UBS FINANCIAL SERVICES INC.
CRD #8174 SEC #801-7163 WEEHAWKEN, NJ 201-352-3000
SEC Registered Broker-Dealer Disclosures
Total AUM
$808.8B
Discretionary
$356.7B
Employees
12,629
Clients
--
Accounts
1,134,923
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $808.8B | $356.7B | $452.1B | 12,629 | 19,577 |
| Apr 2025 | $808.8B | $356.7B | $452.1B | 12,629 | 19,577 |
| Mar 2025 | $808.8B | $356.7B | $452.1B | 12,629 | 19,577 |
| Dec 2024 | $702.4B | $317.3B | $385.1B | 12,701 | 21,125 |
| Jun 2024 | $702.4B | $317.3B | $385.1B | 12,701 | 21,125 |
| Apr 2024 | $702.4B | $317.3B | $385.1B | 12,701 | 21,125 |
| Apr 2024 | $702.4B | $317.3B | $385.1B | 12,701 | 21,125 |
| Mar 2024 | $702.4B | $317.3B | $385.1B | 12,701 | 21,125 |
| Jan 2024 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Aug 2023 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Jul 2023 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Apr 2023 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Apr 2023 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Apr 2023 | $600.8B | $274B | $326.8B | 13,059 | 21,125 |
| Feb 2023 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Dec 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Dec 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Aug 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Jun 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Apr 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Mar 2022 | $692.3B | $317.3B | $375B | 12,710 | 15,608 |
| Dec 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Nov 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Sep 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Sep 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Aug 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Jul 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Mar 2021 | $572.5B | $269.4B | $303B | 15,009 | 19,603 |
| Oct 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Sep 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Jun 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Jun 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Jun 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Mar 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Mar 2020 | $591.4B | $271.5B | $319.8B | 15,605 | 19,284 |
| Dec 2019 | $496B | $225.8B | $270.3B | 13,335 | 20,908 |
| Nov 2019 | $496B | $225.8B | $270.3B | 13,335 | 20,908 |
| Jul 2019 | $496B | $225.8B | $270.3B | 13,335 | 20,908 |
| Mar 2019 | $496B | $225.8B | $270.3B | 13,335 | 20,908 |
| Oct 2018 | $496.1B | $224.1B | $272B | 13,402 | 24,760 |
| Aug 2018 | $496.1B | $224.1B | $272B | 13,402 | 24,760 |
| Jul 2018 | $496.1B | $224.1B | $272B | 13,402 | 24,760 |
| Mar 2018 | $496.1B | $224.1B | $272B | 13,402 | 24,760 |
| Jun 2017 | $391.7B | $178.3B | $213.4B | 14,632 | 860,383 |
| Mar 2017 | $391.7B | $178.3B | $213.4B | 14,632 | 860,383 |
| Oct 2016 | $358.3B | $152.8B | $205.5B | 14,489 | 860,383 |
| Apr 2016 | $358.3B | $152.8B | $205.5B | 14,489 | 860,383 |
| Mar 2016 | $358.3B | $152.8B | $205.5B | 14,489 | 860,383 |
| Nov 2015 | $372.1B | $140.3B | $231.7B | 14,196 | 828,300 |
| Sep 2015 | $372.1B | $140.3B | $231.7B | 14,196 | 828,300 |
| Jun 2015 | $372.1B | $140.3B | $231.7B | 14,196 | 828,300 |
| Apr 2015 | $372.1B | $140.3B | $231.7B | 14,196 | 828,300 |
| Dec 2014 | $272.3B | $111B | $161.3B | 14,737 | 810,300 |
| Dec 2014 | $272.3B | $111B | $161.3B | 14,737 | 810,300 |
| Aug 2014 | $272.3B | $111B | $161.3B | 14,737 | 810,300 |
| Aug 2014 | $272.3B | $111B | $161.3B | 14,737 | 810,300 |
| Mar 2014 | $272.3B | $111B | $161.3B | 14,737 | 810,300 |
| Feb 2014 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Dec 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Nov 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Aug 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Jun 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Apr 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Apr 2013 | $230B | $83.8B | $146.2B | 15,790 | 736,500 |
| Jan 2013 | $185.3B | $58.5B | $126.8B | 15,900 | 676,600 |
