HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
CRD #45995 SEC #801-53584 SIMSBURY, CT 860-843-4632
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$50.6B
Discretionary
$50.6B
Employees
11
Clients
--
Accounts
58
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARENA, ROBERT MICHAEL JR | I | VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER AND SENIOR VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER AND SENIOR VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | SENIOR VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER AND SENIOR VICE PRESIDENT | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| ARENA, ROBERT MICHAEL JR | I | MANAGER | NA | Control |
| CARLSON, DAVID ALAN | I | SENIOR. VICE- PRESIDENT & DEPUTY CHIEF FINANCIAL OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | CHIEF COMPLIANCE OFFICER & AML OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | BROKER DEALER CHIEF COMPLIANCE OFFICER & AML OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNER, CHRISTOPHER SCOTT | I | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| CONNOR, KEVIN MICHAEL | I | MANAGER | NA | Control |
| CONNOR, KEVIN MICHAEL | I | MANAGER | NA | Control |
| CONNOR, KEVIN MICHAEL | I | MANAGER | NA | Control |
| CONNOR, KEVIN MICHAEL | I | MANAGER | NA | Control |
| CONNOR, KEVIN MICHAEL | I | MANAGER | NA | Control |
| CUMMINS, PETER WILLIAM | I | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER | NA | Control |
| CUMMINS, PETER WILLIAM | I | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | CHAIRMAN OF THE BOARD AND MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | CHAIRMAN OF THE BOARD AND MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | CHAIRMAN OF THE BOARD AND MANAGER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVEY, JAMES EDWARD | I | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DELEHANTY, PETER MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| DELEHANTY, PETER MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| DOWLING, ANTHONY LEE | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER/ASSISTANT SECRETARY/OPER. COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER/ASSISTANT SECRETARY/OPER. COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER/ASSISTANT SECRETARY/OPER. COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER/ASSISTANT SECRETARY/OPER. COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | PRIVACY OFFICER/ASSISTANT SECRETARY/OPER. COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| DRESSEN, MICHAEL ROBERT | I | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FAGELY, TAMARA LYNN | I | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | NA | Control |
| FIXER, MICHAEL | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FIXER, MICHAEL JOSEPH | I | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | NA | Control |
| FOY, DAVID THOMAS | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| FOY, DAVID THOMAS | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | SENIOR VICE PRESIDENT, CORPORATE TREASURY AND BANKING | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| GIAMALIS, JOHN NICHOLAS | I | TREASURER | NA | Control |
| JAY, GEORGE RICHARD | I | CHIEF BROKER-DEALER COMPLIANCE OFFICER | NA | Control |
| JAY, GEORGE RICHARD | I | CONTROLLER | NA | Control |
| JAY, GEORGE RICHARD | I | CONTROLLER | NA | Control |
| JOYCE, STEPHEN THOMAS | I | MANAGER | NA | Control |
| JOYCE, STEPHEN THOMAS | I | MANAGER | NA | Control |
| JOYCE, STEPHEN THOMAS | I | MANAGER | NA | Control |
| KALEN, MICHAEL L | I | MANAGER | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KVADUS, GLEN JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| LEVENSON, DAVID NATHAN | I | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION | NA | Control |
| LEVENSON, DAVID NATHAN | I | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION | NA | Control |
| LEVENSON, DAVID NATHAN | I | SENIOR VICE PRESIDENT- SALES & DISTRIBUTION | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MACDONALD, EDWARD PAUL | I | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | PRESIDENT & CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | PRESIDENT & CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | MANAGER & CHAIRMAN OF BOARD OF MANAGERS | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER | NA | Control |
| MARRA, THOMAS MICHAEL SR | I | PRESIDENT & CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| MCCULLUM, KENNETH A. | I | VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MCCULLUM, KENNETH A. | I | SENIOR VICE PRESIDENT | NA | Control |
| MELCHER, JOSEPH GARY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MEYER, VERNON JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| MICHALIK, PETER JAMES | I | VICE PRESIDENT | NA | Control |
| MICHALIK, PETER JAMES | I | VICE PRESIDENT | NA | Control |
| MICHALIK, PETER JAMES | I | VICE PRESIDENT | NA | Control |
