MOORS & CABOT, INC.
Legal name: MOORS & CABOT, INC
CRD #594 SEC #801-48726 BOSTON, MA 800-426-0501
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.4B
Discretionary
$3.2B
Employees
121
Clients
101
Accounts
5,074
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $3.4B | $3.2B | $230.6M | 121 | 10 |
| Sep 2024 | $3.1B | $2.9B | $221.4M | 145 | 15 |
| Apr 2024 | $2.5B | $2.3B | $162.6M | 137 | 18 |
| Feb 2024 | $2.5B | $2.3B | $162.6M | 137 | 18 |
| Sep 2023 | $2.5B | $2.3B | $162.6M | 137 | 18 |
| Jul 2023 | $2.2B | $2B | $189.2M | 148 | 18 |
| Feb 2023 | $2.2B | $2B | $189.2M | 148 | 18 |
| Oct 2022 | $2.2B | $2B | $189.2M | 148 | 18 |
| Sep 2022 | $2.2B | $2B | $189.2M | 148 | 18 |
| Sep 2021 | $2.3B | $2.1B | $197.4M | 150 | 18 |
| Jan 2021 | $1.8B | $1.6B | $164.9M | 157 | 18 |
| Sep 2020 | $1.8B | $1.6B | $164.9M | 157 | 18 |
| Jun 2020 | $1.7B | $1.5B | $137.6M | 157 | 18 |
| Feb 2020 | $1.7B | $1.5B | $137.6M | 157 | 18 |
| Feb 2020 | $1.7B | $1.5B | $137.6M | 157 | 18 |
| Oct 2019 | $1.7B | $1.5B | $120.6M | 163 | 18 |
| Sep 2019 | $1.7B | $1.5B | $120.6M | 163 | 18 |
| Feb 2019 | $1.5B | $1.4B | $89.4M | 176 | 12 |
| Nov 2018 | $1.5B | $1.4B | $89.4M | 176 | 12 |
| Sep 2018 | $1.5B | $1.4B | $89.4M | 176 | 12 |
| Sep 2018 | $1.5B | $1.4B | $89.4M | 176 | 12 |
| Sep 2017 | $1.2B | $1.1B | $118.1M | 185 | 2,500 |
| Oct 2016 | $1B | $950.3M | $60.8M | 185 | 2,200 |
| Sep 2016 | $1B | $950.3M | $60.8M | 185 | 2,200 |
| Dec 2015 | $1.1B | $978.4M | $79.9M | 185 | 2,218 |
| Sep 2015 | $1.1B | $978.4M | $79.9M | 185 | 2,218 |
| Aug 2014 | $1B | $941.4M | $82.8M | 185 | 1,100 |
| Mar 2014 | $821.6M | $749.8M | $71.8M | 185 | 1,100 |
| Sep 2013 | $821.6M | $749.8M | $71.8M | 185 | 1,100 |
| Sep 2013 | $650.3M | $572.5M | $77.9M | 190 | 1,000 |
| Sep 2012 | $650.3M | $572.5M | $77.9M | 51 | 1,000 |
| Mar 2012 | $592.1M | $517.9M | $74.3M | 51 | 1,000 |
| Sep 2010 | $445M | $398.4M | $46.5M | 51 | -- |
| Sep 2009 | $302.5M | $239.9M | $62.6M | 51 | -- |
| Dec 2007 | $360.1M | $351.9M | $8.1M | 51 | -- |
| Sep 2007 | $360.1M | $351.9M | $8.1M | 51 | -- |
| May 2007 | $286.5M | $282.9M | $3.6M | 51 | -- |
DateSep 2025
Total AUM$3.4B
Discretionary$3.2B
Non-Disc.$230.6M
Employees121
Clients10
DateSep 2024
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$221.4M
Employees145
Clients15
DateApr 2024
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$162.6M
Employees137
Clients18
DateFeb 2024
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$162.6M
Employees137
Clients18
DateSep 2023
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$162.6M
Employees137
Clients18
DateJul 2023
Total AUM$2.2B
Discretionary$2B
Non-Disc.$189.2M
Employees148
Clients18
DateFeb 2023
Total AUM$2.2B
Discretionary$2B
Non-Disc.$189.2M
Employees148
Clients18
DateOct 2022
Total AUM$2.2B
Discretionary$2B
Non-Disc.$189.2M
Employees148
Clients18
DateSep 2022
Total AUM$2.2B
Discretionary$2B
Non-Disc.$189.2M
Employees148
Clients18
DateSep 2021
Total AUM$2.3B
Discretionary$2.1B
Non-Disc.$197.4M
Employees150
Clients18
DateJan 2021
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$164.9M
Employees157
Clients18
DateSep 2020
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$164.9M
Employees157
Clients18
DateJun 2020
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$137.6M
Employees157
Clients18
DateFeb 2020
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$137.6M
Employees157
Clients18
DateFeb 2020
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$137.6M
Employees157
Clients18
DateOct 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$120.6M
Employees163
Clients18
DateSep 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$120.6M
Employees163
Clients18
DateFeb 2019
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$89.4M
Employees176
Clients12
DateNov 2018
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$89.4M
Employees176
Clients12
DateSep 2018
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$89.4M
Employees176
Clients12
DateSep 2018
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$89.4M
Employees176
Clients12
DateSep 2017
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$118.1M
Employees185
Clients2,500
DateOct 2016
Total AUM$1B
Discretionary$950.3M
Non-Disc.$60.8M
Employees185
Clients2,200
DateSep 2016
Total AUM$1B
Discretionary$950.3M
Non-Disc.$60.8M
Employees185
Clients2,200
DateDec 2015
Total AUM$1.1B
Discretionary$978.4M
Non-Disc.$79.9M
Employees185
Clients2,218
DateSep 2015
Total AUM$1.1B
Discretionary$978.4M
Non-Disc.$79.9M
Employees185
Clients2,218
DateAug 2014
Total AUM$1B
Discretionary$941.4M
Non-Disc.$82.8M
Employees185
Clients1,100
DateMar 2014
Total AUM$821.6M
Discretionary$749.8M
Non-Disc.$71.8M
Employees185
Clients1,100
DateSep 2013
Total AUM$821.6M
Discretionary$749.8M
Non-Disc.$71.8M
Employees185
Clients1,100
DateSep 2013
Total AUM$650.3M
Discretionary$572.5M
Non-Disc.$77.9M
Employees190
Clients1,000
DateSep 2012
Total AUM$650.3M
Discretionary$572.5M
Non-Disc.$77.9M
Employees51
Clients1,000
DateMar 2012
Total AUM$592.1M
Discretionary$517.9M
Non-Disc.$74.3M
Employees51
Clients1,000
DateSep 2010
Total AUM$445M
Discretionary$398.4M
Non-Disc.$46.5M
Employees51
Clients--
DateSep 2009
Total AUM$302.5M
Discretionary$239.9M
Non-Disc.$62.6M
Employees51
Clients--
DateDec 2007
Total AUM$360.1M
Discretionary$351.9M
Non-Disc.$8.1M
Employees51
Clients--
DateSep 2007
Total AUM$360.1M
Discretionary$351.9M
Non-Disc.$8.1M
Employees51
Clients--
DateMay 2007
Total AUM$286.5M
Discretionary$282.9M
Non-Disc.$3.6M
Employees51
Clients--