RIA Intelligence

Investment Advisers in California

5,433 registered firms

Sort by: AUM Name Employees Last Updated
TCW SPECIAL CREDITS
CRD #106545 LOS ANGELES, CA
SEC
AUM
$6.8M
Employees
5
ROUND INVESTMENTS LLC
CRD #285935 LOS ANGELES, CA
SEC
AUM
$6.5M
Employees
3
UNITY WEALTH PARTNERS LLC
CRD #316222 ORANGE, CA
SEC
AUM
$6.5M
Employees
3
SAN FRANCISCO SENTRY RELATIVE VALUE ADVISORS LLC
CRD #110100 SAN FRANCISCO, CA
SEC
AUM
$6.5M
Employees
5
MENDES WEALTH MANAGEMENT, LLC
CRD #315950 TEMPLE CITY, CA
SEC
AUM
$6.5M
Employees
1
NETNET VENTURES LLC
CRD #109448 SAN FRANCISCO, CA
SEC
AUM
$6.5M
Employees
10
401K MASTERS, LLC
CRD #174735 LAFAYETTE, CA
SEC
AUM
$6.3M
Employees
2
PLENTY FINANCIAL RIA, LLC
CRD #323767 SAN FRANCISCO, CA
SEC
AUM
$6.2M
Employees
6
HARBORVIEW CAPITAL MANAGEMENT, LLC
CRD #130935 PASADENA, CA
Private Funds
AUM
$6.2M
Employees
1
STILLWATER CAPITAL MANAGEMENT, LLC
CRD #313075 CARMEL-BY-THE-SEA, CA
SEC
AUM
$6.2M
Employees
1
KAY FRANCES BYRUM
CRD #112484 FULLERTON, CA
SEC
AUM
$6M
Employees
5
ENVISION ASSET MANAGEMENT, INC.
CRD #144756 IRVINE, CA
SEC
AUM
$6M
Employees
5
WHITESPACE FINANCIAL, LLC
CRD #149069 LA HONDA, CA
SEC
AUM
$5.9M
Employees
5
ALFRED CAPITAL MANAGEMENT, LLC
CRD #145188 LA JOLLA, CA
SEC
AUM
$5.9M
Employees
5
HIGHLAND CAPITAL GROUP INC.
CRD #139923 LOS ANGELES, CA
SEC
AUM
$5.5M
Employees
5
GT INVESTMENT MANAGEMENT, LLC
CRD #325619 LOS ANGELES, CA
SEC
AUM
$5.5M
Employees
1
VIRGO INVESTMENT SOCIETAS LLC
CRD #157300 BURLINGAME, CA
SEC
AUM
$5.5M
Employees
17
DEL REY GLOBAL INVESTORS, LLC
CRD #152872 LOS ANGELES, CA
SEC
AUM
$5.3M
Employees
5
PRESERVATION TRUST ADVISORS, LLC
CRD #155322 SAN FRANCISCO, CA
SEC
AUM
$5.3M
Employees
1
POLARIS EQUITY MANAGEMENT, INC.
CRD #298193 SAN RAFAEL, CA
SEC Private Funds
AUM
$5.3M
Employees
1
LA CUMBRE PEAK ADVISORS, LLC
CRD #312650 SANTA BARBARA, CA
SEC
AUM
$5.2M
Employees
2
STRATEGIC ASSET MANAGEMENT GROUP, LLC
CRD #131530 SAN DIEGO, CA
SEC
AUM
$5.1M
Employees
1
CUSTOM FUND MANAGEMENT, LLC
CRD #105932 SAN FRANCISCO, CA
SEC
AUM
$5.1M
Employees
5
ELLIOTT CHARLES COX, II
CRD #148424 BURLINGAME, CA
SEC
AUM
$5M
Employees
5
QUALITAS WEALTH COUNSEL
CRD #147970 IRVINE, CA
SEC
AUM
$5M
Employees
5