MOORS & CABOT, INC.
Legal name: MOORS & CABOT, INC
CRD #594 SEC #801-48726 BOSTON, MA 800-426-0501
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.4B
Discretionary
$3.2B
Employees
121
Clients
101
Accounts
5,074
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 29, 2025
- Branch Offices
- 30
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAUN, MICHAEL CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/FINOP/COO | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| BRAUN, MICHAEL CHARLES | I | EVP/COO/DIRECTOR | NA | Control |
| CUETARA, JOSEPH PHILIP | I | SVP | NA | Control |
| CUETARA, JOSEPH PHILIP | I | SVP | NA | Control |
| CUETARA, JOSEPH PHILIP | I | SVP | NA | Control |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| CUETARA, JOSEPH PHILIP | I | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| DOBROVOLNY, JANET | I | TRUSTEE OF ROBERT W MOREY AND MAURA BURKE MOREY IRR TRUST | NA | |
| FOLEY, BRIAN THOMAS | I | CHIEF FINANCIAL OFFICER/FINOP/COO | NA | Control |
| FOLEY, BRIAN THOMAS | I | CHIEF FINANCIAL OFFICER/FINOP/COO | NA | Control |
| FOLEY, BRIAN THOMAS | I | CHIEF FINANCIAL OFFICER/FINOP/COO | NA | Control |
| GARRETT, MARK | I | DIRECTOR | NA | Control |
| GARRETT, MARK | I | DIRECTOR | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | NA | Control |
| GENERAZIO, THOMAS THO | I | CHIEF COMPLIANCE OFFICER/SVP/ROP | NA | |
| GENERAZIO, THOMAS THO | I | CHIEF COMPLIANCE OFFICER/SVP/ROP | NA | |
| GENERAZIO, THOMAS THO | I | CHIEF COMPLIANCE OFFICER/SVP/ROP | NA | |
| GENERAZIO, THOMAS THO | I | CHIEF COMPLIANCE OFFICER/SVP/ROP | NA | |
| GENERAZIO, THOMAS THO | I | CHIEF COMPLIANCE OFFICER/SVP/ROP | NA | |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CROP/SROP | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | COMPLAINCE OFFICER/CROP/SROP | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | COMPLAINCE OFFICER/CROP/SROP | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/ROP | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER/EVP/FINOP/ROP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR/ROP/CHIEF COMPLIANCE OFFICER | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR/ROP/CHIEF COMPLIANCE OFFICER | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| JOYCE, DANIEL MICHAEL | I | DIRECTOR | NA | Control |
| KELLIHER, KATHERINE ROSE | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLIHER, KATHERINE ROSE | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLIHER, KATHERINE ROSE | I | SVP & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTEL, LAWRENCE GILBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTEL, LAWRENCE GILBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR | NA | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR | NA | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR | NA | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR | NA | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR | NA | Control |
| NGUYEN, THOMAS THO | I | MUNICIPAL PRINCIPAL | NA | |
| NGUYEN, THOMAS THO | I | MUNICIPAL PRINCIPAL | NA | |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| SVORINIC, PETER | I | SVP CHIEF COMPLIANCE OFFICER | NA | Control |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| THE ROBERT W. MOREY AND MAURA BURKE MOREY IRR TRUST, JANET L DOBROVOLNY TR | DE | SHAREHOLDER | NA | |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN NINETY PARTNERS, LLC | DE | SHAREHOLDER | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| MOREY, ROBERT WILLIS | I | APPROVED PERSON | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| THE ROBERT W. MOREY, JR. REVOCABLE TRUST, EDWARD BURKE MOREY AND MARK D GARRETT TR | DE | SHAREHOLDER | E | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | B | Control |
| GARRETT, MARK DAVID | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| HILDRETH, MICHAEL CHRISTOPHER | I | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
| MOREY, EDWARD BURKE | I | DIRECTOR/CO-CHAIRMAN/TRUSTEE | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| HAUSER, HOWARD | I | GEMINI ENTERPRISES, LLP | E | Control |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GARRETT, MARK DAVID | I | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | C | |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| GEMINI ENTERPRISES, LLP | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | DE | EIGHTEEN NINETY PARTNERS | C | Control |
Registrations
Federal
IA
Sep 29, 2025 REGISTERED
Notice Filings (36)
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Address
ONE FEDERAL STREET19TH FLOOR
BOSTON, MA 02110
United States
Phone: 800-426-0501