HILLTOP SECURITIES INC.
CRD #6220 SEC #801-55529 DALLAS, TX 214-953-4000
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.3B
Discretionary
$1.6B
Employees
91
Clients
26
Accounts
5,181
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $2.3B | $1.6B | $626.2M | 91 | 0 |
| Aug 2025 | $2.3B | $1.6B | $626.2M | 91 | 0 |
| Mar 2025 | $2.3B | $1.6B | $626.2M | 91 | 0 |
| Dec 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Sep 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Sep 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Aug 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Aug 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Jun 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| May 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Mar 2024 | $1.9B | $1.4B | $500M | 113 | 9 |
| Dec 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Dec 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Nov 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Sep 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Jun 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Mar 2023 | $1.7B | $575.8M | $1.2B | 113 | 5 |
| Sep 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Sep 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Apr 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Apr 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Mar 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Mar 2022 | $2B | $497.1M | $1.5B | 105 | 3 |
| Jan 2022 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Nov 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Nov 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Oct 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Sep 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Aug 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Aug 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| May 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| May 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Apr 2021 | $1.8B | $502.8M | $1.3B | 110 | 5 |
| Mar 2021 | $1.1B | $223.8M | $917.4M | 110 | 5 |
| Feb 2021 | $1.4B | $374.5M | $1B | 111 | 0 |
| Dec 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Nov 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Nov 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Oct 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Sep 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Aug 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Jul 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Jun 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Mar 2020 | $1.4B | $374.5M | $1B | 111 | 0 |
| Mar 2020 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Jan 2020 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Dec 2019 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Nov 2019 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Oct 2019 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Mar 2019 | $1.1B | $646.9M | $454.6M | 167 | 0 |
| Nov 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Oct 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Sep 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Aug 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Jul 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Mar 2018 | $1.1B | $469.8M | $600.8M | 158 | 0 |
| Sep 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Sep 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Jul 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Jul 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Jun 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Apr 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Apr 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Apr 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Mar 2017 | $918.1M | $389.2M | $529M | 155 | 3,300 |
| Feb 2017 | $927.2M | $315.2M | $612M | 155 | 3,300 |
| Apr 2016 | $927.2M | $315.2M | $612M | 155 | 3,300 |
| Mar 2016 | $927.2M | $315.2M | $612M | 155 | 3,300 |
| Mar 2016 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Oct 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Oct 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Sep 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Jul 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| May 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Mar 2015 | $1B | $299.9M | $735.9M | 204 | 3,300 |
| Feb 2015 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Jan 2015 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Jan 2015 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Jan 2015 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Oct 2014 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Oct 2014 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Sep 2014 | $1.1B | $287.9M | $775.4M | 204 | 3,300 |
