NEW ENGLAND SECURITIES CORPORATION
CRD #615 SEC #801-47061 NEW YORK, NY 212.578.0594
SEC Registered Broker-Dealer
Total AUM
$5.3B
Discretionary
$846.7M
Employees
2,514
Clients
--
Accounts
35,099
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2014 | $5.3B | $846.7M | $4.5B | 2,514 | 28,400 |
| Dec 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Dec 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Sep 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Aug 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Jul 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Jun 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Apr 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Apr 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Apr 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Mar 2014 | $5B | $781M | $4.2B | 2,993 | 27,200 |
| Oct 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Sep 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Sep 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Aug 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Jun 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| May 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Apr 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Apr 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Mar 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Mar 2013 | $3.3B | $468.6M | $2.8B | 3,802 | 21,800 |
| Jan 2013 | $2.6B | $354.1M | $2.2B | 4,279 | 17,500 |
| Nov 2012 | $2.6B | $354.1M | $2.2B | 4,279 | 17,500 |
| Mar 2012 | $2.6B | $354.1M | $2.2B | -- | 17,500 |
| Aug 2011 | $2.2B | $306.1M | $1.9B | -- | -- |
| Jul 2011 | $2.2B | $306.1M | $1.9B | -- | -- |
| Mar 2011 | $2.2B | $306.1M | $1.9B | -- | -- |
| Mar 2011 | $2.2B | $306.1M | $1.9B | -- | -- |
| Oct 2010 | $1.7B | $267.9M | $1.4B | -- | -- |
| May 2010 | $1.7B | $267.9M | $1.4B | -- | -- |
| May 2010 | $1.7B | $267.9M | $1.4B | -- | -- |
| Jun 2009 | $1.1B | $210M | $933.7M | -- | -- |
| Feb 2009 | $1.1B | $210M | $933.7M | -- | -- |
| Mar 2008 | $1.3B | $248.7M | $1.1B | -- | -- |
| Dec 2007 | $916.9M | $140.7M | $776.2M | -- | -- |
| May 2007 | $916.9M | $140.7M | $776.2M | -- | -- |
| May 2007 | $916.9M | $140.7M | $776.2M | -- | -- |
| Mar 2007 | $916.9M | $140.7M | $776.2M | -- | -- |
| Dec 2006 | $638.2M | $554.7M | $83.4M | -- | -- |
| Mar 2006 | $588.7M | $0 | $588.7M | -- | -- |
| Jan 2006 | $588.7M | $0 | $588.7M | -- | -- |
| Nov 2005 | $588.7M | $0 | $588.7M | -- | -- |
| Nov 2005 | $588.7M | $0 | $588.7M | -- | -- |
| Feb 2005 | $815.8M | $0 | $815.8M | -- | -- |
| Jan 2005 | $815.8M | $0 | $815.8M | -- | -- |
| Aug 2004 | $815.8M | $0 | $815.8M | -- | -- |
| Jul 2004 | $815.8M | $0 | $815.8M | -- | -- |
| Jul 2004 | $815.8M | $0 | $815.8M | -- | -- |
| Apr 2004 | $815.8M | $0 | $815.8M | -- | -- |
| Mar 2004 | $815.8M | $0 | $815.8M | -- | -- |
| Jan 2004 | $801M | $0 | $801M | -- | -- |
| Jan 2004 | $801M | $0 | $801M | -- | -- |
| Jan 2004 | $801M | $0 | $801M | -- | -- |
| Dec 2003 | $801M | $0 | $801M | -- | -- |
| Nov 2003 | $801M | $0 | $801M | -- | -- |
| Apr 2002 | $883.1M | $0 | $883.1M | -- | -- |
DateDec 2014
Total AUM$5.3B
Discretionary$846.7M
Non-Disc.$4.5B
Employees2,514
Clients28,400
DateDec 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateDec 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateSep 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateAug 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateJul 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateJun 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateApr 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateApr 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateApr 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateMar 2014
