NATIONS FINANCIAL GROUP, INC.
CRD #44181 SEC #801-57407 CEDAR RAPIDS, IA 319-393-9541
SEC Registered Broker-Dealer
Total AUM
$3.9B
Discretionary
$2.9B
Employees
87
Clients
1
Accounts
9,822
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $3.9B | $2.9B | $1B | 87 | 0 |
| Sep 2025 | $3.9B | $2.9B | $1B | 87 | 0 |
| Mar 2025 | $3.9B | $2.9B | $1B | 87 | 0 |
| Mar 2025 | $3.9B | $2.9B | $1B | 87 | 0 |
| Mar 2024 | $3.4B | $2.4B | $1B | 83 | 0 |
| Sep 2023 | $3B | $2B | $989.4M | 85 | 0 |
| Apr 2023 | $3B | $2B | $989.4M | 85 | 0 |
| Mar 2023 | $3B | $2B | $989.4M | 85 | 0 |
| Jan 2023 | $2.9B | $1.8B | $1.1B | 81 | 0 |
| Nov 2022 | $2.9B | $1.8B | $1.1B | 81 | 0 |
| Mar 2022 | $2.9B | $1.8B | $1.1B | 81 | 0 |
| Mar 2022 | $2B | $1.1B | $831.7M | 77 | 0 |
| Jun 2021 | $2B | $1.1B | $831.7M | 77 | 0 |
| Mar 2021 | $2B | $1.1B | $831.7M | 77 | 0 |
| Mar 2021 | $1.5B | $861.7M | $669M | 64 | 0 |
| Jun 2020 | $1.5B | $861.7M | $669M | 64 | 0 |
| Jun 2020 | $1.5B | $861.7M | $669M | 64 | 0 |
| May 2020 | $1.5B | $861.7M | $669M | 64 | 0 |
| Mar 2020 | $1.5B | $861.7M | $669M | 64 | 0 |
| Mar 2019 | $1B | $587.2M | $443.7M | 57 | 0 |
| Dec 2018 | $1B | $560.5M | $479.3M | 54 | 0 |
| Jul 2018 | $1B | $560.5M | $479.3M | 54 | 0 |
| Jul 2018 | $1B | $560.5M | $479.3M | 54 | 0 |
| May 2018 | $1B | $560.5M | $479.3M | 54 | 0 |
| Mar 2018 | $1B | $560.5M | $479.3M | 54 | 0 |
| Mar 2017 | $962.4M | $541.7M | $420.7M | 56 | 2,106 |
| Feb 2017 | $962.4M | $541.7M | $420.7M | 56 | 2,106 |
| Feb 2017 | $962.4M | $541.7M | $420.7M | 56 | 2,106 |
| Feb 2017 | $962.4M | $541.7M | $420.7M | 56 | 2,106 |
| Nov 2016 | $597.3M | $468.7M | $128.6M | 53 | 3,400 |
| Mar 2016 | $597.3M | $468.7M | $128.6M | 53 | 3,400 |
| Dec 2015 | $635.7M | $499.8M | $135.9M | 51 | 3,400 |
| Mar 2015 | $635.7M | $499.8M | $135.9M | 51 | 3,400 |
| Dec 2014 | $569.2M | $458.5M | $110.7M | 56 | 3,400 |
| Mar 2014 | $569.2M | $458.5M | $110.7M | 56 | 3,400 |
| Jan 2014 | $347.5M | $243.4M | $104M | 52 | 2,200 |
| Apr 2013 | $347.5M | $243.4M | $104M | 52 | 2,200 |
| Feb 2013 | $347.5M | $243.4M | $104M | 52 | 2,200 |
| Nov 2012 | $250.2M | $167.2M | $83M | 57 | 2,000 |
| Mar 2012 | $250.2M | $167.2M | $83M | 11 | 2,000 |
| Aug 2011 | $179.8M | $128.3M | $51.5M | -- | -- |
| Jun 2011 | $179.8M | $128.3M | $51.5M | -- | -- |
| Mar 2011 | $179.8M | $128.3M | $51.5M | -- | -- |
| Dec 2010 | $152.9M | $121.3M | $31.6M | -- | -- |
| Nov 2010 | $152.9M | $121.3M | $31.6M | -- | -- |
| Aug 2010 | $152.9M | $121.3M | $31.6M | -- | -- |
| Mar 2010 | $152.9M | $121.3M | $31.6M | -- | -- |
| Apr 2009 | $104.5M | $78.4M | $26.1M | -- | -- |
| Feb 2008 | $82.3M | $63.9M | $18.3M | -- | -- |
| Nov 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Nov 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Nov 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Oct 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Aug 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Aug 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Mar 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Mar 2007 | $82.3M | $63.9M | $18.3M | -- | -- |
| Feb 2007 | $30.4M | $26.3M | $4.1M | -- | -- |
| Jan 2007 | $30.4M | $26.3M | $4.1M | -- | -- |
| Jan 2007 | $30.4M | $26.3M | $4.1M | -- | -- |
