RIA Intelligence

DOMINICK & DOMINICK LLC

CRD #7344 SEC #801-63247 NEW YORK, NY 212-558-8800
SEC Registered Broker-Dealer Disclosures
Total AUM
$321.9M
Discretionary
$283M
Employees
11
Clients
--
Accounts
433
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 4, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, DUFF PORTERISR. MANAGING DIRECTOR, CORPORATE FINANCENA Control
ANDERSON, DUFF PORTERISR. MANAGING DIRECTOR, CORPORATE FINANCENA Control
BROCHIN, GARY STEVENISR. MANAGING DIRECTORNA
BROCHIN, GARY STEVENISR. MANAGING DIRECTORNA
BROCHIN, GARY STEVENISR. MANAGING DIRECTORNA
BROCHIN, GARY STEVENISR. MANAGING DIRECTORNA
BROCHIN, GARY STEVENISR. MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DEMATTEO, TODD MATTHEWSISR, MANAGING DIRECTORNA
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
DERBY WEST LLCDETRUSTEE OF DM TRUSTNA Control
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CCO, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CCO, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CCO, SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, COMPLIANCE DIR. SROP, CROPNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
HLADEK, ROBERT MICHAELISR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
OHAYON, ALAIN ALBERTOISR. MANAGING DIRECTORNA
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERNA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERNA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERNA Control
SEILER, ALEX WERNERICHIEF EXECUTIVE OFFICER & PRESIDENTNA Control
SEILER, ALEX WERNERICHIEF EXECUTIVE OFFICER & PRESIDENTNA Control
SEILER, ALEX WERNERICHIEF EXECUTIVE OFFICER & PRESIDENTNA Control
SEILER, ALEX WERNERICHIEF EXECUTIVE OFFICER & PRESIDENTNA Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDE51% OWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
DM TRUSTDEOWNERD Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMAN, MEMBERC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMAN, MEMBERC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMAN, MEMBERC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMANC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMAN, MEMBERC Control
CAMPBELL, MICHAEL JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTC Control
CAMPBELL, MICHAEL JOHNINON EXECUTIVE CHAIRMAN, MEMBERC Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICERB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, MANAGING MEMBERB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, MANAGING MEMBERB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICERB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, PRESIDENTB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, MANAGING MEMBERB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, MANAGING MEMBERB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORB Control
MCKAY, KEVIN JOHNICHIEF EXECUTIVE OFFICER, MANAGING MEMBERB Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
MCKAY, KEVIN JOHNIGENERAL COUNSEL, SR. MANAGING DIRECTORA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICER, MANAGING MEMBERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICER, MANAGING MEMBERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICER, MANAGING MEMBERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICER, MANAGING MEMBERA Control
REILLY, ROBERT XAVIERISR. MANAGING DIRECTOR , CHIEF OPERATING OFFICERA Control
REILLY, ROBERT XAVIERICHIEF OPERATING OFFICER, MANAGING MEMBERA Control

Registrations

Federal

IA
Oct 4, 2012 REGISTERED

Notice Filings (20)

AZ CA CT DE FL GA IL LA MA MD MI NC NJ NY OH PA SC TX VA VT

Address

150 EAST 52ND STREET
3RD FLOOR
NEW YORK, NY 10022
United States
Phone: 212-558-8800