WINTRUST INVESTMENTS, LLC
Legal name: WINTRUST INVESTMENTS
CRD #875 SEC #801-64233 CHICAGO, IL 312-431-1700
SEC Registered Broker-Dealer Disclosures
Total AUM
$14.4B
Discretionary
$9.3B
Employees
178
Clients
101
Accounts
10,969
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2024
- Branch Offices
- 78
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, STEVEN ROTH | I | DIRECTOR | NA | Control |
| BECKER, STEVEN ROTH | I | DIRECTOR | NA | Control |
| BECKER, STEVEN ROTH | I | DIRECTOR | NA | Control |
| BIONDO, MICHELLE KAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BIONDO, MICHELLE KAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BIONDO, MICHELLE KAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BIONDO, MICHELLE KAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CARLISLE, PAUL CLAYTON | I | DIRECTOR | NA | Control |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CHARLES, JENNY JO | I | CHIEF OPERATIONS OFFICER | NA | |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CORBETT, JAMES EDWARD | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DUCA, JAMES FRANCIS II | I | CEO / DIRECTOR | NA | Control |
| DUCA, JAMES FRANCIS II | I | CEO / DIRECTOR | NA | Control |
| DUCA, JAMES FRANCIS II | I | CEO / DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| DYKSTRA, DAVID ALAN | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GETZ, BERT ATWATER JR | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| GLABE, MARLA FRIEDMAN | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HEITMANN, SCOTT KEITH | I | DIRECTOR | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| HUGHES, TERRANCE GREGORY | I | DIRECTOR OF SALES | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KAMRADT, MICHAEL PAUL | I | DIRECTOR | NA | Control |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KIERNAN, THOMAS JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| KOGUT, LAURA ANN | I | DIRECTOR,CHIEF OPERATIONS OFFICER | NA | Control |
| KOGUT, LAURA ANN | I | DIRECTOR,CHIEF OPERATIONS OFFICER | NA | Control |
| KOGUT, LAURA ANN | I | DIRECTOR,CHIEF OPERATIONS OFFICER | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KOTCHE, KEITH JOHN | I | DIRECTOR | NA | Control |
| KRATZER, RAYMOND LOUIS | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| LILLARD, JOHN STOLL | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MCKINNEY, SUZET MEYLIEU | I | DIRECTOR | NA | Control |
| MEYERS, ROBERT | I | DIRECTOR | NA | Control |
| MEYERS, ROBERT | I | DIRECTOR | NA | Control |
| MEYERS, ROBERT | I | DIRECTOR | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAULUS, THOMAS MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PEDRELLI, ADRIANO | I | DIRECTOR | NA | |
| PEDRELLI, ADRIANO | I | DIRECTOR | NA | |
| PEDRELLI, ADRIANO | I | DIRECTOR | NA | |
| RADEMACHER, HOLLIS WILLIAM | I | DIRECTOR | NA | Control |
| RADEMACHER, HOLLIS WILLIAM | I | DIRECTOR | NA | Control |
| RADEMACHER, HOLLIS WILLIAM | I | DIRECTOR | NA | Control |
| REILLY, WILLIAM JAMES | I | CFO | NA | Control |
| REILLY, WILLIAM JAMES | I | CFO | NA | Control |
| REILLY, WILLIAM JAMES | I | CFO | NA | Control |
| REILLY, WILLIAM JAMES | I | CFO | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| ROLDAN, CELENA | I | DIRECTOR | NA | Control |
| SARILLO, CELENA ROLDAN | I | DIRECTOR | NA | Control |
| SARILLO, CELENA ROLDAN | I | DIRECTOR | NA | Control |
| SARILLO, CELENA ROLDAN | I | DIRECTOR | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CCO, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CCO, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER, SROP | NA | |
| SILVER, ELLIOTT JOSEPH | I | CCO, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER, SROP | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, ELLIOTT JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL, CROP | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| SOMMERFIELD, JAMES ALFRED JR | I | SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL | NA | |
| STAFFORD, INGRID S. | I | DIRECTOR | NA | Control |
| STAFFORD, INGRID S. | I | DIRECTOR | NA | Control |
| STAFFORD, INGRID S. | I | DIRECTOR | NA | Control |
| STAFFORD, INGRID S. | I | DIRECTOR | NA | Control |
| WEHMER, EDWARD JOSEPH | I | DIRECTOR | NA | Control |
| WEHMER, EDWARD JOSEPH | I | DIRECTOR | NA | Control |
| WEHMER, EDWARD JOSEPH | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WEINBERGER, STANLEY ROBERT | I | DIRECTOR | NA | Control |
| WHOLEY, RICHARD | I | DIRECTOR | NA | Control |
| WHOLEY, RICHARD | I | DIRECTOR | NA | Control |
| WHOLEY, RICHARD | I | DIRECTOR | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| ZIDAR, THOMAS PATRICK | I | CHAIRMAN & CEO | NA | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| NORTH SHORE COMMUNITY BANK AND TRUST COMPANY | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
| WINTRUST BANK | DE | SOLE DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | NORTH SHORE COMMUNITY BANK AND TRUST | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
| WINTRUST FINANCIAL CORPORATION | DE | WINTRUST BANK | E | Control |
Registrations
Federal
IA
May 20, 2024 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
231 SOUTH LASALLE STREET13TH FLOOR
CHICAGO, IL 60604
United States
Phone: 312-431-1700