RIA Intelligence

Investment Advisers in North Carolina

593 registered firms

Sort by: AUM Name Employees Last Updated
ESTEP CAPITAL MANAGEMENT
CRD #134250 MATTHEWS, NC
SEC
AUM
$30M
Employees
1
HAYDEN HARPER FINANCIAL, LLC
CRD #111708 CHARLOTTE, NC
SEC
AUM
$29.4M
Employees
10
SLP WEALTH LLC
CRD #325631 DURHAM, NC
SEC
AUM
$29.2M
Employees
20
HERITAGE CAPITAL PARTNERS,INC.
CRD #120748 CHARLOTTE, NC
SEC
AUM
$29.1M
Employees
5
TEAMVEST RETIREMENT PLAN SERVICES,LLC
CRD #111995 CHARLOTTE, NC
SEC
AUM
$27.4M
Employees
51
W.WALL AND COMPANY, INC.
CRD #113075 ASHEVILLE, NC
SEC Disclosures
AUM
$26M
Employees
1
BMF INVESTMENTS, INC.
CRD #141871 CHARLOTTE, NC
SEC
AUM
$26M
Employees
1
FIRST PLANNING GROUP INC
CRD #110610 GREENSBORO, NC
SEC
AUM
$24.8M
Employees
5
GRIGGS CAPITAL MANAGEMENT, LLC
CRD #144042 CHARLOTTE, NC
SEC
AUM
$23.3M
Employees
1
FRAZIER CAPITAL MANAGEMENT LLC
CRD #137684 WINSTON SALEM, NC
SEC
AUM
$18.8M
Employees
5
RAVEN ROCK CAPITAL MANAGEMENT, LLC
CRD #155925 CHAPEL HILL, NC
SEC Private Funds
AUM
$18M
Employees
5
PARABLA, LLC
CRD #323978 OAK RIDGE, NC
SEC
AUM
$17.8M
Employees
1
QMA INVESTMENT MANAGEMENT, LLC
CRD #118494 CHARLOTTE, NC
SEC
AUM
$16.9M
Employees
10
BOVEDA ASSET MANAGEMENT, INC.
CRD #171852 CHARLOTTE, NC
SEC Private Funds
AUM
$16.7M
Employees
5
QUARTERMASTER WEALTH MANAGEMENT, LLC
CRD #166807 CHARLOTTE, NC
SEC
AUM
$15.5M
Employees
5
QBI FINANCIAL, LLC
CRD #286639 CHARLOTTE, NC
SEC
AUM
$14.6M
Employees
11
SIMON INVESTMENT ADVISORY SERVICES, INC.
CRD #142807 CHAPEL HILL, NC
SEC
AUM
$14M
Employees
5
LANGER WEALTH MANAGEMENT LLC
CRD #109547 WILMINGTON, NC
SEC
AUM
$13.6M
Employees
1
MAVEN CAPITAL, LLC
CRD #297219 CHARLOTTE, NC
SEC
AUM
$11.9M
Employees
2
SYNERGY INVESTMENT GROUP, LLC
CRD #46035 KANNAPOLIS, NC
SEC Disclosures
AUM
$11.5M
Employees
11
RETIREMENT EDUCATIONAL SERVICES, LLC.
CRD #139357 GREENVILLE, NC
SEC
AUM
$11.2M
Employees
5
SYNOBIS ADVISORS, INC.
CRD #281488 CARY, NC
SEC
AUM
$10.4M
Employees
7
PENSION PLANNING SOLUTIONS, INC.
CRD #126393 GREENSBORO, NC
SEC
AUM
$9.1M
Employees
1
CARITAS CAPITAL, LLC
CRD #149970 CHARLOTTE, NC
SEC
AUM
$7.4M
Employees
3
HAVEN CAPITAL ADVISORS, LLC
CRD #338419 CHARLOTTE, NC
SEC Private Funds
AUM
$5.4M
Employees
2