RIA Intelligence

Investment Advisers in California

5,433 registered firms

Sort by: AUM Name Employees Last Updated
GROWTH CAPITAL STRATEGIES, LLC
CRD #288119 SAN FRANCISCO, CA
SEC
AUM
$32M
Employees
1
RAEDE CAPITAL MANAGEMENT, LLC
CRD #109182 SANTA BARBARA, CA
SEC
AUM
$31.9M
Employees
5
WFP SECURITIES CORPORATION
CRD #35098 SAN DIEGO, CA
SEC
AUM
$31.6M
Employees
10
SADDLE PEAK ASSET MANAGEMENT, LLC
CRD #137341 SANTA MONICA, CA
SEC Private Funds
AUM
$31.6M
Employees
1
MULHOLLAND CAPITAL ADVISORS, LLC
CRD #134851 LOS ANGELES, CA
SEC
AUM
$31.5M
Employees
5
HATFIELD INSURANCE & FINANCIAL SERVICES, INC.
CRD #169941 SHERMAN OAKS, CA
SEC
AUM
$31.5M
Employees
1
MICHAEL ALAN RANDOLPH
CRD #114654 SANTA ROSA, CA
SEC
AUM
$31.4M
Employees
5
GUGGENHEIM WEALTH SOLUTIONS, LLC
CRD #283238 SANTA MONICA, CA
SEC
AUM
$31.4M
Employees
9
THE LEONARD FINANCIAL GROUP, LLC
CRD #123651 RIVERSIDE, CA
SEC Disclosures
AUM
$31.4M
Employees
1
WAYPOINT FINANCIAL ADVISORS, INC.
CRD #109158 MODESTO, CA
SEC
AUM
$31.4M
Employees
5
VICTORY WEALTH MANAGEMENT, LLC
CRD #152221 REEDLEY, CA
SEC
AUM
$31.3M
Employees
1
GOLD COAST SECURITIES, INC.
CRD #110925 THOUSAND OAKS, CA
SEC Disclosures
AUM
$31.1M
Employees
11
BRAVE NEW WEALTH, LLC
CRD #336030 WESTLAKE VILLAGE, CA
SEC
AUM
$31.1M
Employees
1
LEGACY ADVISORY SERVICES, INC.
CRD #111027 PETALUMA, CA
SEC
AUM
$31.1M
Employees
51
TRUE WEST MANAGEMENT COMPANY, LLC
CRD #160825 LOS ANGELES, CA
Private Funds
AUM
$31M
Employees
6
ESSEX NATIONAL SECURITIES, INC.
CRD #25454 NAPA, CA
SEC Disclosures
AUM
$30.8M
Employees
11
AMERICA FIRST CAPITAL MANAGEMENT, LLC
CRD #152248 GRANITE BAY, CA
SEC
AUM
$30.7M
Employees
2
ANCHOR FINANCIAL GROUP
CRD #111801 SANTA ANA, CA
SEC
AUM
$30.7M
Employees
1
EPLANNING ADVISORS INC
CRD #109184 SAN FRANCISCO, CA
SEC
AUM
$30.3M
Employees
--
DOUBLE EAGLE PARTNERS, LLC
CRD #128563 NEWPORT BEACH, CA
SEC Private Funds
AUM
$30.3M
Employees
3
STENSON FINANCIAL CORPORATION
CRD #133753 LARKSPUR, CA
SEC
AUM
$30.3M
Employees
1
CNI RECF ADVISORS, LLC
CRD #282562 LOS ANGELES, CA
SEC Disclosures
AUM
$30.2M
Employees
18
BACHE CAPITAL MANAGEMENT, INC.
CRD #113719 PASADENA, CA
SEC
AUM
$30.1M
Employees
1
ANCHOR WEALTH MANAGEMENT, LLC
CRD #135666 CITY OF INDUSTRY, CA
SEC
AUM
$30M
Employees
5
ABUNDA FINANCIAL, LLC
CRD #120177 LARKSPUR, CA
SEC
AUM
$30M
Employees
1