| Aug 2012 | $185.3B | $58.5B | $126.8B | -- | 676,600 |
| Mar 2012 | $185.3B | $58.5B | $126.8B | -- | 676,600 |
| May 2011 | $175B | $48.7B | $126B | -- | -- |
| Mar 2011 | $175B | $48.7B | $126B | -- | -- |
| Dec 2010 | $178B | $82.3B | $95.2B | -- | -- |
| Mar 2010 | $178B | $82.3B | $95.2B | -- | -- |
| Apr 2009 | $163B | $65.8B | $97B | -- | -- |
| Mar 2009 | $163B | $65.8B | $97B | -- | -- |
| Nov 2007 | $113B | $62.7B | $50.5B | -- | -- |
| Nov 2007 | $113B | $62.7B | $50.5B | -- | -- |
| Oct 2007 | $113B | $62.7B | $50.5B | -- | -- |
| May 2007 | $113B | $62.7B | $50.5B | -- | -- |
| Mar 2007 | $113B | $62.7B | $50.5B | -- | -- |
| Jan 2007 | $84.5B | $48.9B | $35.6B | -- | -- |
| Jan 2007 | $84.5B | $48.9B | $35.6B | -- | -- |
| Nov 2005 | $72.2B | $42.2B | $30B | -- | -- |
| Jun 2004 | $71.9B | $47B | $24.9B | -- | -- |
| Jun 2004 | $71.9B | $47B | $24.9B | -- | -- |
| Apr 2004 | $71.9B | $47B | $24.9B | -- | -- |
| Mar 2004 | $71.9B | $47B | $24.9B | -- | -- |
| Jan 2004 | $73.6B | $54.3B | $19.3B | -- | -- |
| Mar 2002 | $80.4B | $58.9B | $21.5B | -- | -- |
DateNov 2025
Total AUM$808.8B
Discretionary$356.7B
Non-Disc.$452.1B
Employees12,629
Clients19,577
DateApr 2025
Total AUM$808.8B
Discretionary$356.7B
Non-Disc.$452.1B
Employees12,629
Clients19,577
DateMar 2025
Total AUM$808.8B
Discretionary$356.7B
Non-Disc.$452.1B
Employees12,629
Clients19,577
DateDec 2024
Total AUM$702.4B
Discretionary$317.3B
Non-Disc.$385.1B
Employees12,701
Clients21,125
DateJun 2024
Total AUM$702.4B
Discretionary$317.3B
Non-Disc.$385.1B
Employees12,701
Clients21,125
DateApr 2024
Total AUM$702.4B
Discretionary$317.3B
Non-Disc.$385.1B
Employees12,701
Clients21,125
DateApr 2024
Total AUM$702.4B
Discretionary$317.3B
Non-Disc.$385.1B
Employees12,701
Clients21,125
DateMar 2024
Total AUM$702.4B
Discretionary$317.3B
Non-Disc.$385.1B
Employees12,701
Clients21,125
DateJan 2024
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateAug 2023
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateJul 2023
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateApr 2023
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateApr 2023
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateApr 2023
Total AUM$600.8B
Discretionary$274B
Non-Disc.$326.8B
Employees13,059
Clients21,125
DateFeb 2023
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateDec 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateDec 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateAug 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateJun 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateApr 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateMar 2022
Total AUM$692.3B
Discretionary$317.3B
Non-Disc.$375B
Employees12,710
Clients15,608
DateDec 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateNov 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateSep 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateSep 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateAug 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateJul 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateMar 2021
Total AUM$572.5B
Discretionary$269.4B
Non-Disc.$303B
Employees15,009
Clients19,603
DateOct 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateSep 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateJun 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateJun 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateJun 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateMar 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateMar 2020
Total AUM$591.4B
Discretionary$271.5B
Non-Disc.$319.8B
Employees15,605
Clients19,284
DateDec 2019
Total AUM$496B
Discretionary$225.8B
Non-Disc.$270.3B
Employees13,335
Clients20,908
DateNov 2019
Total AUM$496B
Discretionary$225.8B
Non-Disc.$270.3B
Employees13,335
Clients20,908
DateJul 2019
Total AUM$496B
Discretionary$225.8B
Non-Disc.$270.3B
Employees13,335
Clients20,908
DateMar 2019
Total AUM$496B
Discretionary$225.8B
Non-Disc.$270.3B
Employees13,335
Clients20,908
DateOct 2018
Total AUM$496.1B
Discretionary$224.1B
Non-Disc.$272B
Employees13,402
Clients24,760
