RIA Intelligence

Investment Advisers in California

5,433 registered firms

Sort by: AUM Name Employees Last Updated
UPWELLING CAPITAL GROUP LLC
CRD #164653 DAVIS, CA
Private Funds Disclosures
AUM
$115.2M
Employees
7
TLA CAPITAL MANAGEMENT, LLC
CRD #142135 REDWOOD SHORES, CA
SEC
AUM
$115M
Employees
4
EQUBOT INC.
CRD #289216 SAN FRANCISCO, CA
SEC
AUM
$115M
Employees
4
DRAGON FINANCIAL AND INVESTMENT GROUP, INC.
CRD #157936 SAN MATEO, CA
SEC
AUM
$115M
Employees
5
PILLAR FINANCIAL SERVICES, INC.
CRD #22649 WALNUT CREEK, CA
SEC
AUM
$115M
Employees
5
TRANSIERRA CAPITAL LLC
CRD #105319 SAN RAFAEL, CA
SEC
AUM
$115M
Employees
5
KEN MARINACE & ASSOCIATES, INC
CRD #111662 BURBANK, CA
SEC
AUM
$114.9M
Employees
6
WALLENDER, TIMOTHY JOSEPH
CRD #138301 MANHATTAN BEACH, CA
SEC
AUM
$114.9M
Employees
1
ALPHA ONE ASSET MANAGEMENT LLC
CRD #338725 PASADENA, CA
SEC Private Funds Disclosures
AUM
$114.7M
Employees
9
BANTA ASSET MANAGEMENT LP
CRD #142987 NEWPORT BEACH, CA
SEC
AUM
$114.6M
Employees
4
LIGHT CAPITAL LLC
CRD #323373 SANTA MONICA, CA
SEC
AUM
$114.5M
Employees
2
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.
CRD #146778 COSTA MESA, CA
SEC
AUM
$114.5M
Employees
5
RAMAJAL LLC
CRD #114739 LOS ANGELES, CA
SEC
AUM
$114.4M
Employees
2
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
CRD #111549 SAN JOSE, CA
SEC
AUM
$114.4M
Employees
2
TRILLIUM INVESTMENTS LLC
CRD #300353 EMERYVILLE, CA
SEC
AUM
$114.2M
Employees
2
GPS PARTNERS LLC
CRD #135861 SANTA MONICA, CA
SEC
AUM
$114M
Employees
10
UNION FINANCIAL PARTNERS, SAN FRANCISCO, INC.
CRD #127310 SAN FRANCISCO, CA
SEC
AUM
$114M
Employees
3
LYON STREET CAPITAL, LLC
CRD #163813 SAUSALITO, CA
Private Funds
AUM
$113.9M
Employees
2
CALIFORNIA PRIVATE INVESTMENT CORP.
CRD #104661 SAN FRANCISCO, CA
SEC
AUM
$113.7M
Employees
3
HAMILTON & BACHE INC
CRD #106424 GLENDALE, CA
SEC
AUM
$113.4M
Employees
5
G3W VENTURES LLC
CRD #111585 LOS ANGELES, CA
Private Funds
AUM
$113.3M
Employees
2
AK GLOBAL ASSET MANAGEMENT, LLC
CRD #137530 OAKLAND, CA
SEC
AUM
$112.8M
Employees
2
DERIVE WEALTH LLC
CRD #284619 PASADENA, CA
SEC
AUM
$112.6M
Employees
2
ZENITH CAPITAL, LLC.
CRD #106694 SANTA ROSA, CA
SEC
AUM
$112.5M
Employees
10
FABIAN WEALTH STRATEGIES, INC.
CRD #144177 COSTA MESA, CA
SEC
AUM
$112.3M
Employees
5