| MICHALIK, PETER JAMES | I | VICE PRESIDENT | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| MURPHY, BRIAN DENNIS | I | MANAGER | NA | Control |
| OHL, JAMIE LESLIE | I | MANAGER | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| ORR, MARILYN KEIGHTLEY | I | ASSISTANT VICE PRESIDENT | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PERNEREWSKI, COLLEEN BETH | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKEN, TODD GARETT | I | ASSISTANT TREASURER | NA | Control |
| PICKEN, TODD GARETT | I | ASSISTANT TREASURER | NA | Control |
| PICKEN, TODD GARETT | I | ASSISTANT TREASURER | NA | Control |
| PICKEN, TODD GARETT | I | ASSISTANT TREASURER | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| QUADE, LAURA SUE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| REPASY, CHRISTINE HAYER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| REPASY, CHRISTINE HAYER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| REPASY, CHRISTINE HAYER | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| RITCHEY, SHARON | I | MANAGER | NA | Control |
| SANDERSON, SCOTT ROBERT | I | VICE PRESIDENT MARKETING | NA | Control |
| SANDERSON, SCOTT ROBERT | I | VICE PRESIDENT MARKETING | NA | Control |
| SANDERSON, SCOTT ROBERT | I | VICE PRESIDENT MARKETING | NA | Control |
| SANDERSON, SCOTT ROBERT | I | VICE PRESIDENT MARKETING | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHROEDER, ELIZABETH LYNN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SETTIMI, DENISE ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SETTIMI, DENISE ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SETTIMI, DENISE ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SETTIMI, DENISE ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SETTIMI, DENISE ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SIDES, MARK A | I | BROKER-DEALER CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| SIDES, MARK A | I | BROKER-DEALER CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| SIDES, MARK A | I | BROKER-DEALER CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| SIDES, MARK A | I | BROKER-DEALER CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SLOANE, DONALD KEITH | I | SENIOR VICE PRESIDENT | NA | |
| SMITH, LOWNDES ANDREW | I | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & MANAGER | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| STELTER, KATHRYN ANN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| SWANSON, MARTIN ALLEN | I | VICE PRESIDENT/MARKETING | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | PRESIDENT & CEO/MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER | NA | Control |
| WALTERS, JOHN CLINTON | I | EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER | NA | Control |
| WATKINS, WALTER EDMOND JR | I | CHIEF INVESTMENT COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, WALTER EDMOND JR | I | CHIEF INVESTMENT COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WATKINS, WALTER EDMOND JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| WILCOX, WILLIAM D | I | BROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | SENIOR VICE PRESIDENT-INVESTMENTS & MANAGER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | SENIOR VICE PRESIDENT-INVESTMENTS & MANAGER | NA | Control |
| ZNAMIEROWSKI, DAVID MARK | I | SENIOR VICE PRESIDENT-INVESTMENTS & MANAGER | NA | Control |
| H L INVESTMENT ADVISORS LLC | DE | MEMBER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| H L INVESTMENT ADVISORS LLC | DE | OWNER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | MEMBER | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | PARENT COMPANY OF APPLICANT | E | Control |
| HL INVESTMENT ADVISORS, LLC | DE | PARENT COMPANY OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS,LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FINANCIAL SERVICES, LLC | DE | HL INVESTMENT ADVISORS, LLC | E | Control |
| HARTFORD FIRE INSURANCE COMPANY (HFI) | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD FIRE INSURANCE COMPANY (HFI) | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD HOLDINGS, INC. | DE | HARTFORD LIFE, INC. | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD FINANCIAL SERVICES,LLC | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | DE | HARTFORD LIFE INSURANCE | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | DE | HARTFORD FINANCIAL SERVICES, LLC | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD FINANCIAL SERVICES LLC | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE INSURANCE COMPANY | DE | HARTFORD LIFE AND ANNUITY INSURANCE CO. | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| HARTFORD LIFE, INC. | DE | HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD FIRE INSURANCE COMPANY | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD FIRE INSURANCE COMPANY | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | DE | HARTFORD HOLDINGS, INC.. | E | Control |
Registrations
Federal
IA
Oct 4, 2012 REGISTERED
Notice Filings (1)
CT
Address
200 HOPMEADOW STREETSIMSBURY, CT 06089
United States
Phone: 860-843-4632