Total AUM$5B
Discretionary$781M
Non-Disc.$4.2B
Employees2,993
Clients27,200
DateOct 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateSep 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateSep 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateAug 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateJun 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateMay 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateApr 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateApr 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateMar 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateMar 2013
Total AUM$3.3B
Discretionary$468.6M
Non-Disc.$2.8B
Employees3,802
Clients21,800
DateJan 2013
Total AUM$2.6B
Discretionary$354.1M
Non-Disc.$2.2B
Employees4,279
Clients17,500
DateNov 2012
Total AUM$2.6B
Discretionary$354.1M
Non-Disc.$2.2B
Employees4,279
Clients17,500
DateMar 2012
Total AUM$2.6B
Discretionary$354.1M
Non-Disc.$2.2B
Employees--
Clients17,500
DateAug 2011
Total AUM$2.2B
Discretionary$306.1M
Non-Disc.$1.9B
Employees--
Clients--
DateJul 2011
Total AUM$2.2B
Discretionary$306.1M
Non-Disc.$1.9B
Employees--
Clients--
DateMar 2011
Total AUM$2.2B
Discretionary$306.1M
Non-Disc.$1.9B
Employees--
Clients--
DateMar 2011
Total AUM$2.2B
Discretionary$306.1M
Non-Disc.$1.9B
Employees--
Clients--
DateOct 2010
Total AUM$1.7B
Discretionary$267.9M
Non-Disc.$1.4B
Employees--
Clients--
DateMay 2010
Total AUM$1.7B
Discretionary$267.9M
Non-Disc.$1.4B
Employees--
Clients--
DateMay 2010
Total AUM$1.7B
Discretionary$267.9M
Non-Disc.$1.4B
Employees--
Clients--
DateJun 2009
Total AUM$1.1B
Discretionary$210M
Non-Disc.$933.7M
Employees--
Clients--
DateFeb 2009
Total AUM$1.1B
Discretionary$210M
Non-Disc.$933.7M
Employees--
Clients--
DateMar 2008
Total AUM$1.3B
Discretionary$248.7M
Non-Disc.$1.1B
Employees--
Clients--
DateDec 2007
Total AUM$916.9M
Discretionary$140.7M
Non-Disc.$776.2M
Employees--
Clients--
DateMay 2007
Total AUM$916.9M
Discretionary$140.7M
Non-Disc.$776.2M
Employees--
Clients--
DateMay 2007
Total AUM$916.9M
Discretionary$140.7M
Non-Disc.$776.2M
Employees--
Clients--
DateMar 2007
Total AUM$916.9M
Discretionary$140.7M
Non-Disc.$776.2M
Employees--
Clients--
DateDec 2006
Total AUM$638.2M
Discretionary$554.7M
Non-Disc.$83.4M
Employees--
Clients--
DateMar 2006
Total AUM$588.7M
Discretionary$0
Non-Disc.$588.7M
Employees--
Clients--
DateJan 2006
Total AUM$588.7M
Discretionary$0
Non-Disc.$588.7M
Employees--
Clients--
DateNov 2005
Total AUM$588.7M
Discretionary$0
Non-Disc.$588.7M
Employees--
Clients--
DateNov 2005
Total AUM$588.7M
Discretionary$0
Non-Disc.$588.7M
Employees--
Clients--
DateFeb 2005
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateJan 2005
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateAug 2004
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateJul 2004
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateJul 2004
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateApr 2004
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateMar 2004
Total AUM$815.8M
Discretionary$0
Non-Disc.$815.8M
Employees--
Clients--
DateJan 2004
Total AUM$801M
Discretionary$0
Non-Disc.$801M
Employees--
Clients--
DateJan 2004
Total AUM$801M
Discretionary$0
Non-Disc.$801M
Employees--
Clients--
DateJan 2004
Total AUM$801M
Discretionary$0
Non-Disc.$801M
Employees--
Clients--
DateDec 2003
Total AUM$801M
Discretionary$0
Non-Disc.$801M
Employees--
Clients--
DateNov 2003
Total AUM$801M
Discretionary$0
Non-Disc.$801M
Employees--
Clients--
DateApr 2002
Total AUM$883.1M
Discretionary$0
Non-Disc.$883.1M
Employees--
Clients--