HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
CRD #45995 SEC #801-53584 SIMSBURY, CT 860-843-4632
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$50.6B
Discretionary
$50.6B
Employees
11
Clients
--
Accounts
58
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2012 | $50.6B | $50.6B | $58.6M | 11 | 1 |
| Mar 2012 | $50.6B | $50.6B | $58.6M | 11 | 1 |
| Dec 2011 | $59.4B | $59.4B | $6.5M | 11 | 1 |
| Mar 2011 | $59.4B | $59.4B | $6.5M | -- | -- |
| Dec 2010 | $50.5B | $50.5B | $0 | -- | -- |
| Sep 2010 | $50.5B | $50.5B | $0 | -- | -- |
| Sep 2010 | $50.5B | $50.5B | $0 | -- | -- |
| May 2010 | $50.5B | $50.5B | $0 | -- | -- |
| Apr 2009 | $36B | $36B | $0 | -- | -- |
| Mar 2009 | $36B | $36B | $0 | -- | -- |
| Feb 2009 | $51B | $51B | $0 | -- | -- |
| Oct 2007 | $40.1B | $40.1B | $0 | -- | -- |
| Aug 2007 | $40.1B | $40.1B | $0 | -- | -- |
| Aug 2007 | $40.1B | $40.1B | $0 | -- | -- |
| May 2007 | $40.1B | $40.1B | $0 | -- | -- |
| Mar 2007 | $40.1B | $40.1B | $0 | -- | -- |
| Mar 2007 | $31.4B | $31.4B | $0 | -- | -- |
| Dec 2006 | $31.4B | $31.4B | $0 | -- | -- |
| Mar 2006 | $25.9B | $25.9B | $0 | -- | -- |
| Sep 2005 | $25.9B | $25.9B | $0 | -- | -- |
| Mar 2004 | $20.8B | $20.8B | $0 | -- | -- |
| Mar 2002 | $16.4B | $16.4B | $0 | -- | -- |
| Oct 2001 | $11.1B | $11.1B | $0 | -- | -- |
DateOct 2012
Total AUM$50.6B
Discretionary$50.6B
Non-Disc.$58.6M
Employees11
Clients1
DateMar 2012
Total AUM$50.6B
Discretionary$50.6B
Non-Disc.$58.6M
Employees11
Clients1
DateDec 2011
Total AUM$59.4B
Discretionary$59.4B
Non-Disc.$6.5M
Employees11
Clients1
DateMar 2011
Total AUM$59.4B
Discretionary$59.4B
Non-Disc.$6.5M
Employees--
Clients--
DateDec 2010
Total AUM$50.5B
Discretionary$50.5B
Non-Disc.$0
Employees--
Clients--
DateSep 2010
Total AUM$50.5B
Discretionary$50.5B
Non-Disc.$0
Employees--
Clients--
DateSep 2010
Total AUM$50.5B
Discretionary$50.5B
Non-Disc.$0
Employees--
Clients--
DateMay 2010
Total AUM$50.5B
Discretionary$50.5B
Non-Disc.$0
Employees--
Clients--
DateApr 2009
Total AUM$36B
Discretionary$36B
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$36B
Discretionary$36B
Non-Disc.$0
Employees--
Clients--
DateFeb 2009
Total AUM$51B
Discretionary$51B
Non-Disc.$0
Employees--
Clients--
DateOct 2007
Total AUM$40.1B
Discretionary$40.1B
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$40.1B
Discretionary$40.1B
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$40.1B
Discretionary$40.1B
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$40.1B
Discretionary$40.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$40.1B
Discretionary$40.1B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$31.4B
Discretionary$31.4B
Non-Disc.$0
Employees--
Clients--
DateDec 2006
Total AUM$31.4B
Discretionary$31.4B
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$25.9B
Discretionary$25.9B
Non-Disc.$0
Employees--
Clients--
DateSep 2005
Total AUM$25.9B
Discretionary$25.9B
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$20.8B
Discretionary$20.8B
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$16.4B
Discretionary$16.4B
Non-Disc.$0
Employees--
Clients--
DateOct 2001
Total AUM$11.1B
Discretionary$11.1B
Non-Disc.$0
Employees--
Clients--