| Mar 2006 | $30.4M | $26.3M | $4.1M | -- | -- |
| Dec 2005 | $50.3M | $31.5M | $18.8M | -- | -- |
| Nov 2005 | $50.3M | $31.5M | $18.8M | -- | -- |
| Jun 2005 | $50.3M | $31.5M | $18.8M | -- | -- |
| Jan 2005 | $74.5M | $61.1M | $13.4M | -- | -- |
| Sep 2004 | $74.5M | $61.1M | $13.4M | -- | -- |
| Jun 2004 | $74.5M | $61.1M | $13.4M | -- | -- |
| Apr 2004 | $74.5M | $61.1M | $13.4M | -- | -- |
| Aug 2001 | $45.3M | $15.6M | $29.7M | -- | -- |
| Aug 2001 | $45.3M | $15.6M | $29.7M | -- | -- |
| Jun 2001 | $45.3M | $15.6M | $29.7M | -- | -- |
DateOct 2025
Total AUM$3.9B
Discretionary$2.9B
Non-Disc.$1B
Employees87
Clients0
DateSep 2025
Total AUM$3.9B
Discretionary$2.9B
Non-Disc.$1B
Employees87
Clients0
DateMar 2025
Total AUM$3.9B
Discretionary$2.9B
Non-Disc.$1B
Employees87
Clients0
DateMar 2025
Total AUM$3.9B
Discretionary$2.9B
Non-Disc.$1B
Employees87
Clients0
DateMar 2024
Total AUM$3.4B
Discretionary$2.4B
Non-Disc.$1B
Employees83
Clients0
DateSep 2023
Total AUM$3B
Discretionary$2B
Non-Disc.$989.4M
Employees85
Clients0
DateApr 2023
Total AUM$3B
Discretionary$2B
Non-Disc.$989.4M
Employees85
Clients0
DateMar 2023
Total AUM$3B
Discretionary$2B
Non-Disc.$989.4M
Employees85
Clients0
DateJan 2023
Total AUM$2.9B
Discretionary$1.8B
Non-Disc.$1.1B
Employees81
Clients0
DateNov 2022
Total AUM$2.9B
Discretionary$1.8B
Non-Disc.$1.1B
Employees81
Clients0
DateMar 2022
Total AUM$2.9B
Discretionary$1.8B
Non-Disc.$1.1B
Employees81
Clients0
DateMar 2022
Total AUM$2B
Discretionary$1.1B
Non-Disc.$831.7M
Employees77
Clients0
DateJun 2021
Total AUM$2B
Discretionary$1.1B
Non-Disc.$831.7M
Employees77
Clients0
DateMar 2021
Total AUM$2B
Discretionary$1.1B
Non-Disc.$831.7M
Employees77
Clients0
DateMar 2021
Total AUM$1.5B
Discretionary$861.7M
Non-Disc.$669M
Employees64
Clients0
DateJun 2020
Total AUM$1.5B
Discretionary$861.7M
Non-Disc.$669M
Employees64
Clients0
DateJun 2020
Total AUM$1.5B
Discretionary$861.7M
Non-Disc.$669M
Employees64
Clients0
DateMay 2020
Total AUM$1.5B
Discretionary$861.7M
Non-Disc.$669M
Employees64
Clients0
DateMar 2020
Total AUM$1.5B
Discretionary$861.7M
Non-Disc.$669M
Employees64
Clients0
DateMar 2019
Total AUM$1B
Discretionary$587.2M
Non-Disc.$443.7M
Employees57
Clients0
DateDec 2018
Total AUM$1B
Discretionary$560.5M
Non-Disc.$479.3M
Employees54
Clients0
DateJul 2018
Total AUM$1B
Discretionary$560.5M
Non-Disc.$479.3M
Employees54
Clients0
DateJul 2018
Total AUM$1B
Discretionary$560.5M
Non-Disc.$479.3M
Employees54
Clients0
DateMay 2018
Total AUM$1B
Discretionary$560.5M
Non-Disc.$479.3M
Employees54
Clients0
DateMar 2018
Total AUM$1B
Discretionary$560.5M
Non-Disc.$479.3M
Employees54
Clients0
DateMar 2017
Total AUM$962.4M
Discretionary$541.7M
Non-Disc.$420.7M
Employees56
Clients2,106
DateFeb 2017
Total AUM$962.4M
Discretionary$541.7M
Non-Disc.$420.7M
Employees56
Clients2,106
DateFeb 2017
Total AUM$962.4M
Discretionary$541.7M
Non-Disc.$420.7M
Employees56
Clients2,106
DateFeb 2017
Total AUM$962.4M
Discretionary$541.7M
Non-Disc.$420.7M
Employees56
Clients2,106
DateNov 2016
Total AUM$597.3M
Discretionary$468.7M
Non-Disc.$128.6M
Employees53
Clients3,400
DateMar 2016
Total AUM$597.3M
Discretionary$468.7M
Non-Disc.$128.6M
Employees53
Clients3,400
DateDec 2015
Total AUM$635.7M
Discretionary$499.8M
Non-Disc.$135.9M
