INDEPENDENT FINANCIAL GROUP, LLC
CRD #7717 SEC #801-62667 SAN DIEGO, CA 858-436-3180
SEC Registered Broker-Dealer Disclosures
Total AUM
$11.3B
Discretionary
$8.3B
Employees
622
Clients
251
Accounts
44,046
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $11.3B | $8.3B | $3B | 622 | 270 |
| Mar 2025 | $11.3B | $8.3B | $3B | 622 | 270 |
| Jan 2025 | $6.8B | $5.7B | $1B | 626 | 270 |
| Nov 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Oct 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Oct 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Jul 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Jun 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Mar 2024 | $6.8B | $5.7B | $1B | 626 | 270 |
| Oct 2023 | $6B | $5.1B | $836.9M | 697 | 379 |
| Mar 2023 | $6B | $5.1B | $836.9M | 697 | 379 |
| Aug 2022 | $6.6B | $5.6B | $1B | 662 | 389 |
| May 2022 | $6.6B | $5.6B | $1B | 662 | 389 |
| Apr 2022 | $6.6B | $5.6B | $1B | 662 | 389 |
| Mar 2022 | $6.6B | $5.6B | $1B | 662 | 389 |
| Jun 2021 | $5.9B | $4.9B | $1B | 537 | 420 |
| May 2021 | $5.9B | $4.9B | $1B | 537 | 420 |
| Mar 2021 | $5.9B | $4.9B | $1B | 537 | 420 |
| Jun 2020 | $3.7B | $3.4B | $312.9M | 654 | 642 |
| Mar 2020 | $3.7B | $3.4B | $312.9M | 654 | 642 |
| Mar 2020 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Nov 2019 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Oct 2019 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Oct 2019 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Oct 2019 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Mar 2019 | $2.9B | $2.6B | $381.6M | 673 | 594 |
| Sep 2018 | $2.8B | $2.3B | $427.9M | 680 | 500 |
| Aug 2018 | $2.8B | $2.3B | $427.9M | 680 | 500 |
| Mar 2018 | $2.8B | $2.3B | $427.9M | 680 | 500 |
| May 2017 | $2.1B | $1.7B | $422.3M | 629 | 10,500 |
| Mar 2017 | $2.1B | $1.7B | $422.3M | 629 | 10,500 |
| Mar 2016 | $1.9B | $1.5B | $313.8M | 625 | 10,300 |
| Nov 2015 | $1.6B | $1.3B | $329.9M | 60 | 5,700 |
| Mar 2015 | $1.6B | $1.3B | $329.9M | 60 | 5,700 |
| Jul 2014 | $1.1B | $818.2M | $329.9M | 55 | 5,700 |
| Apr 2014 | $1.1B | $818.2M | $329.9M | 55 | 5,700 |
| Apr 2014 | $2.5B | $2.2B | $325.1M | 55 | 5,700 |
| Mar 2014 | $1.1B | $792M | $325.1M | 55 | 5,700 |
| Mar 2013 | $2.3B | $2.1B | $126M | 47 | 10,000 |
| Jun 2012 | $1.7B | $1.5B | $192.6M | 251 | 10,000 |
| Apr 2012 | $1.7B | $1.5B | $192.6M | 251 | 10,000 |
| Mar 2012 | $1.7B | $1.5B | $192.6M | 251 | 10,000 |
| Feb 2012 | $2.5B | $2.4B | $92.9M | 251 | 10,000 |
| Mar 2011 | $1B | $66.9M | $976.8M | 251 | -- |
| Feb 2011 | $1B | $66.9M | $976.8M | 251 | -- |
| Jan 2011 | $1B | $66.9M | $976.8M | 251 | -- |
| Dec 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Sep 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Sep 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Aug 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Apr 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Mar 2010 | $1B | $66.9M | $976.8M | 251 | -- |
| Jan 2010 | $532.3M | $229.5M | $302.9M | 51 | -- |
| Apr 2009 | $532.3M | $229.5M | $302.9M | 51 | -- |
| Mar 2009 | $532.3M | $229.5M | $302.9M | 51 | -- |
| Mar 2009 | $532.3M | $229.5M | $302.9M | 51 | -- |
| Feb 2009 | $532.3M | $229.5M | $302.9M | 51 | -- |
| Mar 2008 | $421.8M | $172.9M | $248.9M | 51 | -- |
| Jan 2008 | $353.5M | $214.8M | $138.7M | -- | -- |
| Jan 2008 | $353.5M | $214.8M | $138.7M | -- | -- |
| Oct 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| Oct 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| Aug 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| May 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| May 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| Apr 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| Feb 2007 | $353.5M | $214.8M | $138.7M | -- | -- |
| Mar 2006 | $139.4M | $67.6M | $71.8M | -- | -- |
| Feb 2006 | $139.4M | $67.6M | $71.8M | -- | -- |
| Jan 2006 | $139.4M | $67.6M | $71.8M | -- | -- |
| Jan 2006 | $139.4M | $67.6M | $71.8M | -- | -- |
| Nov 2005 | $105.7M | $84.3M | $21.4M | -- | -- |
| Oct 2005 | $105.7M | $84.3M | $21.4M | -- | -- |
| Sep 2005 | $105.7M | $84.3M | $21.4M | -- | -- |
DateSep 2025
Total AUM$11.3B
Discretionary$8.3B
Non-Disc.$3B
Employees622
Clients270
DateMar 2025
Total AUM$11.3B
Discretionary$8.3B
Non-Disc.$3B
Employees622
Clients270
DateJan 2025
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateNov 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateOct 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateOct 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateJul 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateJun 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateMar 2024
Total AUM$6.8B
Discretionary$5.7B
Non-Disc.$1B
Employees626
Clients270
DateOct 2023
Total AUM$6B
Discretionary$5.1B
Non-Disc.$836.9M
Employees697
Clients379
DateMar 2023
Total AUM$6B
Discretionary$5.1B
Non-Disc.$836.9M
Employees697
Clients379
DateAug 2022
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees662
