RIA Intelligence

Investment Advisers in Maine

66 registered firms

BIRCHBROOK
CRD #105164 BANGOR, ME
SEC
AUM
$259M
Employees
7
BLOCK CAPITAL MANAGEMENT
CRD #108839 ELLSWORTH, ME
SEC
AUM
$256.4M
Employees
5
HARBORVIEW ADVISORS, LLC
CRD #173012 PORTLAND, ME
SEC
AUM
$225.3M
Employees
6
RM FINANCIAL SERVICES, LLC
CRD #304297 FALMOUTH, ME
SEC
AUM
$221.1M
Employees
5
BROAD COVE CAPITAL
CRD #305393 CUMBERLAND FORESIDE, ME
SEC
AUM
$185.1M
Employees
4
CLARK & STUART INC
CRD #107991 PORTLAND, ME
SEC Disclosures
AUM
$167.8M
Employees
3
OUTFITTERS FINANCIAL LLC
CRD #291413 BRUNSWICK, ME
SEC
AUM
$156.9M
Employees
4
J.M. ARBOUR, LLC
CRD #313352 GARDINER, ME
SEC
AUM
$154M
Employees
9
GOLDMAN FINANCIAL PLANNING, LLC
CRD #164542 FALMOUTH, ME
SEC
AUM
$148.4M
Employees
7
ALLEGIANCE FINANCIAL GROUP, INC.
CRD #113826 SOUTH PORTLAND, ME
SEC
AUM
$145.9M
Employees
10
ALPHA CAPITAL ADVISORS, INC
CRD #138825 BANGOR, ME
SEC
AUM
$129.7M
Employees
6
GIBSON FINANCIAL SOLUTIONS, INC.
CRD #117831 ELLSWORTH, ME
SEC
AUM
$124.9M
Employees
2
MAIDEN COVE CAPITAL, LLC
CRD #312478 CAPE ELIZABETH, ME
SEC
AUM
$122.3M
Employees
2
HARPSWELL CAPITAL MANAGEMENT, LLC
CRD #146252 PORTLAND, ME
SEC Private Funds
AUM
$122.2M
Employees
6
ALTERITY FINANCIAL GROUP, LLC
CRD #153534 BANGOR, ME
SEC
AUM
$119.4M
Employees
7
BLUE POINT FINANCIAL, INC.
CRD #299688 SCARBOROUGH, ME
SEC
AUM
$113.3M
Employees
3
GRP FINANCIAL SERVICES, LLC
CRD #333183 FARMINGDALE, ME
SEC
AUM
$109.9M
Employees
14
HARVEST ASSET GROUP, LLC
CRD #165216 PORTLAND, ME
SEC
AUM
$107.3M
Employees
2
STEELE STREET CAPITAL LLC
CRD #331520 KITTERY, ME
SEC
AUM
$101.7M
Employees
2
OLDFIELD WEALTH PARTNERS LLC
CRD #332765 BANGOR, ME
SEC
AUM
$101.3M
Employees
1
WRIGHT COVE CAPITAL, LLC
CRD #307252 PORTLAND, ME
SEC
AUM
$100.6M
Employees
2
GUIDANCE POINT RETIREMENT SERVICES, LLC
CRD #161000 PORTLAND, ME
SEC
AUM
$62.9M
Employees
7
AURORA FINANCIAL GROUP, LLC
CRD #134895 PORTLAND, ME
SEC
AUM
$53M
Employees
1
WIND RIVER CAPITAL MANAGEMENT, INC
CRD #131323 ELLSWORTH, ME
SEC
AUM
$46.4M
Employees
1
NICHOLS, JAMES WILLIAM
CRD #121108 BANGOR, ME
SEC
AUM
$43.9M
Employees
1