RIA Intelligence

Investment Advisers in California

5,433 registered firms

Sort by: AUM Name Employees Last Updated
BREAKWATER FUND MANAGEMENT, LLC
CRD #131725 LOS ANGELES, CA
SEC
AUM
$30M
Employees
5
CWS MANAGEMENT LLC
CRD #119320 NEWPORT BEACH, CA
SEC
AUM
$30M
Employees
5
LOBDELL CAPITAL MANAGEMENT LLC
CRD #122714 SAN FRANCISCO, CA
SEC
AUM
$30M
Employees
5
CAROL GRANT DESMOND
CRD #108397 SAN RAFAEL, CA
SEC
AUM
$30M
Employees
5
SEACOAST CAPITAL MANAGEMENT
CRD #117775 SOLANA BEACH, CA
SEC
AUM
$29.9M
Employees
5
TEN ASSET MANAGEMENT, INC.
CRD #134021 OJAI, CA
SEC
AUM
$29.8M
Employees
6
NEPTUNE HOLDINGS, LLC
CRD #132750 WALNUT CREEK, CA
SEC
AUM
$29.7M
Employees
5
SIGNATURE BUSINESS ADVISORS INC
CRD #110175 IRVINE, CA
SEC
AUM
$29.6M
Employees
10
ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.
CRD #105548 LA MESA, CA
SEC
AUM
$29.5M
Employees
10
ARCANO CAPITAL USA, INC.
CRD #317164 NEWPORT BEACH, CA
Private Funds
AUM
$29.4M
Employees
4
KIN ADVISORS, INC
CRD #304790 COSTA MESA, CA
SEC
AUM
$29.4M
Employees
2
SCION CAPITAL, LLC
CRD #119446 SAN JOSE, CA
SEC
AUM
$29.4M
Employees
5
TRADEWINDS INVESTMENT MANAGEMENT, L.P.
CRD #138261 SAUSALITO, CA
SEC Private Funds
AUM
$29.3M
Employees
2
VAUGHN INVESTMENT ADVISORS INC
CRD #111249 TUSTIN, CA
SEC
AUM
$29.2M
Employees
1
DELTA FORCE CAPITAL, LLC
CRD #140329 SAN FRANCISCO, CA
SEC
AUM
$29.1M
Employees
5
MCF ASSET MANAGEMENT, LLC
CRD #130503 SAN FRANCISCO, CA
SEC
AUM
$29M
Employees
10
TURNING POINTS ADVISORY TIMING SERVICE INC
CRD #110923 SUN CITY, CA
SEC
AUM
$29M
Employees
5
WEIR CAPITAL MANAGEMENT LLC
CRD #109614 WALNUT CREEK, CA
SEC
AUM
$29M
Employees
5
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
CRD #162143 PETALUMA, CA
SEC
AUM
$29M
Employees
2
INCEPTION CAPITAL MANAGEMENT, LLC
CRD #154278 SAN JOSE, CA
SEC
AUM
$28.9M
Employees
5
COMPU/FUND, INC.
CRD #111580 PASADENA, CA
SEC
AUM
$28.9M
Employees
5
RACE CAPITAL, L.L.C.
CRD #308466 PALO ALTO, CA
Private Funds
AUM
$28.5M
Employees
5
ROUND HILL SECURITIES, INC.
CRD #35223 ALAMO, CA
SEC
AUM
$28.4M
Employees
--
BOLGER, PATRICK
CRD #319410 SIMI VALLEY, CA
SEC
AUM
$28.4M
Employees
1
SASO, RICHARD ANTHONY
CRD #21242 SAN RAMON, CA
SEC
AUM
$28.3M
Employees
5