HILLTOP SECURITIES INC.
CRD #6220 SEC #801-55529 DALLAS, TX 214-953-4000
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.3B
Discretionary
$1.6B
Employees
91
Clients
26
Accounts
5,181
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2025
- Branch Offices
- 19
- LEI
- 549300IXU82PMU6XZT45
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| AGUILERA-PEON, MARIA TERESA | I | BOARD MEMBER | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| ALEXANDER, LAURA BONNELL | I | BOARD DIRECTOR | NA | Control |
| APPLEGATE, HALDEAN WILLIAM | I | SROP | NA | |
| APPLEGATE, HALDEAN WILLIAM | I | SROP | NA | |
| APPLEGATE, HALDEAN WILLIAM | I | SROP | NA | |
| APPLEGATE, HALDEAN WILLIAM | I | SROP | NA | |
| APPLEGATE, HALDEAN WILLIAM | I | SROP | NA | |
| BASS, RONALD WAYNE | I | CROP & SROP | NA | |
| BASS, RONALD WAYNE | I | CROP & SROP, MSRB | NA | |
| BASS, RONALD WAYNE | I | CROP & SROP, MSRB | NA | |
| BASS, RONALD WAYNE | I | CROP & SROP | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - CLEARING SERVICES/STOCK LOAN | NA | |
| BERENDS, ANTHONY CHARLES | I | SENIOR VICE PRESIDENT - STOCK LOAN | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COBLE, HENRY FAYETTE | I | MUNICIPAL ADVISER PRINCIPAL - TFI | NA | |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CROP | NA | |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CROP | NA | |
| COGLIANO, MICHAEL ANTHONY | I | CROP | NA | |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL ANTHONY | I | AML OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| EDGE, JOSEPH MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH MICHAEL | I | BOARD DIRECTOR | NA | |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | PRESIDENT | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | PRESIDENT | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | PRESIDENT / CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | PRESIDENT | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | BOARD CHAIRMAN | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CEO | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | PRESIDENT | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FEINBERG, HILLEL ARNOLD | I | CHAIRMAN EMERITUS | NA | Control |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS | I | CHAIRMAN/DIRECTOR | NA | |
| FELDER, WILLIAM DAVIS IV | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | CEO/PRESIDENT | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | CEO/PRESIDENT | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | CEO/PRESIDENT | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | CEO/PRESIDENT | NA | Control |
| FELDER, WILLIAM DAVIS IV | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| FISHER, DOREEN MARIE | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GESCHKE, DAVID EDWARD | I | DIRECTOR OF RETAIL | NA | Control |
| GLATSTEIN, DAVID MEYER | I | CHAIRMAN, CEO, PRESIDENT & DIRECTOR | NA | Control |
| GLATSTEIN, DAVID MEYER | I | CHAIRMAN, CEO, PRESIDENT & DIRECTOR | NA | Control |
| GLATSTEIN, DAVID MEYER | I | CHAIRMAN, CEO, PRESIDENT & DIRECTOR | NA | Control |
| HAMICK, TIMOTHY JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| HAMICK, TIMOTHY JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VP & DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| HANKS, KENNETH RAY | I | EXECUTIVE VICE PRESIDENT/DIRECTOR/CHIEF OPERATIONS OFFICER | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, FINOP & DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | CFO, FINOP & DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | CFO, FINOP & DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HODGES, STACY MALINDA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HODGES, STACY MALINDA | I | DIRECTOR | NA | Control |
| HUIE, RAY PHILLIP | I | AVP/SROP | NA | |
| KNOWLES, PHYLLIS JEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CCO | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CCO | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CCO | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | SR VICE PRESIDENT/DIRECTOR OF COMPLIANCE | NA | Control |
| KNOWLES, PHYLLIS JEAN | I | SR VICE PRESIDENT/DIRECTOR OF COMPLIANCE | NA | |
| KNOWLES, PHYLLIS JEAN | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LACEY, JOHN ANDREW | I | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | CEO/PRESIDENT | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/CHAIMAN/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - TAXABLE FIXED INCOME TRADING | NA | Control |
| LELAND, DANIEL ROGER | I | EXECUTIVE VICE PRESIDENT - EQUITY TRADING | NA | Control |
| LEVENTHAL, LAURA | I | VICE PRESIDENT/CONTROLLER | NA | Control |
| LEVENTHAL, LAURA | I | VICE PRESIDENT/CONTROLLER | NA | Control |
| LEVENTHAL, LAURA | I | VICE PRESIDENT/CONTROLLER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | EXECUTIVE VICE PRESIDENT/CFO/TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LEVENTHAL, LAURA | I | BOARD DIRECTOR | NA | Control |
| LEVENTHAL, LAURA | I | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LICALSI, BONNIE RACHAEL | I | SENIOR VICE PRESIDENT/CONTROLLER | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | Control |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LITTON, RICHARD HENRY | I | EXECUTIVE VICE PRESIDENT, MSRB | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| LYONS, MICHAEL ANDREW | I | ASSISTANT SECRETARY | NA | |
