B.B. GRAHAM & COMPANY, INC.
CRD #41533 SEC #801-106968 ORANGE, CA (714) 628-5200
SEC Registered Broker-Dealer Disclosures
Total AUM
$196.1M
Discretionary
$49.1M
Employees
28
Clients
0
Accounts
303
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BETTFREUND, JOHN WAYNE JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| CALLEN, DOUGLAS BRAD | I | SENIOR VICE PRESIDENT | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODINEZ, MARIE ELIZABETH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| GRAHAM, BRUCE EDWIN | I | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP | E | Control |
Registrations
Federal
IA
Nov 13, 2025 REGISTERED
Notice Filings (44)
AK AL AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA RI SC SD TN TX UT WA WI
Address
1700 W. KATELLA AVE.ORANGE, CA 92867
United States
Phone: (714) 628-5200