DateAug 2018
Total AUM$496.1B
Discretionary$224.1B
Non-Disc.$272B
Employees13,402
Clients24,760
DateJul 2018
Total AUM$496.1B
Discretionary$224.1B
Non-Disc.$272B
Employees13,402
Clients24,760
DateMar 2018
Total AUM$496.1B
Discretionary$224.1B
Non-Disc.$272B
Employees13,402
Clients24,760
DateJun 2017
Total AUM$391.7B
Discretionary$178.3B
Non-Disc.$213.4B
Employees14,632
Clients860,383
DateMar 2017
Total AUM$391.7B
Discretionary$178.3B
Non-Disc.$213.4B
Employees14,632
Clients860,383
DateOct 2016
Total AUM$358.3B
Discretionary$152.8B
Non-Disc.$205.5B
Employees14,489
Clients860,383
DateApr 2016
Total AUM$358.3B
Discretionary$152.8B
Non-Disc.$205.5B
Employees14,489
Clients860,383
DateMar 2016
Total AUM$358.3B
Discretionary$152.8B
Non-Disc.$205.5B
Employees14,489
Clients860,383
DateNov 2015
Total AUM$372.1B
Discretionary$140.3B
Non-Disc.$231.7B
Employees14,196
Clients828,300
DateSep 2015
Total AUM$372.1B
Discretionary$140.3B
Non-Disc.$231.7B
Employees14,196
Clients828,300
DateJun 2015
Total AUM$372.1B
Discretionary$140.3B
Non-Disc.$231.7B
Employees14,196
Clients828,300
DateApr 2015
Total AUM$372.1B
Discretionary$140.3B
Non-Disc.$231.7B
Employees14,196
Clients828,300
DateDec 2014
Total AUM$272.3B
Discretionary$111B
Non-Disc.$161.3B
Employees14,737
Clients810,300
DateDec 2014
Total AUM$272.3B
Discretionary$111B
Non-Disc.$161.3B
Employees14,737
Clients810,300
DateAug 2014
Total AUM$272.3B
Discretionary$111B
Non-Disc.$161.3B
Employees14,737
Clients810,300
DateAug 2014
Total AUM$272.3B
Discretionary$111B
Non-Disc.$161.3B
Employees14,737
Clients810,300
DateMar 2014
Total AUM$272.3B
Discretionary$111B
Non-Disc.$161.3B
Employees14,737
Clients810,300
DateFeb 2014
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateDec 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateNov 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateAug 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateJun 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateApr 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateApr 2013
Total AUM$230B
Discretionary$83.8B
Non-Disc.$146.2B
Employees15,790
Clients736,500
DateJan 2013
Total AUM$185.3B
Discretionary$58.5B
Non-Disc.$126.8B
Employees15,900
Clients676,600
DateAug 2012
Total AUM$185.3B
Discretionary$58.5B
Non-Disc.$126.8B
Employees--
Clients676,600
DateMar 2012
Total AUM$185.3B
Discretionary$58.5B
Non-Disc.$126.8B
Employees--
Clients676,600
DateMay 2011
Total AUM$175B
Discretionary$48.7B
Non-Disc.$126B
Employees--
Clients--
DateMar 2011
Total AUM$175B
Discretionary$48.7B
Non-Disc.$126B
Employees--
Clients--
DateDec 2010
Total AUM$178B
Discretionary$82.3B
Non-Disc.$95.2B
Employees--
Clients--
DateMar 2010
Total AUM$178B
Discretionary$82.3B
Non-Disc.$95.2B
Employees--
Clients--
DateApr 2009
Total AUM$163B
Discretionary$65.8B
Non-Disc.$97B
Employees--
Clients--
DateMar 2009
Total AUM$163B
Discretionary$65.8B
Non-Disc.$97B
Employees--
Clients--
DateNov 2007
Total AUM$113B
Discretionary$62.7B
Non-Disc.$50.5B
Employees--
Clients--
DateNov 2007
Total AUM$113B
Discretionary$62.7B
Non-Disc.$50.5B
Employees--
Clients--
DateOct 2007
Total AUM$113B
Discretionary$62.7B
Non-Disc.$50.5B
Employees--
Clients--
DateMay 2007
Total AUM$113B
Discretionary$62.7B
Non-Disc.$50.5B
Employees--
Clients--
DateMar 2007
Total AUM$113B
Discretionary$62.7B
Non-Disc.$50.5B
Employees--
Clients--
DateJan 2007
Total AUM$84.5B
Discretionary$48.9B
Non-Disc.$35.6B
Employees--
Clients--
DateJan 2007
Total AUM$84.5B
Discretionary$48.9B
Non-Disc.$35.6B
Employees--
Clients--
DateNov 2005
Total AUM$72.2B
Discretionary$42.2B
Non-Disc.$30B
Employees--
Clients--
DateJun 2004
Total AUM$71.9B
Discretionary$47B
Non-Disc.$24.9B
Employees--
Clients--
DateJun 2004
Total AUM$71.9B
Discretionary$47B
Non-Disc.$24.9B
Employees--
Clients--
DateApr 2004
Total AUM$71.9B
Discretionary$47B
Non-Disc.$24.9B
Employees--
Clients--
DateMar 2004
Total AUM$71.9B
Discretionary$47B
Non-Disc.$24.9B
Employees--
Clients--
DateJan 2004
Total AUM$73.6B
Discretionary$54.3B
Non-Disc.$19.3B
Employees--
Clients--
DateMar 2002
Total AUM$80.4B
Discretionary$58.9B
Non-Disc.$21.5B
Employees--
Clients--