| MARTIN, WILLIAM DENNISON | I | CROP | NA | |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MARZ, MICHAEL JOHN | I | BOARD DIRECTOR | NA | Control |
| MCBEY, ROBERT GEORGE | I | COO | NA | Control |
| MCBEY, ROBERT GEORGE | I | COO | NA | Control |
| MCBEY, ROBERT GEORGE | I | COO | NA | Control |
| MCBEY, ROBERT GEORGE | I | SR. VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | SR. VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | SR. VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | EXECUTIVE VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | EXECUTIVE VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | SR. VICE PRESIDENT/COO | NA | |
| MCBEY, ROBERT GEORGE | I | SR. VICE PRESIDENT | NA | |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MEDANICH, DAVID KING | I | BOARD DIRECTOR | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRIS, BLAKE BARNES | I | CO-CHIEF COMPLIANCE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| MUSCHALEK, JOHN RICHARD | I | BOARD DIRECTOR | NA | Control |
| NASH, ROBERT LINCOLN | I | MSRB | NA | |
| NASH, ROBERT LINCOLN | I | MSRB | NA | |
| NASH, ROBERT LINCOLN | I | MSRB | NA | |
| NASH, ROBERT LINCOLN | I | MSRB | NA | |
| NASH, ROBERT LINCOLN | I | MSRB | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| NASH, ROBERT LINCOLN | I | EXECUTIVE VICE PRESIDENT | NA | |
| OVERSTAKE, GREGG DOUGLAS | I | CROP | NA | |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PATTERSON, TODD WILLIAM | I | AML OFFICER | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PERITZ, HOLLY PLATT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/CEO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PETERSON, ROBERT WAYNE | I | BOARD DIRECTOR | NA | Control |
| PETERSON, ROBERT WAYNE | I | PRESIDENT/COO | NA | Control |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PINEDA, ROMEO LINSANGAN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRB PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRB PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRB PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRB PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRB PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| PUCCIARELLI, VICTOR MICHAEL | I | MSRP PRINCIPAL | NA | |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSS, JAMES HARRELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSS, JAMES HARRELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| ROSS, JAMES HARRELL | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SAROSY, STEVEN BERTRAND | I | CROP | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SINGER, JEFFREY JAMES | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMITH, BROOK MCNEIL | I | EXECUTIVE VICE PRESIDENT | NA | |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| SOBEL, JONATHAN SCOTT | I | CHAIRMAN | NA | Control |
| STERN, MILFORD LEE | I | CHAIRMAN/DIRECTOR | NA | |
| STERN, MILFORD LEE | I | CHAIRMAN/DIRECTOR | NA | |
| STERN, MILFORD LEE | I | CHAIRMAN/DIRECTOR | NA | |
| STERN, MILFORD LEE | I | CHAIRMAN/DIRECTOR | NA | |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | DIRECTOR OF RETAIL | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TATE, LARRY GENE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| THOMPSON, WILLIAM NORMAN | I | EXECUTIVE VICE PRESIDENT/CHIEF INFORMATION OFFICER | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | Control |
| TUBB, ALLEN R | I | SECRETARY | NA | Control |
| TUBB, ALLEN R | I | SECRETARY | NA | Control |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | SECRETARY | NA | |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | |
| TUBB, ALLEN R | I | DIRECTOR | NA | Control |
| TUBB, ALLEN R | I | CHIEF LEGAL OFFICER/SECRETARY | NA | Control |
| VILLARREAL, JULIE ANN | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| VILLARREAL, JULIE ANN | I | MUNICIPAL ADVISER PRINCIPAL | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | |
| VINTON, PAUL DAVID | I | EXECUTIVE VICE PRESIDENT/HEAD OF CLEARING SERVICES | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & CLO | NA | Control |
| WADE, JEROME STEPHEN | I | VP & CLO | NA | Control |
| WADE, JEROME STEPHEN | I | VP & CLO | NA | Control |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WADE, JEROME, STEPHEN | I | VP & GENERAL COUNSEL | NA | |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WINGES, MARTIN BRADLEY | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| WITTNEBEN, BRIAN LANE | I | GENERAL COUNSEL/SECRETARY | NA | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| HILLTOP SECURITIES HOLDINGS, LLC | DE | PARENT | E | Control |
| SOUTHWEST SECURITIES GROUP, INC. | DE | PARENT | E | Control |
| SOUTHWEST SECURITIES GROUP, INC. | DE | PARENT | E | Control |
| SOUTHWEST SECURITIES GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
| SWS GROUP, INC. | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Nov 12, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
717 N. HARWOOD STREETSUITE 3400
DALLAS, TX 75201
United States
Phone: 214-953-4000