INDEPENDENT FINANCIAL GROUP, LLC
CRD #7717 SEC #801-62667 SAN DIEGO, CA 858-436-3180
SEC Registered Broker-Dealer Disclosures
Total AUM
$11.3B
Discretionary
$8.3B
Employees
622
Clients
251
Accounts
44,046
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 4, 2025
- Branch Offices
- 385
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATOR, TRAVIS LEIGH | I | CCO BROKERAGE & ADVISORY | NA | |
| BATOR, TRAVIS LEIGH | I | CCO BROKERAGE & ADVISORY | NA | |
| BATOR, TRAVIS LEIGH | I | CCO BROKERAGE & ADVISORY | NA | |
| BATOR, TRAVIS LEIGH | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| DENNEN, BRIAN | I | CCO BROKERAGE & ADVISORY | NA | |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FISCHER, DAVID ALLEN | I | MANAGING DIRECTOR | NA | Control |
| FUENTES, MARCO ADAN | I | CCO | NA | |
| FUENTES, MARCO ADAN | I | CCO | NA | |
| FUENTES, MARCO ADAN | I | CCO | NA | |
| FUENTES, MARCO ADAN | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HALL, DOUGLAS CHRISTOPHER | I | CCO | NA | |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEISING, SCOTT ALLEN | I | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| KREISMAN, SARAH JILL | I | CHIEF LEGAL COUNSEL/VP, COMPLIANCE, | NA | |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, JOE HENRY JR | I | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER | NA | Control |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/CROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/CROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/CROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/SROP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| MYERS, MARIA BONA | I | CHIEF COMPLIANCE OFFICER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/CROP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | OPERATIONS MANAGER/ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| PEARSON, TROY DALE | I | ROSFP | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| THOMAS, DANNY EARL | I | CCO-ADVISORY | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | VICE PRESIDENT, OPERATIONS | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| WAITMAN, CONSTANCE COOK | I | EVP/COO | NA | |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| INDEPENDENT FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | E | Control |
| FISCHER, DAVID ALLEN | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| FISCHER, DAVID ALLEN | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| FISCHER, DAVID ALLEN | I | THE FISCHER FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | C | Control |
| HEISING, SCOTT ALLEN | I | INDEPENDENT FINANCIAL GROUP, INC. | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| HEISING, SCOTT ALLEN | I | THE HEISING FAMILY TRUST | C | Control |
| MILLER, JOE HENRY JR | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| MILLER, JOE HENRY JR | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| MOLLOY, ARTHUR EUGENE | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| MOLLOY, ARTHUR EUGENE | I | INDEPENDENT FINANCIAL GROUP INC | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE FISCHER FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
| THE HEISING FAMILY TRUST - REVOCABLE | DE | INDEPENDENT FINACIAL GROUP, INC - SHAREHOLDER | C | Control |
Registrations
Federal
IA
Sep 4, 2025 REGISTERED
Notice Filings (51)
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