WINTRUST INVESTMENTS, LLC
Legal name: WINTRUST INVESTMENTS
CRD #875 SEC #801-64233 CHICAGO, IL 312-431-1700
SEC Registered Broker-Dealer Disclosures
Total AUM
$14.4B
Discretionary
$9.3B
Employees
178
Clients
101
Accounts
10,969
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2024 | $14.4B | $9.3B | $5.1B | 178 | 0 |
| Mar 2024 | $14.4B | $9.3B | $5.1B | 178 | 0 |
| May 2023 | $13.6B | $8.8B | $4.8B | 171 | 0 |
| Mar 2023 | $13.6B | $8.8B | $4.8B | 171 | 0 |
| Feb 2023 | $12.4B | $7.1B | $5.3B | 186 | 0 |
| Nov 2022 | $12.4B | $7.1B | $5.3B | 186 | 0 |
| Oct 2022 | $12.4B | $7.1B | $5.3B | 186 | 0 |
| Oct 2022 | $12.4B | $7.1B | $5.3B | 186 | 0 |
| Mar 2022 | $12.4B | $7.1B | $5.3B | 186 | 0 |
| Dec 2021 | $9.6B | $5.1B | $4.5B | 174 | 0 |
| Mar 2021 | $9.6B | $5.1B | $4.5B | 174 | 0 |
| Jun 2020 | $9.2B | $5.6B | $3.6B | 193 | 0 |
| Apr 2020 | $9.2B | $5.6B | $3.6B | 193 | 0 |
| Mar 2020 | $9.2B | $5.6B | $3.6B | 193 | 0 |
| Dec 2019 | $7.4B | $4.5B | $3B | 226 | 0 |
| Mar 2019 | $7.4B | $4.5B | $3B | 226 | 0 |
| Nov 2018 | $6.5B | $3.6B | $2.9B | 235 | 0 |
| Aug 2018 | $6.5B | $3.6B | $2.9B | 235 | 0 |
| Mar 2018 | $6.5B | $3.6B | $2.9B | 235 | 0 |
| Mar 2017 | $5B | $2.8B | $2.2B | 249 | 3,700 |
| Nov 2016 | $5B | $3B | $2B | 249 | 3,500 |
| Mar 2016 | $5B | $3B | $2B | 249 | 3,500 |
| May 2015 | $4.1B | $2.5B | $1.6B | 209 | 3,400 |
| Feb 2015 | $4.1B | $2.5B | $1.6B | 209 | 3,400 |
| Mar 2014 | $3.4B | $2B | $1.4B | 186 | 3,400 |
| Oct 2013 | $2.3B | $2B | $396M | 222 | 2,100 |
| Mar 2013 | $2.3B | $2B | $396M | 222 | 2,100 |
| Mar 2012 | $2.5B | $2.2B | $325.3M | 51 | 1,700 |
| Mar 2011 | $421.5M | $137.5M | $284.1M | 51 | -- |
| Dec 2010 | $1.5B | $87.4M | $1.4B | 51 | -- |
| Oct 2010 | $1.5B | $87.4M | $1.4B | 51 | -- |
| Aug 2010 | $1.5B | $87.4M | $1.4B | 51 | -- |
| Mar 2009 | $183.3M | $52.2M | $131.1M | 51 | -- |
| Jan 2008 | $145.4M | $68.5M | $76.9M | 51 | -- |
| Oct 2007 | $145.4M | $68.5M | $76.9M | 51 | -- |
| Apr 2007 | $145.4M | $68.5M | $76.9M | 51 | -- |
| Mar 2006 | $17.7M | $9.7M | $8M | 51 | -- |
| Oct 2005 | $0 | $0 | $0 | 51 | -- |
| Sep 2005 | $0 | $0 | $0 | 51 | -- |
DateMay 2024
Total AUM$14.4B
Discretionary$9.3B
Non-Disc.$5.1B
Employees178
Clients0
DateMar 2024
Total AUM$14.4B
Discretionary$9.3B
Non-Disc.$5.1B
Employees178
Clients0
DateMay 2023
Total AUM$13.6B
Discretionary$8.8B
Non-Disc.$4.8B
Employees171
Clients0
DateMar 2023
Total AUM$13.6B
Discretionary$8.8B
Non-Disc.$4.8B
Employees171
Clients0
DateFeb 2023
Total AUM$12.4B
Discretionary$7.1B
Non-Disc.$5.3B
Employees186
Clients0
DateNov 2022
Total AUM$12.4B
Discretionary$7.1B
Non-Disc.$5.3B
Employees186
Clients0
DateOct 2022
Total AUM$12.4B
Discretionary$7.1B
Non-Disc.$5.3B
Employees186