Clients389
DateMay 2022
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees662
Clients389
DateApr 2022
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees662
Clients389
DateMar 2022
Total AUM$6.6B
Discretionary$5.6B
Non-Disc.$1B
Employees662
Clients389
DateJun 2021
Total AUM$5.9B
Discretionary$4.9B
Non-Disc.$1B
Employees537
Clients420
DateMay 2021
Total AUM$5.9B
Discretionary$4.9B
Non-Disc.$1B
Employees537
Clients420
DateMar 2021
Total AUM$5.9B
Discretionary$4.9B
Non-Disc.$1B
Employees537
Clients420
DateJun 2020
Total AUM$3.7B
Discretionary$3.4B
Non-Disc.$312.9M
Employees654
Clients642
DateMar 2020
Total AUM$3.7B
Discretionary$3.4B
Non-Disc.$312.9M
Employees654
Clients642
DateMar 2020
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateNov 2019
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateOct 2019
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateOct 2019
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateOct 2019
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateMar 2019
Total AUM$2.9B
Discretionary$2.6B
Non-Disc.$381.6M
Employees673
Clients594
DateSep 2018
Total AUM$2.8B
Discretionary$2.3B
Non-Disc.$427.9M
Employees680
Clients500
DateAug 2018
Total AUM$2.8B
Discretionary$2.3B
Non-Disc.$427.9M
Employees680
Clients500
DateMar 2018
Total AUM$2.8B
Discretionary$2.3B
Non-Disc.$427.9M
Employees680
Clients500
DateMay 2017
Total AUM$2.1B
Discretionary$1.7B
Non-Disc.$422.3M
Employees629
Clients10,500
DateMar 2017
Total AUM$2.1B
Discretionary$1.7B
Non-Disc.$422.3M
Employees629
Clients10,500
DateMar 2016
Total AUM$1.9B
Discretionary$1.5B
Non-Disc.$313.8M
Employees625
Clients10,300
DateNov 2015
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$329.9M
Employees60
Clients5,700
DateMar 2015
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$329.9M
Employees60
Clients5,700
DateJul 2014
Total AUM$1.1B
Discretionary$818.2M
Non-Disc.$329.9M
Employees55
Clients5,700
DateApr 2014
Total AUM$1.1B
Discretionary$818.2M
Non-Disc.$329.9M
Employees55
Clients5,700
DateApr 2014
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$325.1M
Employees55
Clients5,700
DateMar 2014
Total AUM$1.1B
Discretionary$792M
Non-Disc.$325.1M
Employees55
Clients5,700
DateMar 2013
Total AUM$2.3B
Discretionary$2.1B
Non-Disc.$126M
Employees47
Clients10,000
DateJun 2012
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$192.6M
Employees251
Clients10,000
DateApr 2012
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$192.6M
Employees251
Clients10,000
DateMar 2012
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$192.6M
Employees251
Clients10,000
DateFeb 2012
Total AUM$2.5B
Discretionary$2.4B
Non-Disc.$92.9M
Employees251
Clients10,000
DateMar 2011
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateFeb 2011
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateJan 2011
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateDec 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateSep 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateSep 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateAug 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateApr 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateMar 2010
Total AUM$1B
Discretionary$66.9M
Non-Disc.$976.8M
Employees251
Clients--
DateJan 2010
Total AUM$532.3M
Discretionary$229.5M
Non-Disc.$302.9M
Employees51
Clients--
DateApr 2009
Total AUM$532.3M
Discretionary$229.5M
Non-Disc.$302.9M
Employees51
Clients--
DateMar 2009
Total AUM$532.3M
Discretionary$229.5M
Non-Disc.$302.9M
Employees51
Clients--
DateMar 2009
Total AUM$532.3M
Discretionary$229.5M
Non-Disc.$302.9M
Employees51
Clients--
DateFeb 2009
Total AUM$532.3M
Discretionary$229.5M
Non-Disc.$302.9M
Employees51
Clients--
DateMar 2008
Total AUM$421.8M
Discretionary$172.9M
Non-Disc.$248.9M
Employees51
Clients--
DateJan 2008
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateJan 2008
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateOct 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateOct 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateAug 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateMay 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateMay 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateApr 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateFeb 2007
Total AUM$353.5M
Discretionary$214.8M
Non-Disc.$138.7M
Employees--
Clients--
DateMar 2006
Total AUM$139.4M
Discretionary$67.6M
Non-Disc.$71.8M
Employees--
Clients--
DateFeb 2006
Total AUM$139.4M
Discretionary$67.6M
Non-Disc.$71.8M
Employees--
Clients--
DateJan 2006
Total AUM$139.4M
Discretionary$67.6M
Non-Disc.$71.8M
Employees--
Clients--
DateJan 2006
Total AUM$139.4M
Discretionary$67.6M
Non-Disc.$71.8M
Employees--
Clients--
DateNov 2005
Total AUM$105.7M
Discretionary$84.3M
Non-Disc.$21.4M
Employees--
Clients--
DateOct 2005
Total AUM$105.7M
Discretionary$84.3M
Non-Disc.$21.4M
Employees--
Clients--
DateSep 2005
Total AUM$105.7M
Discretionary$84.3M
Non-Disc.$21.4M
Employees--
Clients--