ROTHSCHILD INVESTMENT LLC
Legal name: ROTHSCHILD INVESTMENT
CRD #728 SEC #801-7395 CHICAGO, IL 312-983-8900
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$2.3B
Discretionary
$2.3B
Employees
41
Clients
51
Accounts
2,425
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADELSON, PAUL J | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ADELSON, PAUL J | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ADELSON, PAUL J | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ADELSON, PAUL J | I | EXECUTIVE VICE PRESIDENT | NA | |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, BART RICHARD | I | VICE PRESIDENT | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, SROP/CROP | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP/ DIRECTOR, AML COMPLIANCE OFFICER, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / CROP SROP | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | OFFICER, CCO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | OFFICER, CCO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO | NA | Control |
| DRAKE, BRADLEY CHARLES | I | OFFICER, CCO | NA | Control |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| ELLERGODT, CURTIS ROBERT | I | FINOP | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| FRANKE, JAMES ALLYN | I | MEMBER, OFFICER | NA | |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | OFFICER | NA | Control |
| GERINGER, PAUL EDWARD | I | OFFICER | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | NA | Control |
| GERINGER, PAUL EDWARD | I | OFFICER | NA | Control |
| GRESSICK, THEODORE JOHN | I | VICE PRESIDENT-CONTOLLER | NA | Control |
| GRESSICK, THEODORE JOHN | I | VICE PRESIDENT-CONTROLLER / AML COMPLIANCE OFFICER | NA | Control |
| GRESSICK, THEODORE JOHN | I | VICE PRESIDENT-CONTROLLER / AML COMPLIANCE OFFICER | NA | Control |
| GRESSICK, THEODORE JOHN | I | VICE PRESIDENT-CONTROLLER / AML COMPLIANCE OFFICER | NA | Control |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| JOHNSON, PHILLIP EUGENE | I | MEMBER, PRESIDENT | NA | |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROSFP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROSFP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KAHN, STEVEN FOREMAN | I | VICE PRESIDENT/ ROP | NA | Control |
| KARGER, RICHARD FOREMAN | I | OFFICER | NA | Control |
| KARGER, RICHARD FOREMAN | I | OFFICER | NA | Control |
| KARGER, RICHARD FOREMAN | I | OFFICER | NA | Control |
| KOVITZ, MITCHELL ARMIN | I | VICE PRESIDENT | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, DIRECTOR/ SECRETARY | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, DIRECTOR/ SECRETARY | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, DIRECTOR/ SECRETARY | NA | Control |
| KOVITZ, SANFORD | I | EXECUTIVE VP, DIRECTOR/ SECRETARY | NA | Control |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| LENART, BRIAN DOUGLAS | I | CCO/AMLCO | NA | |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEINER, ROBERT MELVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| ROTHSCHILD HOLDINGS, LLC | DE | OWNER | E | |
| TIN GOOSE HOLDINGS LLC | DE | OWNER | E | |
| TIN GOOSE HOLDINGS LLC | DE | OWNER | E | |
| TIN GOOSE HOLDINGS LLC | DE | OWNER | E | |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | PRESIDENT, CHAIRMAN, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER / PRESIDENT, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| KARGER, RICHARD FOREMAN | I | CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR | D | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, BART RICHARD | I | PRESIDENT | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, SROP | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, SROP/CROP | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | A | Control |
| BONGA, DALE RICHARD | I | EXEC. VP, | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| GERINGER, PAUL EDWARD | I | EXECUTIVE VP/ DIRECTOR | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | A | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP | A | Control |
| SOLOMON, JOEL EDWARD | I | MEMBER, OFFICER | A | Control |
Registrations
Federal
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Nov 19, 2025 REGISTERED
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