RIA Intelligence

Investment Advisers in California

5,433 registered firms

FLAHERTY & CRUMRINE INCORPORATED
CRD #105499 PASADENA, CA
SEC
AUM
$4.1B
Employees
13
MOZAIC, LLC
CRD #145777 BEVERLY HILLS, CA
SEC
AUM
$4.1B
Employees
13
PRESIDIO CAPITAL ADVISORS LLC
CRD #108531 SAN FRANCISCO, CA
SEC
AUM
$4.1B
Employees
28
DALTON INVESTMENTS, INC.
CRD #308609 EL SEGUNDO, CA
SEC Private Funds
AUM
$4.1B
Employees
44
DRAGONFLY DIGITAL MANAGEMENT, LLC
CRD #300750 SAN FRANCISCO, CA
SEC Private Funds
AUM
$4.1B
Employees
38
CLIFFORD SWAN INVESTMENT COUNSEL LLC
CRD #108033 PASADENA, CA
SEC
AUM
$4.1B
Employees
33
DESTINATION WEALTH MANAGEMENT
CRD #110365 WALNUT CREEK, CA
SEC
AUM
$4.1B
Employees
56
BRADFORD & MARZEC, LLC
CRD #105654 LOS ANGELES, CA
SEC Private Funds
AUM
$4.2B
Employees
32
VECTOR CAPITAL MANAGEMENT, L.P.
CRD #171172 SAN FRANCISCO, CA
SEC Private Funds
AUM
$4.2B
Employees
51
SCHARF INVESTMENTS, LLC
CRD #105508 LOS GATOS, CA
SEC
AUM
$4.2B
Employees
23
HENNESSY ADVISORS, INC.
CRD #110770 NOVATO, CA
SEC
AUM
$4.3B
Employees
19
AUM
$4.3B
Employees
--
BERKELEY CAPITAL MANAGEMENT LLC
CRD #127067 SAN FRANCISCO, CA
SEC
AUM
$4.3B
Employees
--
ALTAMONT CAPITAL MANAGEMENT, L.P.
CRD #160498 PALO ALTO, CA
SEC Private Funds
AUM
$4.3B
Employees
54
ARES CLO MANAGEMENT LLC
CRD #257788 LOS ANGELES, CA
SEC Private Funds
AUM
$4.3B
Employees
53
FRAZIER LIFE SCIENCES MANAGEMENT, LP
CRD #317522 PALO ALTO, CA
SEC Private Funds
AUM
$4.3B
Employees
63
SABAL INVESTMENT ADVISORS, LLC
CRD #169572 IRVINE, CA
SEC Private Funds
AUM
$4.3B
Employees
15
ADERO PARTNERS, LLC
CRD #297808 WALNUT CREEK, CA
SEC
AUM
$4.4B
Employees
50
PROGRESS INVESTMENT MANAGEMENT COMPANY
CRD #109594 SAN FRANCISCO, CA
SEC
AUM
$4.4B
Employees
--
ADVICEPERIOD, LLC
CRD #169828 LOS ANGELES, CA
SEC Disclosures
AUM
$4.5B
Employees
92
MENLO EQUITIES V LLC
CRD #162139 MENLO PARK, CA
SEC Private Funds
AUM
$4.5B
Employees
42
PRIVATE MANAGEMENT GROUP INC
CRD #104707 IRVINE, CA
SEC
AUM
$4.5B
Employees
20
RNC CAPITAL MANAGEMENT LLC
CRD #108618 LOS ANGELES, CA
SEC
AUM
$4.5B
Employees
64
GLOBEFLEX CAPITAL LP
CRD #106417 SAN DIEGO, CA
SEC Private Funds
AUM
$4.6B
Employees
26
NEXUS CAPITAL MANAGEMENT LP
CRD #168618 LOS ANGELES, CA
SEC Private Funds
AUM
$4.6B
Employees
28