| Jul 2014 | $958.7M | $237.1M | $721.6M | 218 | 3,100 |
| Jul 2014 | $958.7M | $237.1M | $721.6M | 218 | 3,100 |
| Jul 2014 | $958.7M | $237.1M | $721.6M | 218 | 3,100 |
| Sep 2013 | $958.7M | $237.1M | $721.6M | 218 | 3,100 |
| Sep 2013 | $958.7M | $237.1M | $721.6M | 218 | 3,100 |
| Jun 2013 | $652M | $77.2M | $574.7M | 215 | 2,100 |
| Nov 2012 | $652M | $77.2M | $574.7M | 215 | 2,100 |
| Sep 2012 | $652M | $77.2M | $574.7M | 501 | 2,100 |
| May 2012 | $492.5M | $22.4M | $470.1M | 501 | 2,100 |
| Feb 2012 | $492.5M | $22.4M | $470.1M | 501 | 2,100 |
| Dec 2011 | $594.7M | $30.1M | $564.6M | 501 | 2,500 |
| Jul 2011 | $437.1M | $17.3M | $419.8M | 501 | -- |
| May 2011 | $437.1M | $17.3M | $419.8M | 501 | -- |
| Apr 2011 | $437.1M | $17.3M | $419.8M | 501 | -- |
| Apr 2011 | $437.1M | $17.3M | $419.8M | 501 | -- |
| Feb 2011 | $437.1M | $17.3M | $419.8M | 501 | -- |
| Sep 2010 | $437.1M | $17.3M | $419.8M | 501 | -- |
| Jun 2010 | $357.7M | $24.8M | $332.9M | 501 | -- |
| Mar 2010 | $357.7M | $24.8M | $332.9M | 501 | -- |
| Sep 2009 | $357.7M | $24.8M | $332.9M | 501 | -- |
| May 2009 | $306.5M | $49.4M | $257.1M | 501 | -- |
| Oct 2007 | $395.8M | $64.1M | $331.6M | 501 | -- |
| Sep 2007 | $395.8M | $64.1M | $331.6M | 501 | -- |
| May 2007 | $261.1M | $46M | $215M | 501 | -- |
| Dec 2006 | $198.8M | $5.1M | $193.7M | 501 | -- |
| Dec 2005 | $109.9M | $27M | $82.9M | 501 | -- |
| Sep 2004 | $47.4M | $0 | $47.4M | 501 | -- |
| Oct 2003 | $47.4M | $0 | $47.4M | 501 | -- |
| Sep 2001 | $120.6M | $0 | $120.6M | 501 | -- |
| Aug 2001 | $120.6M | $0 | $120.6M | 501 | -- |
| May 2001 | $120.6M | $0 | $120.6M | 501 | -- |
DateNov 2025
Total AUM$2.3B
Discretionary$1.6B
Non-Disc.$626.2M
Employees91
Clients0
DateAug 2025
Total AUM$2.3B
Discretionary$1.6B
Non-Disc.$626.2M
Employees91
Clients0
DateMar 2025
Total AUM$2.3B
Discretionary$1.6B
Non-Disc.$626.2M
Employees91
Clients0
DateDec 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateSep 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateSep 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateAug 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateAug 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateJun 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateMay 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateMar 2024
Total AUM$1.9B
Discretionary$1.4B
Non-Disc.$500M
Employees113
Clients9
DateDec 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateDec 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateNov 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateSep 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateJun 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateMar 2023
Total AUM$1.7B
Discretionary$575.8M
Non-Disc.$1.2B
Employees113
Clients5
DateSep 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateSep 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateApr 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateApr 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateMar 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateMar 2022
Total AUM$2B
Discretionary$497.1M
Non-Disc.$1.5B
Employees105
Clients3
DateJan 2022
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateNov 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateNov 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateOct 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateSep 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateAug 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateAug 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateMay 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateMay 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateApr 2021
Total AUM$1.8B
Discretionary$502.8M
Non-Disc.$1.3B
Employees110
Clients5
DateMar 2021
Total AUM$1.1B
Discretionary$223.8M
Non-Disc.$917.4M
Employees110
Clients5
DateFeb 2021
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateDec 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateNov 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateNov 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateOct 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateSep 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateAug 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateJul 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateJun 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateMar 2020
Total AUM$1.4B
Discretionary$374.5M
Non-Disc.$1B
Employees111
Clients0
DateMar 2020
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateJan 2020
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateDec 2019
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateNov 2019
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateOct 2019
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateMar 2019
Total AUM$1.1B
Discretionary$646.9M
