RIA Intelligence

Investment Advisers in Rhode Island

91 registered firms

Sort by: AUM Name Employees Last Updated
DEKONING AND COMPANY, LLC
CRD #141605 NEWPORT, RI
SEC
AUM
$74.1M
Employees
1
LOCKE CAPITAL MANAGEMENT INC
CRD #106742 NEWPORT, RI
SEC
AUM
$74.8M
Employees
5
SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC
CRD #109013 PROVIDENCE, RI
SEC
AUM
$122.4M
Employees
3
BREACHWAY INVESTMENTS, LLC
CRD #299102 CHARLESTOWN, RI
SEC
AUM
$131.3M
Employees
2
BOUNTIFUL INVESTMENT MANAGEMENT LLC
CRD #281437 RUMFORD, RI
SEC
AUM
$131.3M
Employees
2
GEA SPHERE, LLC
CRD #152001 CRANSTON, RI
SEC
AUM
$131.4M
Employees
3
IVY WEALTH MANAGEMENT, INC.
CRD #164557 WEST WARWICK, RI
SEC
AUM
$149.9M
Employees
8
ST. ONGE, PAUL PHILIP
CRD #156300 EAST GREENWICH, RI
SEC
AUM
$150M
Employees
1
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C.
CRD #155669 PROVIDENCE, RI
SEC Private Funds
AUM
$154.4M
Employees
0
HAVE RIA, INC.
CRD #327137 PROVIDENCE, RI
SEC
AUM
$162.4M
Employees
9
D & P INVESTMENT ADVISORS, LTD.
CRD #119631 WAKEFIELD, RI
SEC
AUM
$173.8M
Employees
1
ST. ONGE, PAUL, PHILIP
CRD #31338 EAST GREENWICH, RI
SEC
AUM
$175M
Employees
5
OCEAN STATE ASSET MANAGEMENT, LLC
CRD #133452 PROVIDENCE, RI
SEC
AUM
$176.1M
Employees
1
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC
CRD #127748 WESTERLY, RI
SEC
AUM
$184.1M
Employees
8
FORBES FINANCIAL PLANNING, INC.
CRD #143912 EAST GREENWICH, RI
SEC
AUM
$195.5M
Employees
3
OCONNELL INVESTMENT SERVICES INC
CRD #106970 LINCOLN, RI
SEC
AUM
$199.5M
Employees
10
COMPTON CAPITAL MANAGEMENT INC
CRD #107002 PROVIDENCE, RI
SEC
AUM
$201.7M
Employees
2
PLUM POINTE WEALTH MANAGEMENT, LLC
CRD #332618 PROVIDENCE, RI
SEC
AUM
$206.7M
Employees
4
PROGRESSIVE FINANCIAL STRATEGIES LLC
CRD #110560 PROVIDENCE, RI
SEC
AUM
$213.1M
Employees
--
FENWAY PARTNERS, LLC
CRD #160630 WESTERLY, RI
SEC Private Funds
AUM
$220M
Employees
3
SLOCUM GORDON & CO LLP
CRD #104929 NEWPORT, RI
SEC
AUM
$225.2M
Employees
6
DIVERSIFIED RESOURCES, LLC
CRD #31346 WARWICK, RI
SEC
AUM
$233.7M
Employees
7
FINANCIAL INDEPENDENCE, LLC
CRD #150515 WARWICK, RI
SEC
AUM
$242.3M
Employees
6
FIRST FINANCIAL ADVISORY SERVICES INC
CRD #105031 WESTERLY, RI
SEC
AUM
$250M
Employees
6
KLR INVESTMENT ADVISORS, LLC
CRD #124716 PROVIDENCE, RI
SEC Disclosures
AUM
$254.5M
Employees
7