ROTHSCHILD INVESTMENT LLC
Legal name: ROTHSCHILD INVESTMENT
CRD #728 SEC #801-7395 CHICAGO, IL 312-983-8900
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$2.3B
Discretionary
$2.3B
Employees
41
Clients
51
Accounts
2,425
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Nov 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Nov 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Sep 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Aug 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Aug 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Apr 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Apr 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Mar 2025 | $2.3B | $2.3B | $30.9M | 41 | 0 |
| Jun 2024 | $2B | $2B | $31.4M | 40 | 80 |
| Mar 2024 | $2B | $2B | $31.4M | 40 | 80 |
| May 2023 | $1.6B | $1.6B | $40.4M | 40 | 81 |
| Mar 2023 | $1.6B | $1.6B | $40.4M | 40 | 81 |
| Nov 2022 | $1.9B | $1.8B | $45.4M | 38 | 76 |
| Oct 2022 | $1.9B | $1.8B | $45.4M | 38 | 76 |
| Apr 2022 | $1.9B | $1.8B | $45.4M | 38 | 76 |
| Mar 2022 | $1.9B | $1.8B | $45.4M | 38 | 76 |
| Oct 2021 | $1.7B | $1.6B | $38.9M | 40 | 73 |
| Mar 2021 | $1.7B | $1.6B | $38.9M | 40 | 73 |
| Jun 2020 | $1.4B | $1.4B | $43.4M | 40 | 135 |
| Mar 2020 | $1.4B | $1.4B | $43.4M | 40 | 135 |
| Mar 2019 | $1.1B | $1.1B | $32.9M | 35 | 120 |
| Mar 2018 | $1.4B | $1.4B | $35.2M | 35 | 105 |
| Mar 2017 | $1.3B | $1.2B | $50.8M | 41 | 1,400 |
| Mar 2016 | $1.2B | $1.1B | $57.3M | 45 | 1,500 |
| Sep 2015 | $1.3B | $1.2B | $61M | 50 | 1,400 |
| Mar 2015 | $1.3B | $1.2B | $61M | 50 | 1,400 |
| Oct 2014 | $1.1B | $1B | $56.8M | 50 | 1,300 |
| Jun 2014 | $1.1B | $1B | $56.8M | 50 | 1,300 |
| Mar 2014 | $1.1B | $1B | $56.8M | 50 | 1,300 |
| Aug 2013 | $1.1B | $1B | $55.4M | 50 | 1,400 |
| Jun 2013 | $1.1B | $1B | $55.4M | 50 | 1,400 |
| Mar 2013 | $1.1B | $1B | $55.4M | 50 | 1,400 |
| Mar 2012 | $974.4M | $930M | $44.4M | 11 | 1,400 |
| Mar 2011 | $965.1M | $924M | $41.1M | -- | -- |
| Jan 2011 | $861.4M | $821.7M | $39.8M | -- | -- |
| Oct 2009 | $796.2M | $762M | $34.3M | -- | -- |
| Mar 2009 | $796.2M | $762M | $34.3M | -- | -- |
| Mar 2008 | $1.1B | $1.1B | $54.2M | -- | -- |
| Mar 2008 | $1.1B | $947.4M | $139.9M | -- | -- |
| Jan 2008 | $1.1B | $947.4M | $139.9M | -- | -- |
| Jan 2008 | $1.1B | $947.4M | $139.9M | -- | -- |
| Oct 2007 | $1.1B | $947.4M | $139.9M | -- | -- |
| Jun 2005 | $978.9M | $692.9M | $286.1M | -- | -- |
| Jun 2004 | $748.8M | $642.9M | $106M | -- | -- |
| Nov 2003 | $851M | $588.9M | $262.1M | -- | -- |
| Jun 2001 | $99.2B | $78.5B | $20.7B | -- | -- |
DateNov 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateNov 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateNov 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateSep 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateAug 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateAug 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateApr 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateApr 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateMar 2025
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$30.9M
Employees41
Clients0
DateJun 2024
Total AUM$2B
Discretionary$2B
Non-Disc.$31.4M
Employees40
Clients80
DateMar 2024
Total AUM$2B
Discretionary$2B
Non-Disc.$31.4M
Employees40
Clients80
DateMay 2023
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$40.4M
Employees40
Clients81
DateMar 2023
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$40.4M
Employees40
Clients81
DateNov 2022
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$45.4M
Employees38
Clients76
DateOct 2022
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$45.4M
Employees38
Clients76
DateApr 2022
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$45.4M
Employees38
Clients76
DateMar 2022
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$45.4M
Employees38
Clients76
DateOct 2021
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$38.9M
Employees40
Clients73
DateMar 2021
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$38.9M
Employees40
Clients73
DateJun 2020
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$43.4M
Employees40
Clients135
DateMar 2020
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$43.4M
Employees40
Clients135
DateMar 2019
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$32.9M
Employees35
Clients120
DateMar 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$35.2M
Employees35
Clients105
DateMar 2017
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$50.8M
Employees41
Clients1,400
DateMar 2016
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$57.3M
Employees45
Clients1,500
DateSep 2015
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$61M
Employees50
Clients1,400
DateMar 2015
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$61M
Employees50
Clients1,400
DateOct 2014
Total AUM$1.1B
Discretionary$1B
Non-Disc.$56.8M
Employees50
Clients1,300
DateJun 2014
Total AUM$1.1B
Discretionary$1B
Non-Disc.$56.8M
Employees50
Clients1,300
DateMar 2014
Total AUM$1.1B
Discretionary$1B
Non-Disc.$56.8M
Employees50
Clients1,300
DateAug 2013
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.4M
Employees50
Clients1,400
DateJun 2013
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.4M
Employees50
Clients1,400
DateMar 2013
Total AUM$1.1B
Discretionary$1B
Non-Disc.$55.4M
Employees50
Clients1,400
DateMar 2012
Total AUM$974.4M
Discretionary$930M
Non-Disc.$44.4M
Employees11
Clients1,400
DateMar 2011
Total AUM$965.1M
Discretionary$924M
Non-Disc.$41.1M
Employees--
Clients--
DateJan 2011
Total AUM$861.4M
Discretionary$821.7M
Non-Disc.$39.8M
Employees--
Clients--
DateOct 2009
Total AUM$796.2M
Discretionary$762M
Non-Disc.$34.3M
Employees--
Clients--
DateMar 2009
Total AUM$796.2M
Discretionary$762M
Non-Disc.$34.3M
Employees--
Clients--
DateMar 2008
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$54.2M
Employees--
Clients--
DateMar 2008
Total AUM$1.1B
Discretionary$947.4M
Non-Disc.$139.9M
Employees--
Clients--
DateJan 2008
Total AUM$1.1B
Discretionary$947.4M
Non-Disc.$139.9M
Employees--
Clients--
DateJan 2008
Total AUM$1.1B
Discretionary$947.4M
Non-Disc.$139.9M
Employees--
Clients--
DateOct 2007
Total AUM$1.1B
Discretionary$947.4M
Non-Disc.$139.9M
Employees--
Clients--
DateJun 2005
Total AUM$978.9M
Discretionary$692.9M
Non-Disc.$286.1M
Employees--
Clients--
DateJun 2004
Total AUM$748.8M
Discretionary$642.9M
Non-Disc.$106M
Employees--
Clients--
DateNov 2003
Total AUM$851M
Discretionary$588.9M
Non-Disc.$262.1M
Employees--
Clients--
DateJun 2001
Total AUM$99.2B
Discretionary$78.5B
Non-Disc.$20.7B
Employees--
Clients--