Non-Disc.$454.6M
Employees167
Clients0
DateNov 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateOct 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateSep 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateAug 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateJul 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateMar 2018
Total AUM$1.1B
Discretionary$469.8M
Non-Disc.$600.8M
Employees158
Clients0
DateSep 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateSep 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateJul 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateJul 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateJun 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateApr 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateApr 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateApr 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateMar 2017
Total AUM$918.1M
Discretionary$389.2M
Non-Disc.$529M
Employees155
Clients3,300
DateFeb 2017
Total AUM$927.2M
Discretionary$315.2M
Non-Disc.$612M
Employees155
Clients3,300
DateApr 2016
Total AUM$927.2M
Discretionary$315.2M
Non-Disc.$612M
Employees155
Clients3,300
DateMar 2016
Total AUM$927.2M
Discretionary$315.2M
Non-Disc.$612M
Employees155
Clients3,300
DateMar 2016
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateOct 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateOct 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateSep 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateJul 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateMay 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateMar 2015
Total AUM$1B
Discretionary$299.9M
Non-Disc.$735.9M
Employees204
Clients3,300
DateFeb 2015
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateJan 2015
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateJan 2015
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateJan 2015
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateOct 2014
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateOct 2014
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateSep 2014
Total AUM$1.1B
Discretionary$287.9M
Non-Disc.$775.4M
Employees204
Clients3,300
DateJul 2014
Total AUM$958.7M
Discretionary$237.1M
Non-Disc.$721.6M
Employees218
Clients3,100
DateJul 2014
Total AUM$958.7M
Discretionary$237.1M
Non-Disc.$721.6M
Employees218
Clients3,100
DateJul 2014
Total AUM$958.7M
Discretionary$237.1M
Non-Disc.$721.6M
Employees218
Clients3,100
DateSep 2013
Total AUM$958.7M
Discretionary$237.1M
Non-Disc.$721.6M
Employees218
Clients3,100
DateSep 2013
Total AUM$958.7M
Discretionary$237.1M
Non-Disc.$721.6M
Employees218
Clients3,100
DateJun 2013
Total AUM$652M
Discretionary$77.2M
Non-Disc.$574.7M
Employees215
Clients2,100
DateNov 2012
Total AUM$652M
Discretionary$77.2M
Non-Disc.$574.7M
Employees215
Clients2,100
DateSep 2012
Total AUM$652M
Discretionary$77.2M
Non-Disc.$574.7M
Employees501
Clients2,100
DateMay 2012
Total AUM$492.5M
Discretionary$22.4M
Non-Disc.$470.1M
Employees501
Clients2,100
DateFeb 2012
Total AUM$492.5M
Discretionary$22.4M
Non-Disc.$470.1M
Employees501
Clients2,100
DateDec 2011
Total AUM$594.7M
Discretionary$30.1M
Non-Disc.$564.6M
Employees501
Clients2,500
DateJul 2011
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateMay 2011
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateApr 2011
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateApr 2011
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateFeb 2011
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateSep 2010
Total AUM$437.1M
Discretionary$17.3M
Non-Disc.$419.8M
Employees501
Clients--
DateJun 2010
Total AUM$357.7M
Discretionary$24.8M
Non-Disc.$332.9M
Employees501
Clients--
DateMar 2010
Total AUM$357.7M
Discretionary$24.8M
Non-Disc.$332.9M
Employees501
Clients--
DateSep 2009
Total AUM$357.7M
Discretionary$24.8M
Non-Disc.$332.9M
Employees501
Clients--
DateMay 2009
Total AUM$306.5M
Discretionary$49.4M
Non-Disc.$257.1M
Employees501
Clients--
DateOct 2007
Total AUM$395.8M
Discretionary$64.1M
Non-Disc.$331.6M
Employees501
Clients--
DateSep 2007
Total AUM$395.8M
Discretionary$64.1M
Non-Disc.$331.6M
Employees501
Clients--
DateMay 2007
Total AUM$261.1M
Discretionary$46M
Non-Disc.$215M
Employees501
Clients--
DateDec 2006
Total AUM$198.8M
Discretionary$5.1M
Non-Disc.$193.7M
Employees501
Clients--
DateDec 2005
Total AUM$109.9M
Discretionary$27M
Non-Disc.$82.9M
Employees501
Clients--
DateSep 2004
Total AUM$47.4M
Discretionary$0
Non-Disc.$47.4M
Employees501
Clients--
DateOct 2003
Total AUM$47.4M
Discretionary$0
Non-Disc.$47.4M
Employees501
Clients--
DateSep 2001
Total AUM$120.6M
Discretionary$0
Non-Disc.$120.6M
Employees501
Clients--
DateAug 2001
Total AUM$120.6M
Discretionary$0
Non-Disc.$120.6M
Employees501
Clients--
DateMay 2001
Total AUM$120.6M
Discretionary$0
Non-Disc.$120.6M
Employees501
Clients--