NATIONS FINANCIAL GROUP, INC.
CRD #44181 SEC #801-57407 CEDAR RAPIDS, IA 319-393-9541
SEC Registered Broker-Dealer
Total AUM
$3.9B
Discretionary
$2.9B
Employees
87
Clients
1
Accounts
9,822
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 10, 2025
- Branch Offices
- 35
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | CEO - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | CEO - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | CEO - CFO | NA | Control |
| BENNETT, RICHARD SCOTT | I | CEO - CFO | NA | Control |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | COMPLIANCE COORDINATOR | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | DIRECTOR OF ADVISORY SERVICES | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BJORSETH, ERIK JOHN | I | CHIEF GROWTH OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BUSH, BRENDA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | COMPLIANCE COORDINATOR | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| CAIRNEY, STEPHEN MICHAEL | I | PRESIDENT - CCO | NA | Control |
| CAIRNEY, STEPHEN MICHAEL | I | PRESIDENT - CCO | NA | Control |
| CAIRNEY, STEPHEN MICHAEL | I | PRESIDENT | NA | Control |
| CAIRNEY, STEPHEN MICHAEL | I | PRESIDENT | NA | Control |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| CARTER, KYLE JAMES | I | TRADING | NA | |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| JOHNSON, MARY | I | EXECUTRIX OF ESTATE OF KENT JOHNSON | NA | Control |
| KROUSIE, TRACEY LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| MILLER, LESLIE DANIEL | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| REIGHARD-KEAN, VICKI LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REIGHARD-KEAN, VICKI LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | HEAD OF TRADING DEPARTMENT | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | VICE PRESIDENT-TRADING / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL | NA | |
| VAWTER, MATTHEW BRENT | I | HEAD OF TRADING DEPARTMENT | NA | |
| VAWTER, MATTHEW BRENT | I | HEAD OF TRADING DEPARTMENT | NA | |
| VAWTER, MATTHEW BRENT | I | HEAD OF TRADING DEPARTMENT | NA | |
| VAWTER, MATTHEW BRENT | I | HEAD OF TRADING DEPARTMENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT/SENIOR COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT/SENIOR COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT/SENIOR COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | VICE PRESIDENT/SENIOR COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | SENIOR VICE PRESIDENT | NA | |
| WILKINSON, BRIAN MICHAEL | I | DIRECTOR OF REPRESENTATIVE RELATIONSHIPS | NA | |
| WILKINSON, BRIAN MICHAEL | I | DIRECTOR OF REPRESENTATIVE RELATIONSHIPS | NA | |
| WILKINSON, BRIAN MICHAEL | I | DIRECTOR OF REPRESENTATIVE RELATIONSHIPS | NA | |
| WILKINSON, BRIAN MICHAEL | I | DIRECTOR OF REPRESENTATIVE RELATIONSHIPS | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILKINSON, BRIAN MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| NFGI HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | D | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| BENNETT, RICHARD SCOTT | I | PRESIDENT | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| ESTATE OF KENT JOHNSON | DE | SHAREHOLDER | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
| JOHNSON, KENT WHITNEY | I | CHAIRMAN OF THE BOARD | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | E | Control |
| JOHNSON, MARY JANE | I | THE KENT W JOHNSON TRUST | E | Control |
| JOHNSON, MARY JANE | I | THE KENT W JOHNSON TRUST | E | Control |
| JOHNSON, MARY JANE | I | THE KENT W JOHNSON TRUST | E | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | D | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | D | Control |
| BENNETT, RICHARD SCOTT | I | NFGI HOLDING CORPORATION | D | Control |
| THE KENT W JOHNSON TRUST | DE | NFGI HOLDING CORPORATION | C | Control |
| THE KENT W JOHNSON TRUST | DE | NFGI HOLDING CORPORATION | C | Control |
| THE KENT W JOHNSON TRUST | DE | NFGI HOLDING CORPORATION | C | Control |
Registrations
Federal
IA
Oct 10, 2025 REGISTERED
Notice Filings (44)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA SC SD TN TX UT VA WA WI
Address
3925 FOUNTAINS BLVD NESUITE 200
CEDAR RAPIDS, IA 52411
United States
Phone: 319-393-9541