DOMINICK & DOMINICK LLC
CRD #7344 SEC #801-63247 NEW YORK, NY 212-558-8800
SEC Registered Broker-Dealer Disclosures
Total AUM
$321.9M
Discretionary
$283M
Employees
11
Clients
--
Accounts
433
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Nov 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Aug 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Aug 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Jun 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Mar 2014 | $371.7M | $288.2M | $83.5M | 100 | 400 |
| Dec 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Oct 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Oct 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Sep 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Aug 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Jul 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Feb 2013 | $299M | $264.5M | $34.6M | 125 | 400 |
| Jan 2013 | $321.9M | $283M | $38.9M | 45 | 400 |
| Oct 2012 | $321.9M | $283M | $38.9M | 11 | 400 |
| Oct 2012 | $321.9M | $283M | $38.9M | 11 | 400 |
| May 2012 | $321.9M | $283M | $38.9M | 11 | 400 |
| Mar 2012 | $321.9M | $283M | $38.9M | 11 | 400 |
| Mar 2011 | $289.8M | $279.3M | $10.5M | -- | -- |
| Nov 2007 | $143.5M | $138.8M | $4.7M | -- | -- |
| Oct 2007 | $143.5M | $138.8M | $4.7M | -- | -- |
| Oct 2007 | $143.5M | $138.8M | $4.7M | -- | -- |
| Mar 2007 | $143.5M | $138.8M | $4.7M | -- | -- |
| Jan 2007 | $143.5M | $138.8M | $4.7M | -- | -- |
| Feb 2006 | $62.4M | $62.4M | $0 | -- | -- |
| Sep 2005 | $28.8M | $28.8M | $0 | -- | -- |
| Jan 2005 | $28.8M | $28.8M | $0 | -- | -- |
| Jun 2004 | $27.5M | $27.5M | $0 | 10 | -- |
DateDec 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateNov 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateAug 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateAug 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateJun 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateMar 2014
Total AUM$371.7M
Discretionary$288.2M
Non-Disc.$83.5M
Employees100
Clients400
DateDec 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateOct 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateOct 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateSep 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateAug 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateJul 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateFeb 2013
Total AUM$299M
Discretionary$264.5M
Non-Disc.$34.6M
Employees125
Clients400
DateJan 2013
Total AUM$321.9M
Discretionary$283M
Non-Disc.$38.9M
Employees45
Clients400
DateOct 2012
Total AUM$321.9M
Discretionary$283M
Non-Disc.$38.9M
Employees11
Clients400
DateOct 2012
Total AUM$321.9M
Discretionary$283M
Non-Disc.$38.9M
Employees11
Clients400
DateMay 2012
Total AUM$321.9M
Discretionary$283M
Non-Disc.$38.9M
Employees11
Clients400
DateMar 2012
Total AUM$321.9M
Discretionary$283M
Non-Disc.$38.9M
Employees11
Clients400
DateMar 2011
Total AUM$289.8M
Discretionary$279.3M
Non-Disc.$10.5M
Employees--
Clients--
DateNov 2007
Total AUM$143.5M
Discretionary$138.8M
Non-Disc.$4.7M
Employees--
Clients--
DateOct 2007
Total AUM$143.5M
Discretionary$138.8M
Non-Disc.$4.7M
Employees--
Clients--
DateOct 2007
Total AUM$143.5M
Discretionary$138.8M
Non-Disc.$4.7M
Employees--
Clients--
DateMar 2007
Total AUM$143.5M
Discretionary$138.8M
Non-Disc.$4.7M
Employees--
Clients--
DateJan 2007
Total AUM$143.5M
Discretionary$138.8M
Non-Disc.$4.7M
Employees--
Clients--
DateFeb 2006
Total AUM$62.4M
Discretionary$62.4M
Non-Disc.$0
Employees--
Clients--
DateSep 2005
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$28.8M
Discretionary$28.8M
Non-Disc.$0
Employees--
Clients--
DateJun 2004
Total AUM$27.5M
Discretionary$27.5M
Non-Disc.$0
Employees10
Clients--