Clients0
DateOct 2022
Total AUM$12.4B
Discretionary$7.1B
Non-Disc.$5.3B
Employees186
Clients0
DateMar 2022
Total AUM$12.4B
Discretionary$7.1B
Non-Disc.$5.3B
Employees186
Clients0
DateDec 2021
Total AUM$9.6B
Discretionary$5.1B
Non-Disc.$4.5B
Employees174
Clients0
DateMar 2021
Total AUM$9.6B
Discretionary$5.1B
Non-Disc.$4.5B
Employees174
Clients0
DateJun 2020
Total AUM$9.2B
Discretionary$5.6B
Non-Disc.$3.6B
Employees193
Clients0
DateApr 2020
Total AUM$9.2B
Discretionary$5.6B
Non-Disc.$3.6B
Employees193
Clients0
DateMar 2020
Total AUM$9.2B
Discretionary$5.6B
Non-Disc.$3.6B
Employees193
Clients0
DateDec 2019
Total AUM$7.4B
Discretionary$4.5B
Non-Disc.$3B
Employees226
Clients0
DateMar 2019
Total AUM$7.4B
Discretionary$4.5B
Non-Disc.$3B
Employees226
Clients0
DateNov 2018
Total AUM$6.5B
Discretionary$3.6B
Non-Disc.$2.9B
Employees235
Clients0
DateAug 2018
Total AUM$6.5B
Discretionary$3.6B
Non-Disc.$2.9B
Employees235
Clients0
DateMar 2018
Total AUM$6.5B
Discretionary$3.6B
Non-Disc.$2.9B
Employees235
Clients0
DateMar 2017
Total AUM$5B
Discretionary$2.8B
Non-Disc.$2.2B
Employees249
Clients3,700
DateNov 2016
Total AUM$5B
Discretionary$3B
Non-Disc.$2B
Employees249
Clients3,500
DateMar 2016
Total AUM$5B
Discretionary$3B
Non-Disc.$2B
Employees249
Clients3,500
DateMay 2015
Total AUM$4.1B
Discretionary$2.5B
Non-Disc.$1.6B
Employees209
Clients3,400
DateFeb 2015
Total AUM$4.1B
Discretionary$2.5B
Non-Disc.$1.6B
Employees209
Clients3,400
DateMar 2014
Total AUM$3.4B
Discretionary$2B
Non-Disc.$1.4B
Employees186
Clients3,400
DateOct 2013
Total AUM$2.3B
Discretionary$2B
Non-Disc.$396M
Employees222
Clients2,100
DateMar 2013
Total AUM$2.3B
Discretionary$2B
Non-Disc.$396M
Employees222
Clients2,100
DateMar 2012
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$325.3M
Employees51
Clients1,700
DateMar 2011
Total AUM$421.5M
Discretionary$137.5M
Non-Disc.$284.1M
Employees51
Clients--
DateDec 2010
Total AUM$1.5B
Discretionary$87.4M
Non-Disc.$1.4B
Employees51
Clients--
DateOct 2010
Total AUM$1.5B
Discretionary$87.4M
Non-Disc.$1.4B
Employees51
Clients--
DateAug 2010
Total AUM$1.5B
Discretionary$87.4M
Non-Disc.$1.4B
Employees51
Clients--
DateMar 2009
Total AUM$183.3M
Discretionary$52.2M
Non-Disc.$131.1M
Employees51
Clients--
DateJan 2008
Total AUM$145.4M
Discretionary$68.5M
Non-Disc.$76.9M
Employees51
Clients--
DateOct 2007
Total AUM$145.4M
Discretionary$68.5M
Non-Disc.$76.9M
Employees51
Clients--
DateApr 2007
Total AUM$145.4M
Discretionary$68.5M
Non-Disc.$76.9M
Employees51
Clients--
DateMar 2006
Total AUM$17.7M
Discretionary$9.7M
Non-Disc.$8M
Employees51
Clients--
DateOct 2005
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateSep 2005
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--