13.1M | $12.6M | 27 | 26 |
| Apr 2016 | $25.7M | $13.1M | $12.6M | 27 | 26 |
| Mar 2016 | $25.7M | $13.1M | $12.6M | 27 | 26 |
| Jan 2016 | $35.1M | $878.7K | $34.2M | 27 | 26 |
| Nov 2015 | $35.1M | $878.7K | $34.2M | 27 | 26 |
DateNov 2025
Total AUM$196.1M
Discretionary$49.1M
Non-Disc.$147M
Employees28
Clients0
DateApr 2025
Total AUM$196.1M
Discretionary$49.1M
Non-Disc.$147M
Employees28
Clients0
DateMar 2025
Total AUM$196.1M
Discretionary$49.1M
Non-Disc.$147M
Employees28
Clients0
DateDec 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateNov 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateOct 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateJun 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateMay 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateMar 2024
Total AUM$172.7M
Discretionary$37.2M
Non-Disc.$135.5M
Employees27
Clients0
DateAug 2023
Total AUM$219.7M
Discretionary$38.9M
Non-Disc.$180.7M
Employees29
Clients0
DateMar 2023
Total AUM$219.7M
Discretionary$38.9M
Non-Disc.$180.7M
Employees29
Clients0
DateJul 2022
Total AUM$322M
Discretionary$50.2M
Non-Disc.$271.9M
Employees29
Clients0
DateMar 2022
Total AUM$322M
Discretionary$50.2M
Non-Disc.$271.9M
Employees29
Clients0
DateOct 2021
Total AUM$210.9M
Discretionary$37.7M
Non-Disc.$173.2M
Employees31
Clients0
DateJun 2021
Total AUM$210.9M
Discretionary$37.7M
Non-Disc.$173.2M
Employees31
Clients0
DateMar 2021
Total AUM$210.9M
Discretionary$37.7M
Non-Disc.$173.2M
Employees31
Clients0
DateJun 2020
Total AUM$189.3M
Discretionary$38.8M
Non-Disc.$150.5M
Employees33
Clients0
DateMar 2020
Total AUM$189.3M
Discretionary$38.8M
Non-Disc.$150.5M
Employees33
Clients0
DateMar 2019
Total AUM$138.8M
Discretionary$26.5M
Non-Disc.$112.3M
Employees27
Clients0
DateMar 2019
Total AUM$138.8M
Discretionary$26.5M
Non-Disc.$112.3M
Employees27
Clients0
DateOct 2018
Total AUM$104.3M
Discretionary$23.4M
Non-Disc.$80.9M
Employees29
Clients0
DateSep 2018
Total AUM$104.3M
Discretionary$23.4M
Non-Disc.$80.9M
Employees29
Clients0
DateMar 2018
Total AUM$104.3M
Discretionary$23.4M
Non-Disc.$80.9M
Employees29
Clients0
DateMar 2018
Total AUM$77.5M
Discretionary$20.1M
Non-Disc.$57.4M
Employees29
Clients0
DateAug 2017
Total AUM$77.5M
Discretionary$20.1M
Non-Disc.$57.4M
Employees29
Clients172
DateMay 2017
Total AUM$77.5M
Discretionary$20.1M
Non-Disc.$57.4M
Employees29
Clients172
DateMar 2017
Total AUM$77.5M
Discretionary$20.1M
Non-Disc.$57.4M
Employees29
Clients172
DateFeb 2017
Total AUM$25.7M
Discretionary$13.1M
Non-Disc.$12.6M
Employees27
Clients26
DateJul 2016
Total AUM$25.7M
Discretionary$13.1M
Non-Disc.$12.6M
Employees27
Clients26
DateApr 2016
Total AUM$25.7M
Discretionary$13.1M
Non-Disc.$12.6M
Employees27
Clients26
DateMar 2016
Total AUM$25.7M
Discretionary$13.1M
Non-Disc.$12.6M
Employees27
Clients26
DateJan 2016
Total AUM$35.1M
Discretionary$878.7K
Non-Disc.$34.2M
Employees27
Clients26
DateNov 2015
Total AUM$35.1M
Discretionary$878.7K
Non-Disc.$34.2M
Employees27
Clients26