Employees51
Clients3,400
DateMar 2015
Total AUM$635.7M
Discretionary$499.8M
Non-Disc.$135.9M
Employees51
Clients3,400
DateDec 2014
Total AUM$569.2M
Discretionary$458.5M
Non-Disc.$110.7M
Employees56
Clients3,400
DateMar 2014
Total AUM$569.2M
Discretionary$458.5M
Non-Disc.$110.7M
Employees56
Clients3,400
DateJan 2014
Total AUM$347.5M
Discretionary$243.4M
Non-Disc.$104M
Employees52
Clients2,200
DateApr 2013
Total AUM$347.5M
Discretionary$243.4M
Non-Disc.$104M
Employees52
Clients2,200
DateFeb 2013
Total AUM$347.5M
Discretionary$243.4M
Non-Disc.$104M
Employees52
Clients2,200
DateNov 2012
Total AUM$250.2M
Discretionary$167.2M
Non-Disc.$83M
Employees57
Clients2,000
DateMar 2012
Total AUM$250.2M
Discretionary$167.2M
Non-Disc.$83M
Employees11
Clients2,000
DateAug 2011
Total AUM$179.8M
Discretionary$128.3M
Non-Disc.$51.5M
Employees--
Clients--
DateJun 2011
Total AUM$179.8M
Discretionary$128.3M
Non-Disc.$51.5M
Employees--
Clients--
DateMar 2011
Total AUM$179.8M
Discretionary$128.3M
Non-Disc.$51.5M
Employees--
Clients--
DateDec 2010
Total AUM$152.9M
Discretionary$121.3M
Non-Disc.$31.6M
Employees--
Clients--
DateNov 2010
Total AUM$152.9M
Discretionary$121.3M
Non-Disc.$31.6M
Employees--
Clients--
DateAug 2010
Total AUM$152.9M
Discretionary$121.3M
Non-Disc.$31.6M
Employees--
Clients--
DateMar 2010
Total AUM$152.9M
Discretionary$121.3M
Non-Disc.$31.6M
Employees--
Clients--
DateApr 2009
Total AUM$104.5M
Discretionary$78.4M
Non-Disc.$26.1M
Employees--
Clients--
DateFeb 2008
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateNov 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateNov 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateNov 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateOct 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateAug 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateAug 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateMar 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateMar 2007
Total AUM$82.3M
Discretionary$63.9M
Non-Disc.$18.3M
Employees--
Clients--
DateFeb 2007
Total AUM$30.4M
Discretionary$26.3M
Non-Disc.$4.1M
Employees--
Clients--
DateJan 2007
Total AUM$30.4M
Discretionary$26.3M
Non-Disc.$4.1M
Employees--
Clients--
DateJan 2007
Total AUM$30.4M
Discretionary$26.3M
Non-Disc.$4.1M
Employees--
Clients--
DateMar 2006
Total AUM$30.4M
Discretionary$26.3M
Non-Disc.$4.1M
Employees--
Clients--
DateDec 2005
Total AUM$50.3M
Discretionary$31.5M
Non-Disc.$18.8M
Employees--
Clients--
DateNov 2005
Total AUM$50.3M
Discretionary$31.5M
Non-Disc.$18.8M
Employees--
Clients--
DateJun 2005
Total AUM$50.3M
Discretionary$31.5M
Non-Disc.$18.8M
Employees--
Clients--
DateJan 2005
Total AUM$74.5M
Discretionary$61.1M
Non-Disc.$13.4M
Employees--
Clients--
DateSep 2004
Total AUM$74.5M
Discretionary$61.1M
Non-Disc.$13.4M
Employees--
Clients--
DateJun 2004
Total AUM$74.5M
Discretionary$61.1M
Non-Disc.$13.4M
Employees--
Clients--
DateApr 2004
Total AUM$74.5M
Discretionary$61.1M
Non-Disc.$13.4M
Employees--
Clients--
DateAug 2001
Total AUM$45.3M
Discretionary$15.6M
Non-Disc.$29.7M
Employees--
Clients--
DateAug 2001
Total AUM$45.3M
Discretionary$15.6M
Non-Disc.$29.7M
Employees--
Clients--
DateJun 2001
Total AUM$45.3M
Discretionary$15.6M
Non-Disc.$29.7M
Employees--
Clients--